From Casetext: Smarter Legal Research

Matter of Ransom v. St. Regis Mohawk Educ

Appellate Division of the Supreme Court of New York, Third Department
Jan 9, 1992
179 A.D.2d 860 (N.Y. App. Div. 1992)

Opinion

January 9, 1992

Appeal from the Supreme Court, Franklin County (Plumadore, J.).


Petitioners are members of the St. Regis Mohawk Tribe. Respondent St. Regis Mohawk Education and Community Fund, Inc. (hereinafter the Fund) is a not-for-profit corporation organized to provide education and health services to Mohawk Indians. Respondents David Jacobs, Norman Tarbell and Lincoln C. White are directors of the Fund as well as the three elected Tribal Chiefs of the Mohawk Tribe. This CPLR article 78 proceeding was commenced to challenge petitioners' dismissal from employment with the Fund. Petitioners claimed that they were dismissed without compliance with the applicable provisions of the personnel policy and procedural manual of the Fund.

Respondents did not answer, but instead served affidavits in opposition to the petition together with a memorandum of law in which they claimed that petitioners were employees of the Tribe, not the Fund, and that the proceeding was thereby barred by tribal sovereign immunity (see, Santa Clara Pueblo v. Martinez, 436 U.S. 49). Petitioners served a memorandum of law in opposition, together with their attorney's affidavit and a number of exhibits, which they claimed demonstrated that they were employees of the Fund and that the latter did not enjoy sovereign immunity. Finally, respondents submitted another affidavit in support of their claim that even if petitioners were found to be employees of the Fund, tribal sovereign immunity still applied because the Fund is an instrumentality or agency of the Tribe (see, Boe v. Fort Belknap Indian Community, 455 F. Supp. 462, affd 642 F.2d 276).

Supreme Court apparently treated respondents' affidavits as an answer because it resolved the proceeding on the merits, rejecting respondents' claim of sovereign immunity and directing that petitioners be reinstated with back pay as sought in the petition. We reverse.

While an affidavit submitted on behalf of a respondent may be considered by the court as an answer to the petition (see, Matter of St. Clare's Hosp. v. Breslin, 14 A.D.2d 380), the conflicting factual assertions here between the petition, the answering affidavits, petitioners' reply affidavit and respondents' surreply affidavit preclude a summary determination on the merits (cf., Matter of Gardiner v. Harnett, 255 App. Div. 106). There is a factual dispute as to whether petitioners were employees of the Tribe or the Fund and, if the latter, whether the Fund enjoyed sovereign immunity barring this proceeding; the matter must therefore be tried.

Mikoll, Yesawich Jr., Mahoney and Harvey, JJ., concur. Ordered that the judgment is reversed, on the law, without costs, and matter remitted to the Supreme Court for further proceedings not inconsistent with this court's decision.


Summaries of

Matter of Ransom v. St. Regis Mohawk Educ

Appellate Division of the Supreme Court of New York, Third Department
Jan 9, 1992
179 A.D.2d 860 (N.Y. App. Div. 1992)
Case details for

Matter of Ransom v. St. Regis Mohawk Educ

Case Details

Full title:In the Matter of JAMES W. RANSOM et al., Respondents, v. ST. REGIS MOHAWK…

Court:Appellate Division of the Supreme Court of New York, Third Department

Date published: Jan 9, 1992

Citations

179 A.D.2d 860 (N.Y. App. Div. 1992)
577 N.Y.S.2d 974

Citing Cases

Matter of Ransom v. St. Regis Mohawk Educ

Mercure, J. As set forth in our memorandum on a previous appeal ( 179 A.D.2d 860), petitioners are members of…

Matter of Bd. of Education v. Olena Constr

Finally, the petitioner is not entitled to the requested relief merely because the respondent did not file a…