Opinion
No. 01-06-00976-CR
Opinion issued January 3, 2008. DO NOT PUBLISH. Tex. R. App. P. 47.2(b).
On Appeal from the 177th District Court Harris County, Texas Trial Court Cause No. 1048707.
Panel consists of Chief Justice RADACK and Justices ALCALA and BLAND.
MEMORANDUM OPINION
After the trial court denied the pretrial motions of appellant, Hugo Andy Martinez, seeking to suppress his statement and seized evidence, appellant pleaded guilty, without an agreed recommendation by the State, to the felony offense of possession with intent to deliver a controlled substance, cocaine, weighing at least 400 grams. Tex. Health Safety Code Ann. § 481.102(3)(D) (Vernon Supp. 2007), § 481.112(a), (e) (Vernon 2003). Following a sentence investigation, the trial court found appellant guilty, assessed his punishment at 50 years' confinement in prison and a $250,000 fine, and later certified appellant's right to appeal. Appellant presents five points of error, in which he argues that (1) the trial court abused its discretion by denying appellant's motions to suppress, (2) appellant was denied effective assistance of counsel, and (3) the trial court abused its discretion by refusing to hold a hearing on appellant's motion for new trial. We affirm.
Background
By his judicial confession, appellant pleaded guilty to unlawfully and knowingly possessing with intent to deliver a controlled substance, cocaine, weighing at least 400 grams by aggregate weight including any adulterants and dilutants. Appellant had been under surveillance pursuant to a tip by an informant and was stopped for a traffic violation, after which he told officers who had followed him that he had cocaine in his truck and granted the officers permission to search the truck. Appellant was arrested in the driveway of a residence after police discovered cocaine and a large sum of cash from the truck. After seizure of the cocaine and subsequent arrest, appellant granted police oral and written consent to search the residence and handed his keys to an officer to unlock it. Once inside, police found a total of 232.2 kilograms of cocaine in the locations to which appellant had directed them. Appellant filed two pretrial motions to suppress. In the first motion, appellant sought to suppress the written statement he provided to police; the second motion sought to suppress the cocaine from the residence. The trial court conducted an oral hearing pretrial to consider both motions, during which three police officers testified and were cross-examined, and 18 exhibits were admitted. At the conclusion of the hearing, the trial court denied the motions, thus concluding that there was no reason to suppress the seized cocaine or appellant's statement.Hearing on Motion for New Trial
In his fifth issue, appellant contends that the trial court erred by refusing appellant's request for an evidentiary hearing on his motion for new trial. Appellant filed his motion for new trial through newly retained appellate counsel, who verified the motion and requested a hearing on it. The record reflects that the trial court initially granted appellant's request for an evidentiary hearing, but later declined to conduct the hearing because of deficiencies in the motion. Appellant initially challenged that ruling in this Court by moving to abate the appeal. Having previously ordered appellant's motion taken with the case, we address this issue first. Article 40.001 of the Code of Criminal Procedure governs motions for new trial premised on discovery of material evidence favorable to the accused. See Wallace v. State, 106 S.W.3d 103, 107 (Tex.Crim.App. 2003) (citing Tex. Code Crim. Proc. Ann. § 40.001 (Vernon 2006). The purpose of the hearing is to develop fully the issues raised in the motion. Id. at 108; Martinez v. State, 74 S.W.3d 19, 22 (Tex.Crim.App. 2002); see Tex. R. App. P. 21.2 (stating that motion for new trial required to preserve error "only when necessary to adduce facts not in the record"). A defendant does not have an absolute right to an evidentiary hearing on a motion for new trial. Cooks v. State, __ S.W.3d __, No. PD-0010-06, slip op. at 5, 2007 WL 4146374 * __ (Tex.Crim.App. Nov. 21, 2007) (holding that time for filing motion for new trial is critical stage during which defendant has a constitutional right to counsel). To be entitled to a hearing, the motion for new trial and accompanying affidavit must raise matters that (1) are not determinable from the record and (2) could entitle the accused to relief. Id. (citing Jordan v. State, 883 S.W.2d 664, 665 (Tex.Crim.App. 1994)); Wallace, 106 S.W.3d at 108 (quoting Reyes v. State, 849 S.W.2d 812, 816 (Tex.Crim.App. 1993)). Appellant's 24-page motion for new trial invoked these standards, citing Reyes, 849 S.W.2d at 816. Appellant's motion challenged denial of his motions to suppress and also raised claims concerning the effectiveness of trial counsel. Yet, the existing record contains both appellant's motions to suppress and the reporter's record from the hearing on those motions. Accordingly, appellant's challenge to the ruling on his motions to suppress are determinable from the existing record. Appellant's motion for new trial also asserted a claim of ineffectiveness of counsel. Specifically, appellant claimed, through appellate counsel, that his trial counsel was ineffective in the following respects: not supporting the motions to suppress with legal authorities on the issue of effective consent; not informing appellant of the doctrine of affirmative links, which adversely affected the voluntariness of appellant's plea; and not calling witnesses, offering mitigating evidence, or making a "real" plea for leniency during the punishment phase of the trial. The claim of failure to support the motions to suppress with legal authorities is determinable in part from the existing record, which contains both the motion and the reporter's record of the hearing on appellant's motions. Whether trial counsel was ineffective as appellant claims is usually not determinable from the existing record, however, and is, therefore, governed by article 40.001 of the Code of Criminal Procedure. See Guidry v. State, 132 S.W.3d 611, 612 (Tex.App.-Houston [1st Dist.] 2004, no pet.) (ordering abatement to conduct hearing on motion for new trial claiming ineffective assistance of counsel based on claim of failure to convey defendant's acceptance of plea offer). Accordingly, we next address whether a hearing was required regarding the claim of ineffectiveness of counsel.A. Prerequisites to Obtaining Article 40.001 Hearing
The defendant need not establish a prima facie case for a new trial in order to be entitled to an evidentiary hearing on a motion for new trial; the motion and supporting affidavit proof need only demonstrate that reasonable grounds exist for holding that a new trial could be granted. Wallace, 106 S.W.3d at 108 (citing Martinez v. State, 74 S.W.3d at 22; Guidry, 132 S.W.3d at 612. We review the trial court's decision to deny a hearing on an article 40.001 motion for new trial for abuse of discretion. See Wallace, 106 S.W.3d at 108; Guidry, 132 S.W.3d at 612. When a defendant presents a motion for new trial that raises matters that are not determinable from the record and could entitle the defendant to relief, a trial court abuses its discretion by failing to conduct a hearing. Wallace, 106 S.W.3d at 108; Martinez, 74 S.W.3d at 21; King v. State, 29 S.W.3d 556, 569 (Tex.Crim.App. 2000); Guidry, 132 S.W.3d at 612. An affidavit that specifically demonstrates the truth of the defendant's grounds of attack is thus an absolute prerequisite to obtaining a hearing. See Wallace, 106 S.W.3d at 108; Martinez, 74 S.W.3d at 21; Guidry, 132 S.W.3d at 612. An affidavit that states only conclusory allegations without supporting facts fails the showing required and is insufficient to warrant an evidentiary hearing on the motion for new trial. Cooks, slip op. at 5 (citing and quoting Jordan, 883 S.W.2d at 665); see also Martinez, 74 S.W.3d at 21 (stating that affidavit must demonstrate that reasonable grounds for new trial exist and that alleged grounds are true); Jordan, 883 S.W.2d at 655 (rejecting sufficiency of conclusory affidavit, unsupported by facts and explanations concerning claim of ineffective assistance of counsel, to put trial court on notice that reasonable grounds exist to conduct evidentiary hearing); Vyvial v. State, 10 S.W.2d 83, 84 (Tex.Crim.App. 1928) (op. on reh'g) (rejecting sufficiency of motion premised on "information and belief," without specific averment of facts or supporting affidavit, because same not only unassailable as perjury, but would also force limitless "fishing expeditions" by reviewing court). The defendant or another person with knowledge may supply the supporting affidavit for matters that are not apparent from the record. Bearden v. State, 648 S.W.2d 688, 690 (Tex.Crim.App. 1983); see Vyvial, 10 S.W.2d at 84 (holding that matters constituting hearsay as to accused require affidavit of another person with knowledge of facts).B. Appellant's Claims of Ineffectiveness of Counsel 1. Voluntariness of Plea-Failure to Inform of Affirmative-Links Doctrine
Through newly retained appellate counsel, appellant claimed in his motion for new trial that his trial counsel was ineffective because he did not inform appellant adequately concerning the effect of the doctrine of affirmative links, as that defense might affect appellant's lack of exclusive possession of the premises where police seized the 250 kilograms of cocaine. Appellant argued that no affirmative links connected him to the offense, that trial counsel's failure to inform appellant of the affirmative-links doctrine adversely affected the voluntariness of his guilty plea, and that he would not have pleaded guilty had he been aware of the case law. The affidavit offered in support of the motion for new trial is defective because it lacks evidentiary support. Appellant neither verified the motion for new trial, nor supported it with an unsworn declaration, as authorized by section 132.001 of the Civil Practice and Remedies Code. See Tex. Civ. Prac. Rem. Code Ann. § 132.001 (Vernon 2005) (authorizing unsworn declarations for inmates). Appellant's appellate counsel provided the only authentication for the statements through a brief verification. In addition to stating her name and status as an attorney licensed to practice law in Texas, counsel's verification recites that she had reviewed the motion for new trial, and "state[d] under oath that the facts contained therein are true and correct to the best of [her] knowledge." In Grant v. State, the Texarkana Court of Appeals rejected an affidavit in similar form signed by counsel on behalf of an accused and held that the trial court did not abuse its discretion by refusing to conduct an evidentiary hearing. 172 S.W.3d 98, 101 (Tex.App.-Texarkana 2005, no pet.) Because counsel's statements were necessarily hearsay with respect to the defendant's claims that he was coerced into pleading guilty, counsel's sworn statement was inadmissible hearsay, and the trial court did not err by not holding the requested hearing on the motion for new trial. See id. Just as counsel in Grant could not testify competently that the defendant had been coerced into entering a guilty plea, id., appellate counsel was not competent here to testify that trial counsel's alleged failure to inform appellant of the doctrine of affirmative links adversely affected his decision to plead guilty. Thus lacking any sworn statement or unsworn declaration by the defendant concerning trial counsel's ineffectiveness because of his alleged failure to explain the affirmative links doctrine to appellant and any relationship of that alleged failure to appellant's plea, the motion for new trial remained effectively unsworn and, thus, noncompliant with the affidavit requirement. See id. (citing Tex. Civ. Prac. Rem. Code Ann. § 132.001 (Vernon 2005) (authorizing unsworn declaration by prison inmate in lieu of affidavit); see also Wallace, 106 S.W.3d at 108; Martinez, 74 S.W.3d at 21; Guidry, 132 S.W.3d at 612 (reiterating affidavit requirement). Accordingly, appellant's motion did not place the trial court on notice that reasonable grounds for granting appellant's request for an evidentiary hearing existed. See Jordan, 883 S.W.2d at 665.2. Other Ineffective-Assistance Claims
Appellant also contended in the motion for new trial that his trial counsel was ineffective during the punishment phase by not offering witnesses or mitigating evidence and not making a "real" plea for leniency. In addition to the lack of sworn, supporting proof addressed above, these claims constitute bare legal conclusions without additional supporting facts to substantiate the stated failures or explanations of how any of these alleged failures adversely affected appellant. Compare King, 29 S.W.3d at 569 and Jordan, 883 S.W.2d at 665 (rejecting contentions in motion for new trial as conclusory) with Guidry, 132 S.W.3d at 612 (holding that claim of ineffective representation warranted evidentiary hearing because affidavit supporting motion for new trial explained that counsel's failure to inform prosecutor that appellant had accepted plea bargain, which resulted in greater punishment than proposed by State). We hold that appellant's motion for new trial and the supporting verification by appellate counsel did not entitle appellant to the hearing contemplated by article 40.001 of the Code of Criminal Procedure because they did not place the trial court on notice that reasonable grounds existed for granting the requested hearing. E.g., Jordan, 883 S.W.2d at 665. Therefore, that the trial court did not abuse its discretion by refusing to conduct a hearing on appellant's motion for new trial. We overrule appellant's fifth point of error.Motions to Suppress
Appellant's first, second, and third points of error challenge denial of his motions to suppress. The first and second points of error challenge the trial court's refusal to suppress the evidence seized from the residence on the grounds that appellant's written consent to search was neither voluntary nor valid, in violation of article 1, section 9 of the Texas Constitution, article 38.23 of the Code of Criminal Procedure, and the Fourth and Fourteenth Amendments to the United States Constitution. See Tex. Const. art. 1, § 9; Tex. Code Crim. Proc. Ann. art. 38.23 (Vernon 2005); U.S. Const. amend. IV, XIV.A. Voluntary Consent or Acquiescence to Police Authority — Waived
In point of error one, appellant contends that his written consent to search the residence was not voluntary because he merely acquiesced to the police officer's claim of lawful authority. See Bumper v. N. Carolina, 391 U.S. 543, 548, 88 S. Ct. 1788, 1791 (1968); Paulus v. State, 633 S.W.2d 827, 850 (Tex.Crim.App. 1981). In support of that contention, appellant interprets the record as demonstrating a conflict between the testimony of the officers, who claimed that no more than ten minutes passed between appellant's detentions and his signing the consent to search the residence, and other evidence in the record that shows a gap of six hours between initial detention and his signing the consent form. Appellant argues that this conflict casts "serious doubt" on both the officers' testimony and the voluntariness of appellant's consent. Appellant also directs us to the following handwritten addition to the consent to search form: "Narcessa Martinez (appellant's wife) will not be arrested during this [search]." Appellant contends that the addition suggests either that appellant's consent was coerced or that appellant believed he was promised impunity for his wife if he consented to the search. Appellant did not preserve either contention in the trial court, where his motion to suppress, as well as his motion for new trial, focused on appellant's lack of authority to consent to the search of the residence, which another person actually owned, and the alleged failure of the officers at the scene to inform appellant that he could refuse to consent. Well-settled law recognizes that virtually every right, whether constitutional or statutory, may be waived by failing to object. Smith v. State, 721 S.W.2d 844, 855 (Tex.Crim.App. 1986); Solis v. State, 945 S.W.2d 300, 301 (Tex.App.-Houston [1st Dist.] 1997, pet. ref'd). To preserve error for appellate review, an appellant must object timely, with reasonable specificity, and obtain an adverse ruling. Tex. R. App. P. 33.1(a); Turner v. State, 805 S.W.2d 423, 431 (Tex.Crim.App. 1991); Steadman v. State, 31 S.W.3d 738, 742 (Tex.App.-Houston [1st Dist.] 2000, pet. ref'd). An appellant has not preserved error when the complaint on appeal does not comport with the objection made to the trial court, Wilson v. State, 71 S.W.3d 346, 349 (Tex.Crim.App. 2002), or expands beyond a narrow ground presented to the trial court. See Swain v. State, 181 S.W.3d 359, 365 (Tex.Crim.App. 2005). Error is not preserved under either alternative because the trial court had no opportunity to rule on the grounds presented on appeal, as rule 33.1(a)(2) requires. Because appellant did not present to the trial court the same contentions that he presents in his first point of error to this Court, the trial court had no opportunity to rule on those contentions, as required by rule 33.1(a)(2). Having thus failed to preserve error by raising his challenges for the first time on appeal, appellant has waived error. See Wilson, 71 S.W.3d at 349; Swain, 181 S.W.3d at 365. We overrule appellant's first point of error.B. Authority to Consent
In his second point of error, appellant contends that the trial court erred by denying his motion to suppress the cocaine the officers seized from the residence on the grounds that appellant had neither actual nor apparent authority to consent to the search because another person owned the residence. The State responds that appellant waived any error because his contentions were not before the trial court during the hearing on the motion to suppress. Though appellant's argument was not before the trial court at the hearing on the motion to suppress, appellant's motion for new trial included a challenge to his actual or apparent authority to consent to the search of the residence. The trial court did not rule expressly on the motion for new trial, which was overruled as a matter of law, but the motion nonetheless afforded the trial court an opportunity to rule on the merits of appellant's challenge and, therefore, preserved the complaint for appeal. See Tex. R. App. P. 33.1(b).1. Standard of Review
Under the bifurcated standard of review that controls rulings on a motion to suppress, we defer almost totally to the trial court's determination of historical facts, and we review the court's application of the law de novo. See Dyar v. State, 125 S.W.3d 460, 462 (Tex.Crim.App. 2003); Brown v. State, 212 S.W.3d 851, 866 (Tex.App.-Houston [1st Dist.] 2006, pet. denied). The trial court is the trier of fact at a hearing on a motion to suppress and alone determines the credibility of witnesses and the weight, if any, to accord their testimony. State v. Ross, 32 S.W.3d 853, 855 (Tex.Crim.App. 2000); Brown, 212 S.W.3d at 866-67. Accordingly, the trial court may believe or disbelieve all or any part of a witness's testimony, even if that testimony is not controverted. Ross, 32 S.W.3d at 855; Brown, 212 S.W.3d at 867. When, as here, the trial court files no findings of fact, we view the evidence in the light that most favors the trial court's ruling, and we will uphold the ruling on any theory of law supported by the evidence. Estrada v. State, 154 S.W.3d 604, 607 (Tex.Crim.App. 2005); Brown, 212 S.W.3d at 867.2. Standing
We first address the State's contention that appellant lacks standing to assert that he lacked actual or apparent authority to consent to the search of the residence because the residence was not appellant's residence. An accused has standing to contest a search under the Fourth Amendment provided he has a legitimate expectation of privacy in the place searched. Rakas v. Illinois, 439 U.S. 128, 143, 99 S. Ct. 421, 430 (1978); Granados v. State, 85 S.W.3d 217, 222-23 (Tex.Crim.App. 2002); Brown, 212 S.W.3d at 867. It is the defendant's burden to establish that he had a subjective expectation of privacy that society recognizes as reasonable in the place searched. Granados, 85 S.W.3d at 223; Brown, 212 S.W.3d at 867. In this case, appellant had keys to the residence on his keychain and gave them to an officer at the residence, who then unlocked the residence and entered it with other officers after appellant signed a written consent. Once inside, appellant, who was on crutches, remained in the kitchen area of the residence, from which he directed the officers conducting the search to areas all over the house, where they recovered cocaine and kilo wrappers. The search progressed by appellant's indicating an area for the officers to search, the officers' recovering either cocaine or kilo wrappers in that area, and then returning to appellant to ask whether any more drugs existed and where they were located. Appellant directed the officers to a specific shelf in a bedroom, a specific dresser drawer of another bedroom, a specific oatmeal bag in the pantry area of the kitchen, the attic crawl space of a bedroom, as well as the garage. Appellant instructed the officers how to access the attic — by using a ladder in the garage that was resting on large duffel bags containing the largest amounts of cocaine — and described those bags as well, and also told the officers that the owner of the house did not know that appellant was storing controlled substances there. These circumstances, including the circumstances that the contraband was hidden and not in plain view in any of the areas to which appellant directed the officers, warrant the trial court's implied conclusion that appellant had a reasonable expectation of privacy in the searched premises. See Granados, 85 S.W.3d at 223; Brown, 212 S.W.3d at 867. Accordingly, we conclude that appellant has standing to challenge whether he consented to the search.3. Validity — Whether Officers Reasonably Relied on Appellant's Consent
We note that this case differs from many involving consent by third parties, in that here the consenting third party contends that his own consent was invalid, rather than the consent given by another. See e.g., Maxwell v. State, 73 S.W.3d 278, 280 (Tex.Crim.App. 2002) (involving driver who consented to search of defendant's truck trailer).