Opinion
2020–04596 Docket Nos. V–7582–13, V–9909–13
10-27-2021
Thomas T. Keating, Dobbs Ferry, NY, for appellant. Kenneth M. Tuccillo, Hastings–on–Hudson, NY, for respondent. Michael Kaszubski, Westbury, NY, attorney for the child.
Thomas T. Keating, Dobbs Ferry, NY, for appellant.
Kenneth M. Tuccillo, Hastings–on–Hudson, NY, for respondent.
Michael Kaszubski, Westbury, NY, attorney for the child.
WILLIAM F. MASTRO, J.P., LEONARD B. AUSTIN, COLLEEN D. DUFFY, FRANCESCA E. CONNOLLY, JJ.
DECISION & ORDER In related proceedings pursuant to Family Court Act article 6, the father appeals from an order of the Family Court, Nassau County (Conrad D. Singer, J.), dated March 30, 2020. The order, insofar as appealed from, after a hearing, granted the mother's petition to modify a final order of custody of the same court (Merik R. Aaron, J.) dated July 1, 2014, so as to award her sole legal and residential custody of the parties' child, with parental access to the father, and denied the father's petition to modify that final order of custody and dismissed his petition.
ORDERED that the order dated March 30, 2020, is reversed insofar as appealed from, on the law, without costs or disbursements, and the matter is remitted to the Family Court, Nassau County for a new hearing on the parties' petitions and a new determination thereafter; and it is further,
ORDERED that in the interim, and pending the new determination, the provisions of the order dated March 30, 2020, including those relating to custody and parental access, shall remain in effect.
The parties were never married and have a child in common. By final order of custody dated July 1, 2014, the Family Court, among other things, awarded the parties joint legal and residential custody of the child. In 2019, the parties both filed petitions to modify that final order of custody.
On June 17, 2019, at a court conference, the Family Court granted the application of the father's assigned counsel to be relieved. The father subsequently appeared at multiple court conferences without counsel. At a court conference on September 24, 2019, the court told the father that he could hire an attorney, screen for a court-appointed attorney, or continue to speak for himself, and the father stated that he would continue speaking for himself. On October 7, 2019, the court commenced a hearing, over the father's objection, with the father proceeding pro se.
By order dated March 30, 2020, the Family Court, after the hearing, among other things, awarded the mother sole legal and residential custody of the child, with parental access to the father. The father appeals.
"[T]he parent of any child seeking custody or contesting the substantial infringement of his or her right to custody of such child" ( Family Ct Act § 262[a][v] ) has "the right to the assistance of counsel" ( id. § 262[a] ). A party may waive that right and proceed without counsel provided he or she makes a knowing, voluntary, and intelligent waiver of the right to counsel (see Matter of Means v. Miller, 175 A.D.3d 498, 499–500, 109 N.Y.S.3d 49 ). In order to determine whether a party has validly waived the right to counsel, a court must conduct a "searching inquiry" to ensure that the waiver has been made knowingly, voluntarily, and intelligently ( People v. Arroyo, 98 N.Y.2d 101, 103, 745 N.Y.S.2d 796, 772 N.E.2d 1154 [internal quotation marks omitted]; see Matter of Means v. Miller, 175 A.D.3d at 500, 109 N.Y.S.3d 49 ; Matter of Cecile D. [Kassia D.], 189 A.D.3d 1036, 1037, 136 N.Y.S.3d 162 ). "While there is no rigid formula to be followed in such an inquiry, and the approach is flexible, the record must demonstrate that the party was aware of the dangers and disadvantages of proceeding without counsel" ( Matter of McGregor v. Bacchus, 54 A.D.3d 678, 679, 863 N.Y.S.2d 260 [citation and internal quotation marks omitted]). "For example, the court may inquire about the litigant's ‘age, education, occupation, previous exposure to legal procedures and other relevant factors bearing on a competent, intelligent, voluntary waiver’ " ( Matter of Casey N., 59 A.D.3d 625, 627–628, 873 N.Y.S.2d 343, quoting People v. Smith, 92 N.Y.2d 516, 520, 683 N.Y.S.2d 164, 705 N.E.2d 1205 ; see Matter of Alivia F. [John F.], 167 A.D.3d 880, 881, 89 N.Y.S.3d 714 ). Here, the Family Court did not conduct a sufficiently searching inquiry to ensure that the father's waiver of his right to counsel was knowingly, voluntarily, and intelligently made (see Matter of Means v. Miller, 175 A.D.3d at 499–500, 109 N.Y.S.3d 49 ; Matter of Alivia F. [John F.], 167 A.D.3d at 881, 89 N.Y.S.3d 714 ; Matter of Tarnai v. Buchbinder, 132 A.D.3d 884, 887, 18 N.Y.S.3d 143 ).
Since "[t]he deprivation of a party's fundamental right to counsel in a custody or visitation proceeding requires reversal, without regard to the merits of the unrepresented party's position" ( Matter of Follini v. Currie, 189 A.D.3d 1586, 1586, 135 N.Y.S.3d 282 ; see Matter of Collier v. Norman, 69 A.D.3d 936, 892 N.Y.S.2d 793 ; Matter of Shepherd v. Moore–Shepherd, 54 A.D.3d 347, 863 N.Y.S.2d 57 ), we reverse the order insofar as appealed from and remit the matter to the Family Court, Nassau County, for a new hearing on the parties' modification petitions and a new determination thereafter (see Matter of Charbonneau v. Charbonneau, 151 A.D.3d 1060, 59 N.Y.S.3d 50 ; Matter of Pugh v. Pugh, 125 A.D.3d 663, 664, 2 N.Y.S.3d 608 ). In the interim and until the new determination, the provisions of the order dated March 30, 2020, including those relating to custody and parental access, shall remain in effect.
The father's remaining contentions either are without merit or need not be reached in light of our determination.
MASTRO, J.P., AUSTIN, DUFFY and CONNOLLY, JJ., concur.