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Matter of C.E. Towers Co. v. State Tax Comm

Appellate Division of the Supreme Court of New York, Third Department
Dec 17, 1987
135 A.D.2d 976 (N.Y. App. Div. 1987)

Opinion

December 17, 1987

Appeal from the Supreme Court, Albany County (McDermott, J.).


At issue is a mortgage recording tax of $247,911 paid by petitioner in May 1981, in connection with the recording of a construction loan mortgage petitioner obtained from Chase Manhattan Bank (hereinafter Chase) to erect a 16-story office building. In 1980, the State Comptroller, as trustee of the Common Retirement Fund of the New York State Employees' Retirement System (hereinafter the Retirement System), issued a commitment to petitioner to make a first mortgage loan on the property upon completion of the building and satisfaction of other conditions. In 1982, in accordance with that commitment, the Retirement System purchased the construction loan and Chase assigned to it the building loan mortgage. Petitioner subsequently sought a refund of the mortgage recording tax on the premise that even before the tax was paid the Retirement System, a tax-exempt entity, was the "end lender" destined to hold the mortgage. Respondent denied petitioner's application, finding that the mortgage given to Chase to secure interim financing was not exempt from taxation even though its ultimate assignment to an exempt organization was previously contemplated in the Retirement System's mortgage commitment. Petitioner's CPLR article 78 proceeding to annul respondent's determination was dismissed, prompting this appeal. We affirm.

Since petitioner seeks the benefit of the Retirement System's exemption, which, like all tax exemptions is strictly and narrowly construed, the burden is on petitioner to demonstrate that it comes within the reach of the exemption (see, Dental Socy. v New York State Tax Commn., 110 A.D.2d 988, 989, affd on opn below 66 N.Y.2d 939). That burden has not been met.

As observed in Matter of S.S. Silberblatt, Inc. v Tax Commn. ( 5 N.Y.2d 635, cert denied 361 U.S. 912), an analogous case, when the parties involved in the transaction at the time of recording are private concerns the mortgage recording tax is due, notwithstanding eventual ownership of the debts by a governmental instrumentality pursuant to a previous agreement (supra, at 641). It is undisputed that petitioner and Chase, both private entities, were the only parties to the building loan mortgage when it was recorded. At that time, and for some time thereafter, the mortgage secured Chase's loan to petitioner; the Retirement System had advanced no funds to petitioner nor did the mortgage secure any obligation owed the Retirement System. We find no basis here in fact or law to depart from Matter of S.S. Silberblatt, Inc. v Tax Commn. (supra).

Petitioner asserts that the interim lender, Chase, should be ignored lest the Retirement System lose its tax advantage in the mortgage market. Even if there is merit to this policy argument, which is questionable, we cannot avail ourselves of it for courts are not empowered to extend statutes (People ex rel. U.S. Tit. Guar. Co. v State Tax Commn., 230 N.Y. 102, 105). There being no express statutory exemption applicable to petitioner's circumstance, petitioner's remedy lies with the Legislature.

The alternative argument advanced by petitioner, that Chase was merely an agent for the Retirement System, is simply not supported by the record; there is no showing that the Retirement System gave its consent to have Chase act on its behalf or that Chase agreed to act under the control of the Retirement System (see, Meese v Miller, 79 A.D.2d 237, 241).

Judgment affirmed, without costs. Mahoney, P.J., Kane, Casey, Yesawich, Jr., and Levine, JJ., concur.


Summaries of

Matter of C.E. Towers Co. v. State Tax Comm

Appellate Division of the Supreme Court of New York, Third Department
Dec 17, 1987
135 A.D.2d 976 (N.Y. App. Div. 1987)
Case details for

Matter of C.E. Towers Co. v. State Tax Comm

Case Details

Full title:In the Matter of C.E. TOWERS COMPANY, Appellant, v. STATE TAX COMMISSION…

Court:Appellate Division of the Supreme Court of New York, Third Department

Date published: Dec 17, 1987

Citations

135 A.D.2d 976 (N.Y. App. Div. 1987)

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