From Casetext: Smarter Legal Research

Matter of Karl

Appellate Division of the Supreme Court of New York, Third Department
Mar 20, 1986
118 A.D.2d 1002 (N.Y. App. Div. 1986)

Opinion

March 20, 1986

Appeal from the Family Court of Delaware County (Estes, J.).


Petitioner commenced this proceeding to adjudicate Karl and Sharon S., then aged 16 and 14, as neglected children when respondents, their mother and stepfather, failed to pursue recommended psychiatric counseling for these children after an episode in which each child ingested an excessive amount of aspirin in what was diagnosed as a "suicide gesture". At the commencement of the fact-finding hearing, the petition was withdrawn as to Karl because he was incarcerated in the Schoharie County Jail. After the hearing, Family Court dismissed the remainder of the petition, holding that petitioner had failed to produce a preponderance of evidence to substantiate a finding of neglect. Petitioner has appealed. Respondents did not file a brief in opposition.

We reverse. In our view, the continuation of the fact-finding hearing in the absence of Sharon's court-appointed Law Guardian was error. At the hearing, it appears that petitioner rested its direct case before a noon recess and that the Law Guardian informed Family Court and opposing counsel that he would not be present during the presentation of respondents' testimony because he had to catch a plane. While the Law Guardian expressed reservations as to whether petitioner met its burden of proof, the court determined that a prima facie case of neglect had been made. The proceeding was reconvened that afternoon and, following the testimony of both respondents, the petition was ultimately dismissed.

Although the record evidences some confusion as to whether the petition with respect to the mother was dismissed after the morning session, our review of the record indicates that Family Court did not, for all practical purposes, dismiss the petition against her at this point.

The Family Court Act provides for the appointment of a Law Guardian to protect the interests of a child in a Family Court proceeding (Family Ct Act § 241, 249 [a]; Matter of Orlando F., 40 N.Y.2d 103, 112), thereby creating an attorney-client relationship (Matter of Bentley v. Bentley, 86 A.D.2d 926, 927). A child may waive his or her right to legal representation only when shown to possess the requisite knowledge and willingness (see, Matter of Lawrence S., 29 N.Y.2d 206, 208-209). Although neither counsel objected to the continuation of the hearing after the Law Guardian departed, only Sharon may waive the presence of her legal counsel (see, Matter of Holland, 75 A.D.2d 1005). The absence of representation, therefore, constituted a denial of Sharon's due process rights, requiring that a new hearing be held.

Having so determined, we need not determine whether the evidence presented was sufficient. We do note that since petitioner's witnesses have testified to a continued risk of suicide, Family Court should exercise its power under Family Court Act § 1027 (e) to authorize immediate psychotherapy for Sharon.

Order reversed, on the law, without costs, and matter remitted to the Family Court of Delaware County for further proceedings not inconsistent herewith. Kane, J.P., Main, Weiss, Mikoll and Yesawich, Jr., JJ., concur.


Summaries of

Matter of Karl

Appellate Division of the Supreme Court of New York, Third Department
Mar 20, 1986
118 A.D.2d 1002 (N.Y. App. Div. 1986)
Case details for

Matter of Karl

Case Details

Full title:In the Matter of KARL S. and Another, Alleged to be Neglected Children…

Court:Appellate Division of the Supreme Court of New York, Third Department

Date published: Mar 20, 1986

Citations

118 A.D.2d 1002 (N.Y. App. Div. 1986)

Citing Cases

Matter of Wolfgang

Given the critical role played by a Law Guardian in proceedings such as this, we cannot condone her failure…

Matter of New York City Dept. of Social Serv

The court found against the putative father and dismissed the petition as against the biological mother. The…