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Lawson v. Woodford

United States District Court, E.D. California
Sep 30, 2008
No. CIV S-04-1869 GEB DAD P (E.D. Cal. Sep. 30, 2008)

Opinion

No. CIV S-04-1869 GEB DAD P.

September 30, 2008


FINDINGS RECOMMENDATIONS


Petitioner is a state prisoner proceeding pro se with an application for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. Petitioner alleges that the decision of the California Board of Parole Hearings (hereinafter "Board") to deny him parole at his second parole consideration hearing held on June 12, 2002 violated his right to due process, the Ex Post Facto Clause, and the prohibition against bills of attainder. He also alleges that his Fourteenth Amendment rights were violated because the Board disregarded regulations ensuring fair suitability hearings and instead operated under a policy requiring that all of those convicted of murderer in California be found unsuitable for parole. Upon careful consideration of the record and the applicable law, the undersigned will recommend that petitioner's application for habeas corpus relief be denied.

PROCEDURAL BACKGROUND

Petitioner is confined pursuant to a judgment of conviction entered in the Sacramento County Superior Court in 1990. (Pet. at (2).) A jury found petitioner guilty of one count of second degree murder in violation of California Penal Code § 187, and it was determined that he used a firearm in the commission of the crime. (Id.) On March 16, 1990, petitioner was sentenced to a state prison term of seventeen years to life with the possibility of parole. (Id.)

Petitioner's initial parole consideration hearing, held at Folsom State Prison on June 28, 1999, resulted in a three-year denial of parole. (Pet., Ex. entitled "1999 Parole Hearing Transcript.") A subsequent parole consideration hearing was held at Folsom State Prison on June 12, 2002. (Memorandum of Points and Authorities in support of petition (P. A.), Ex. I ("2002 Parole Hearing Transcript").) On that date, a two-member panel of the Board of Prison Terms found petitioner not suitable for parole and denied parole for two years. (Id.) It is that latter decision that is at issue in this case.

Petitioner filed an administrative appeal from the June 12, 2002 decision on September 2, 2002. (P. A. at 1 Ex. entitled "Administrative Appeal.") The record does not reflect whether the Office of Policy and Appeals issued a decision or provided any other response to the appeal. After waiting 120 days, petitioner sought relief in the state courts. (P. A. at 1.) On January 24, 2003, petitioner filed a habeas petition in the Sacramento County Superior Court. (Id. Ex. entitled "Superior Court Habeas Corpus.") In an order filed March 25, 2003, the Superior Court denied the petition for failure to exhaust administrative remedies. (Pet., Ex. entitled "Superior Court Denial.")

Petitioner next submitted a habeas petition to the California Court of Appeal for the Third Appellate District. (P. A. at 1 Ex. entitled "Appellate Court Habeas Corpus.") The appellate court's order filed May 15, 2003, reads as follows: "The petition for writ of habeas is denied on the merits." (Respondents' November 5, 2004 Mot. to Dismiss (Mot. to Dismiss) at 4 Ex. 5.) Finally, petitioner submitted a habeas petition dated July 9, 2003, to the California Supreme Court. (Pet., Ex. entitled "State Supreme Court Habeas Corpus.") That petition was summarily denied by order filed May 19, 2004. (Pet., Ex. entitled "State Supreme Court Denial.")

Petitioner's federal habeas petition was received for filing by this court on September 8, 2004.

ANALYSIS

I. Standards of Review Applicable to Habeas Corpus Claims

A writ of habeas corpus is available under 28 U.S.C. § 2254 only on the basis of some transgression of federal law binding on the state courts. See Peltier v. Wright, 15 F.3d 860, 861 (9th Cir. 1993); Middleton v. Cupp, 768 F.2d 1083, 1085 (9th Cir. 1985) (citing Engle v. Isaac, 456 U.S. 107, 119 (1982)). A federal writ is not available for alleged error in the interpretation or application of state law. See Estelle v. McGuire, 502 U.S. 62, 67-68 (1991); Park v. California, 202 F.3d 1146, 1149 (9th Cir. 2000); Middleton, 768 F.2d at 1085. Habeas corpus cannot be utilized to try state issues de novo. Milton v. Wainwright, 407 U.S. 371, 377 (1972).

This action is governed by the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"). See Lindh v. Murphy, 521 U.S. 320, 336 (1997); Clark v. Murphy, 331 F.3d 1062, 1067 (9th Cir. 2003). Section 2254(d) sets forth the following standards for granting habeas corpus relief:

An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim —
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
See also Penry v. Johnson, 532 U.S. 782, 792-93 (2001); Williams v. Taylor, 529 U.S. 362 (2000); Lockhart v. Terhune, 250 F.3d 1223, 1229 (9th Cir. 2001).

The court looks to the last reasoned state court decision as the basis for the state court judgment. Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004). Where the state court reaches a decision on the merits but provides no reasoning to support its conclusion, a federal habeas court independently reviews the record to determine whether habeas corpus relief is available under section 2254(d). Himes v. Thompson, 336 F.3d 848, 853 (9th Cir. 2003); Delgado v. Lewis, 223 F.3d 976, 982 (9th Cir. 2000). When it is clear that a state court has not reached the merits of a petitioner's claim, or has denied the claim on procedural grounds, the AEDPA's deferential standard does not apply and a federal habeas court must review the claim de novo. Nulph v. Cook, 333 F.3d 1052, 1056 (9th Cir. 2003); Pirtle v. Morgan, 313 F.3d 1160, 1167 (9th Cir. 2002).

II. Petitioner's Claims

Petitioner raises numerous arguments challenging the Board's June 12, 2002, decision finding him unsuitable for parole. In essence, petitioner is claiming that the Board violated his right to due process and that its unfavorable parole decision violates the Ex Post Facto Clause and constitutes an unlawful Bill of Attainder. (P. A. at 1-10.) Petitioner also claims that his right to due process was violated because the Board operated under an illegal policy requiring that all those convicted of murderer be found unsuitable for parole. (Id. at 9.) As described above, the California Court of Appeal rejected these claims on the merits. For the reasons explained below, the decision of the state appellate court is not contrary to or an unreasonable application of federal law and should not be set aside.

A. Background

The Board commenced its June 12, 2002 decision by stating that the panel had reviewed "all information received from the public" and had concluded that "the prisoner is not yet suitable for parole and would pose an unreasonable risk of danger to society or a threat to public safety if released from prison." (Pet., Ex. I entitled "2002 Parole Hearing Transcript.") The phrases "unreasonable risk of danger to society" and "a threat to public safety" are derived from § 3041(b) of the California Penal Code and § 2281(a) of Title 15 of the California Code of Regulations. Pursuant to the Penal Code provision,

[t]he panel or board shall set a release date unless it determines that the gravity of the current convicted offense or offenses, or the timing and gravity of current or past convicted offense or offenses, is such that consideration of the public safety requires a more lengthy period of incarceration for this individual, and that a parole date, therefore, cannot be fixed at this meeting.

Cal. Penal Code § 3041(b).

The state regulation that governs parole suitability findings for life prisoners states as follows with regard to the statutory requirement of California Penal Code § 3041(b): "Regardless of the length of time served, a life prisoner shall be found unsuitable for and denied parole if in the judgment of the panel the prisoner will pose an unreasonable risk of danger to society if released from prison." Cal. Code Regs. tit. 15, § 2281(a). The same regulation requires the Board to consider all relevant, reliable information available regarding

the circumstances of the prisoner's social history; past and present mental state; past criminal history, including involvement in other criminal misconduct which is reliably documented; the base and other commitment offenses, including behavior before, during and after the crime; past and present attitude toward the crime; any conditions of treatment or control, including the use of special conditions under which the prisoner may safely be released to the community; and any other information which bears on the prisoner's suitability for release.

Cal. Code Regs. tit. 15, § 2281(b).

The regulation identifies circumstances that tend to show suitability or unsuitability for release. Id., § 2281(c) (d). The following circumstances tend to show that a prisoner is suitable for release: the prisoner has no juvenile record of assaulting others or committing crimes with a potential of personal harm to victims; the prisoner has experienced reasonably stable relationships with others; the prisoner has performed acts that tend to indicate the presence of remorse or has given indications that he understands the nature and magnitude of his offense; the prisoner committed his crime as the result of significant stress in his life; the prisoner's criminal behavior resulted from having been victimized by battered women syndrome; the prisoner lacks a significant history of violent crime; the prisoner's present age reduces the probability of recidivism; the prisoner has made realistic plans for release or has developed marketable skills that can be put to use upon release; institutional activities indicate an enhanced ability to function within the law upon release. Id., § 2281(d).

The following circumstances tend to indicate unsuitability for release: the prisoner committed the offense in an especially heinous, atrocious, or cruel manner; the prisoner had a previous record of violence; the prisoner has an unstable social history; the prisoner's crime was a sadistic sexual offense; the prisoner had a lengthy history of severe mental problems related to the offense; the prisoner has engaged in serious misconduct in prison. Id., § 2281(c). Factors to consider in deciding whether the prisoner's offense was committed in an especially heinous, atrocious, or cruel manner include: multiple victims were attacked, injured, or killed in the same or separate incidents; the offense was carried out in a dispassionate and calculated manner, such as an execution-style murder; the victim was abused, defiled or mutilated during or after the offense; the offense was carried out in a manner that demonstrated an exceptionally callous disregard for human suffering; the motive for the crime is inexplicable or very trivial in relation to the offense. Cal. Code Regs., tit. 15, § 2281(c)(1)(A) — (E).

In the end, under current California law as recently clarified by the State Supreme Court,

the determination whether an inmate poses a current danger is not dependent upon whether his or her commitment offense is more or less egregious than other, similar crimes. (Dannenberg, supra, 34 Cal. 4th at pp 1083-84 [parallel citations omitted].) Nor is it dependent solely upon whether the circumstances of the offense exhibit viciousness above the minimum elements required for conviction of that offense. Rather, the relevant inquiry is whether the circumstances of the commitment offense, when considered in light of other facts in the record, are such that they continue to be predictive of current dangerousness many years after commission of the offense. This inquiry is, by necessity and by statutory mandate, an individualized one, and cannot be undertaken simply by examining the circumstances of the crime in isolation, without consideration of the passage of time or the attendant changes in the inmate's psychological or mental attitude. [citations omitted].
In re Lawrence, 44 Cal. 4th 1181, 1221 (2008).

In addressing the factors it considered in reaching its 2002 decision that petitioner was unsuitable for parole, the Board in this case stated as follows:

PRESIDING COMMISSIONER WELCH:
Okay, the panel reviewed all information received from the public and relied on the following circumstances in concluding that the prisoner is not yet suitable for parole and would pose an unreasonable risk of danger to society or a threat to public safety if released from prison. The offense was carried out in an especially cruel and callous manner. The offense was carried out in a dispassionate manner. The offense was carried out in a manner which demonstrates an exceptionally callous disregard for human suffering and the motive for the crime was inexplicable or very trivial in relationship to the offense that was committed. The conclusion was drawn from the Statement of Facts wherein on December the 23rd, 1988 the prisoner was at his neighbor's home where he was drinking and they was [sic] badgering each other in a joking manner. The victim's girlfriend was conversing with the prisoner in the living room and she noticed the prisoner pull a gun out and showed it to her. She immediately informed the victim he had a gun. There's indication that the victim walked in the kitchen and through the living room with a knife and returned back to the kitchen and the prisoner stared into the kitchen, then raised his gun and pointed the weapon towards the kitchen area. The prisoner then fired the weapon three times, each shot making contact with the victim and of course the victim succumbed [to] the wounds, died from the wounds and the prisoner was convicted of murder second [sic]. The prisoner had no previous arrest history or criminal history as a juvenile or as an adult. There is no indication in the prisoner's record that he had an unstable social history with the exception of the prisoner's own admission that he used an array of different types of drugs and of course on the night of the offense the prisoner was highly intoxicated. There is some indication that he was intoxicated. The prisoner's psychiatric report by Dr. Macomber is basically a supportive report and that report is dated 4/04, `02 and it refers to a previous report that's dated 2/12, `99. And since the prisoner did not receive a parole date we are going to request a new psychiatric report be completed. The prisoner does have some parole plans. The hearing Panel notes that in response to Penal Code 3042 notices indicate an opposition to a finding of suitability. The Deputy District Attorney spoke in opposition of a finding of suitability at this time and also there is a letter in the file from the Sacramento County Police Department speaking in opposition of a finding of suitability. The Panel makes the following findings: The prisoner still needs to develop the ability to face, discuss, understand and cope with stress in a non-destructive manner and until progress is made the prisoner continues to be unpredictable and a threat to others and that also includes coming to terms with and understanding the circumstances which led to the offense that he was committed for. Nevertheless the prisoner should be commended for some of his achievements. The prisoner has only received one disciplinary write up since he's been in prison and we certainly want to recognize that. He's received two vocations and we certainly want to recognize that also and the vocations was [sic] in janitorial and landscaping. And the prisoner appears to have family support on the outside. However those positive aspects of his behavior does [sic] not outweigh the factors of unsuitability at this time. Parole is denied for two years. In a separate decision the hearing Panel finds that it's not reasonable to expect that parole would be granted at a hearing during the following two years. The specific reasons, one, the prisoner committed the offense in an especially cruel and callous manner. He was at a neighbor's home drinking with a weapon and he and the victim was [sic] badgering each other in a joking manner going back and forth and somewhere during the course of the evening after drinks and joking and badgering each other the prisoner pulled a weapon and fired it three times and struck the victim and the victim succumbed to his wounds. The offense was carried out in a dispassionate manner. The offense was carried out in a manner which demonstrates an exceptionally callous disregard for human suffering and the motive for the crime was inexplicable or at the very least very trivial in relationship to the offense that was committed. The prisoner has not completed necessary programming which is essential to his adjustment and needs additional time to gain such programming. Therefore a longer period of observation and evaluation of the prisoner is required before the Board shall find that the prisoner is suitable for parole. The Panel recommends that the prisoner remain disciplinary-free and continue to participate in self-help programs. Also the Panel is recommending that — Well, not recommending, the panel is requesting that a new psychiatric report be completed for the prisoner's next hearing in two years. The Panel recommends that the following areas be explored: The prisoner's violence potential in the free community, the significance of alcohol and drugs as they relate to the commitment offense, the estimation of the prisoner's ability to remain [sic] from the abuse of same when released, also explore the extent to which the prisoner has explored the commitment offense and coming [sic] to terms with the underlying causes. And that concludes the decision.

(Pet., Ex. I at 37-41.)

B. Due Process

Petitioner first claims that the failure of the Board to find him suitable for parole deprived him of his liberty without due process of law.

Petitioner parses this claim into several separate arguments, as follows: (1) that the Board's decision was "achieved through arbitrary and capricious action, abuse of discretion and in opposition to the enabling statute;" (2) the Board in 2002 improperly listed four reasons to deny him a parole date, whereas at his previous suitability hearing the Board listed only two reasons; (3) the opposition to a finding of parole suitability by the District Attorney is irrelevant; and (4) the Board's recommendations to petitioner are too vague to be meaningful. (Pet. at 2, 8, 9.) Nonetheless, in essence, petitioner's claim is that his right to due process was violated by the Board's unfavorable suitability decision.

The Due Process Clause of the Fourteenth Amendment prohibits state action that deprives a person of life, liberty, or property without due process of law. One alleging a due process violation must first demonstrate that he was deprived of a liberty or property interest protected by the Due Process Clause and then show that the procedures attendant upon the deprivation were not constitutionally sufficient. Kentucky Dep't of Corrections v. Thompson, 490 U.S. 454, 459-60 (1989); McQuillion v. Duncan, 306 F.3d 895, 900 (9th Cir. 2002).

A protected liberty interest may arise from either the Due Process Clause of the United States Constitution or state laws.Board of Pardons v. Allen, 482 U.S. 369, 373 (1987). The United States Constitution does not, of its own force, create a protected liberty interest in a parole date, even one that has been set. Jago v. Van Curen, 454 U.S. 14, 17-21 (1981). However, "a state's statutory scheme, if it uses mandatory language, `creates a presumption that parole release will be granted' when or unless certain designated findings are made, and thereby gives rise to a constitutional liberty interest." McQuillion, 306 F.3d at 901 (quoting Greenholtz v. Inmates of Nebraska Penal, 442 U.S. 1, 12 (1979)). California's parole scheme gives rise to a cognizable liberty interest in release on parole, even for prisoners who have not already been granted a parole date. Sass v. Cal. Bd. of Prison Terms, 461 F.3d 1123, 1128 (9th Cir. 2006); Biggs v. Terhune, 334 F.3d 910, 914 (9th Cir. 2003); McQuillion, 306 F.3d at 903; see also In re Lawrence, 44 Cal.4th at 1204, 1210, 1221. Accordingly, this court must examine whether the deprivation of petitioner's liberty interest in this case lacked adequate procedural protections and therefore violated due process.

Because "parole-related decisions are not part of the criminal prosecution, the full panoply of rights due a defendant in such a proceeding is not constitutionally mandated." Jancsek v. Oregon Bd. of Parole, 833 F.2d 1389, 1390 (9th Cir. 1987) (internal quotations and citation omitted). Where, as here, parole statutes give rise to a protected liberty interest, due process is satisfied in the context of a hearing to set a parole date where a prisoner is afforded notice of the hearing, an opportunity to be heard and, if parole is denied, a statement of the reasons for the denial. Id. at 1390 (quoting Greenholtz, 442 U.S. at 16). See also Morrissey v. Brewer, 408 U.S. 471, 481 (1972) (describing the procedural process due in cases involving parole issues). Violation of state mandated procedures will constitute a due process violation only if the violation causes a fundamentally unfair result. Estelle, 502 U.S. at 65.

In California, the setting of a parole date for a state prisoner is conditioned on a finding of suitability. Cal. Penal Code § 3041; Cal. Code Regs. tit. 15, §§ 2401 2402. The requirements of due process in the parole suitability setting are satisfied "if some evidence supports the decision." McQuillion, 306 F.3d at 904 (citing Superintendent v. Hill, 472 U.S. 445, 456 (1985)). See also Powell v. Gomez, 33 F.3d 39, 40 (9th Cir. 1994) (citing Perveler v. Estelle, 974 F.2d 1132, 1134 (9th Cir. 1992)). For purposes of AEDPA, Hill's "some evidence" standard is "clearly established" federal law. Sass, 461 F.3d at 1129 (citingHill, 472 U.S. at 456). "The `some evidence' standard is minimally stringent," and a decision will be upheld if there is any evidence in the record that could support the conclusion reached by the factfinder. Powell, 33 F.3d at 40 (citing Cato v. Rushen, 824 F.2d 703, 705 (9th Cir. 1987)); Toussaint v. McCarthy, 801 F.2d 1080, 1105 (9th Cir. 1986). However, "the evidence underlying the board's decision must have some indicia of reliability." Jancsek, 833 F.2d at 1390. See also Perveler, 974 F.2d at 1134. Determining whether the "some evidence" standard is satisfied does not require examination of the entire record, independent assessment of the credibility of witnesses, or the weighing of evidence.Toussaint, 801 F.2d at 1105. The question is whether there is any reliable evidence in the record that could support the conclusion reached. Id.

When a federal court assesses whether a state parole board's suitability determination was supported by "some evidence" in a habeas case, the analysis "is framed by the statutes and regulations governing parole suitability determinations in the relevant state." Irons v. Carey, 505 F.3d 846, 851 (9th Cir. 2007) This court must:

look to California law to determine the findings that are necessary to deem a prisoner unsuitable for parole, and then must review the record in order to determine whether the state court decision holding that these findings were supported by "some evidence" in [petitioner's] case constituted an unreasonable application of the "some evidence" principle articulated in Hill.
Id. In California, the overriding concern in determining parole suitability is public safety. In re Dannenberg, 34 Cal.4th 1061, 1086 (2005). This "core determination of `public safety' . . . involves an assessment of an inmates current dangerousness." In re Lawrence, 44 Cal.4th at 1205 (emphasis in original). Accordingly,

when a court reviews a decision of the Board or the Governor, the relevant inquiry is whether some evidence supports the decision of the Board or the Governor that the inmate constitutes a current threat to public safety, and not merely whether some evidence confirms the existence of certain factual findings.
In re Lawrence, 44 Cal.4th at 1212 (citing In re Rosenkrantz, 29 Cal 4th 616, 658 (2002); In re Dannenberg, 34 Cal.4th at 1071; and In re Lee, 143 Cal. App. 4th 1400, 1408 (2006)).

Under California law, the Board is not to engage in a comparative analysis of the period of confinement being served by other inmates for similar crimes. In re Lawrence, 44 Cal. 4th 1181, 1217, 1221 (2008); In re Dannenberg, 34 Cal.4th 1061, 1070-71 (2005). Rather, the suitability determination is to be individualized and is to focus upon the public safety risk currently posed by the particular offender. (Id.)

In recent years the Ninth Circuit Court of Appeals has been called upon to address the issues raised by petitions such as that now pending before this court in three significant cases, each of which will be discussed below. First, in Biggs, the Ninth Circuit Court of Appeals recognized that a continued reliance on an unchanging factor such as the circumstances of the offense could at some point result in a due process violation. While the court in Biggs rejected several of the reasons given by the Board for finding the petitioner in that case unsuitable for parole, it upheld three: (1) petitioner's commitment offense involved the murder of a witness; (2) the murder was carried out in a manner exhibiting a callous disregard for the life and suffering of another; and (3) petitioner could benefit from therapy. Biggs, 334 F.3d at 913. However, the court in Biggs cautioned that continued reliance solely upon the gravity of the offense of conviction and petitioner's conduct prior to committing that offense in denying parole could, at some point, violate due process. In this regard, the court observed:

That holding has been acknowledged as representing the law of the circuit. Irons v. Carey, 505 F.3d 846, 853 (9th Cir. 2007);Sass v. Cal. Bd. of Prison Terms, 461 F.3d 1123, 1129 (9th Cir. 2006).

As in the present instance, the parole board's sole supportable reliance on the gravity of the offense and conduct prior to imprisonment to justify denial of parole can be initially justified as fulfilling the requirements set forth by state law. Over time, however, should Biggs continue to demonstrate exemplary behavior and evidence of rehabilitation, denying him a parole date simply because of the nature of Biggs' offense and prior conduct would raise serious questions involving his liberty interest in parole.
Id. at 916. The court in Biggs also stated that "[a] continued reliance in the future on an unchanging factor, the circumstance of the offense and conduct prior to imprisonment, runs contrary to the rehabilitative goals espoused by the prison system and could result in a due process violation." Id. at 917.

In Sass, the Board found the petitioner unsuitable for parole at his third suitability hearing based on the gravity of his offenses of conviction in combination with his prior offenses. 461 F.3d at 1126. Citing Biggs, the petitioner in Sass contended that reliance on these unchanging factors violated due process. The court disagreed, concluding that these factors amounted to "some evidence" to support the Board's determination. Id. at 1129. The court provided the following explanation for its holding:

While upholding an unsuitability determination based on these same factors, we previously acknowledged that "continued reliance in the future on an unchanging factor, the circumstance of the offense and conduct prior to imprisonment, runs contrary to the rehabilitative goals espoused by the prison system and could result in a due process violation." Biggs, 334 F.3d at 917 (emphasis added). Under AEDPA it is not our function to speculate about how future parole hearings could proceed. Cf. id. The evidence of Sass' prior offenses and the gravity of his convicted offenses constitute some evidence to support the Board's decision. Consequently, the state court decisions upholding the denials were neither contrary to, nor did they involve an unreasonable application of, clearly established Federal law as determined by the Supreme Court of the United States. 28 U.S.C. § 2254(d).
Id.

In Irons the Ninth Circuit sought to harmonize the holdings inBiggs and Sass, stating as follows:

Because the murder Sass committed was less callous and cruel than the one committed by Irons, and because Sass was likewise denied parole in spite of exemplary conduct in prison and evidence of rehabilitation, our decision in Sass precludes us from accepting Iron's due process argument or otherwise affirming the district court's grant of relief.
We note that in all the cases in which we have held that a parole board's decision to deem a prisoner unsuitable for parole solely on the basis of his commitment offense comports with due process, the decision was made before the inmate had served the minimum number of years required by his sentence. Specifically, in Biggs, Sass, and here, the petitioners had not served the minimum number of years to which they had been sentenced at the time of the challenged parole denial by the Board. Biggs, 334 F.3d at 912; Sass, 461 F.3d at 1125. All we held in those cases and all we hold today, therefore, is that, given the particular circumstances of the offenses in these cases, due process was not violated when these prisoners were deemed unsuitable for parole prior to the expiration of their minimum terms.
Furthermore, we note that in Sass and in the case before us there was substantial evidence in the record demonstrating rehabilitation. In both cases, the California Board of Prison Terms appeared to give little or no weight to this evidence in reaching its conclusion that Sass and Irons presently constituted a danger to society and thus were unsuitable for parole. We hope that the Board will come to recognize that in some cases, indefinite detention based solely on an inmate's commitment offense, regardless of the extent of his rehabilitation, will at some point violate due process, given the liberty interest in parole that flows from the relevant California statutes. Biggs, 334 F.3d at 917.
Irons, 505 F.3d at 853-54.

The California Supreme Court has also acknowledged that the aggravated nature of the commitment offense, over time, may fail to provide some evidence that the inmate remains a current threat to public safety. In re Lawrence, 44 Cal.4th at 1218-20 n. 20.

After taking into consideration the Ninth Circuit decisions inBiggs, Sass, and Irons , and for the reasons set forth below, this court concludes that petitioner is not entitled to federal habeas relief with respect to his due process challenge to the Board's June 12, 2002, decision denying him parole.

Even more recently a panel of the Ninth Circuit in Hayward v. Marshall, 512 F.3d 536, 546-47 (9th Cir. 2008), determined that under the "unusual circumstances" of that case the unchanging factor of the gravity of the petitioner's commitment offense did not constitute "some evidence" supporting the governor's decision to reverse a parole grant on the basis that the petitioner would pose a continuing danger to society. However, on May 16, 2008, the Court of Appeals decided to rehear that case en banc. Hayward v. Marshall, 527 F.3d 797 (9th Cir. 2008). Therefore, the panel decision in Hayward is no longer citable precedent.

First, and perhaps most importantly, at the time of the challenged parole suitability hearing, petitioner had not yet served the minimum number of years required by his sentence. Pursuant to the holding in Irons, petitioner's right to due process was not violated when he was deemed unsuitable for parole prior to the expiration of his minimum term. Irons, 505 F.3d at 665. Further, the Board's decision that petitioner was unsuitable for parole and that his release would unreasonably endanger public safety was supported by "some evidence" that bore "indicia of reliability." Jancsek, 833 F.2d at 1390. A review of the record reflects that the Board relied in large part on the circumstances of petitioner's offense of conviction as well as the need for him to complete the necessary programming and be observed and evaluated in denying him a parole date. According to the cases cited above, these factors constitutes "some evidence" supporting the Board's decision where petitioner has not served the minimum term required by his sentence. Sass, 469 F.3d at 1129; Irons, 505 F.3d at 665.

As noted above, the Board also relied on the fact that both the Sacramento County District Attorney and the Sacramento Police Department opposed a finding of suitability. However, under Hill, the district attorney's opinion, without more, cannot be considered "some evidence" supporting the Board's decision.Rosenkrantz v. Marshall, 444 F. Supp.2d 1063, 1080 n. 14 (C.D. Cal. 2006).

The Board's 2002 decision that petitioner was unsuitable for parole and would pose a danger to society if released meets the minimally stringent test set forth in Biggs, Sass, and Irons. This case has not yet reached the point where a continued reliance on an unchanging factor such as the circumstances of the offense in denying parole has resulted in a due process violation. Accordingly, petitioner is not entitled to relief on his claim that the Board's failure to find him suitable for parole at the June 12, 2002 parole suitability hearing violated his right to due process. Sass, 461 F.3d at 1129; Irons, 505 F.3d at 664-65.

Petitioner presents several state law claims throughout his petition. For instance, petitioner alleges that the Board must consider other offenses of similar gravity and magnitude in setting a parole term and must ensure that prison terms be "uniform." (P. A. at 3). Petitioner also claims that California Penal Code § 3041 requires the Board to grant him a parole date because of its direction that one year prior to an inmate's minimum eligible parole date, a Board panel shall meet with the inmate and "shall normally" set a parole release date; whereas, to the contrary, the Board normally fails to set a parole release date. (Id. at 2-3.) In addition, petitioner argues that the Board's failure to find him suitable for parole violated various provisions of state law. Many of petitioner's arguments based on state law have been rejected by the California Supreme Court which has held, for example, that the Board is not required to refer to its sentencing matrices or to compare other crimes of the same type in deciding whether a prisoner is suitable for parole. In re Dannenberg, 34 Cal. 4th at 1084, 1098; see also In re Lawrence, 44 Cal. 4th at 1217, 1221. More importantly for purposes of this federal habeas corpus action, petitioner has cited no federal authority for the proposition that the Due Process Clause requires a state parole board to either set a parole date where the board members believe a prisoner poses an unreasonable risk of danger to society or engage in a comparative analysis before denying parole suitability. In short, petitioner's arguments that the state court has erred in applying state law in determining his release date are not cognizable in this federal habeas corpus proceeding. Estelle, 502 U.S. at 67-68.

B. Unconstitutionally Vague

Petitioner also argues that the regulations the Board uses to make its suitability decision contain intolerable and vague criteria and directly violate his right to due process. (P. A. at 4-5.) He specifically object to the phrase "especially heinous, atrocious or cruel," found in Cal. Code Regs. tit. 15, § 2281(c). (Id)

A statute or regulation is void for vagueness "if it fails to give adequate notice to people of ordinary intelligence concerning the conduct it proscribes or if it invites arbitrary and discriminatory enforcement." United States v. Doremus, 888 F.2d 630, 634 (9th Cir. 1989). See also Humanitarian Law Project v. Mukasey, 509 F.3d 1122, 1134 (9th Cir. 2007) ("To survive a vagueness challenge, the statute must be sufficiently clear to put a person of ordinary intelligence on notice that his or her contemplated conduct is unlawful.") "[A] party challenging the facial validity of [a law] on vagueness grounds outside the domain of the First Amendment must demonstrate that the enactment is impermissibly vague in all of its applications." Hotel Motel Ass'n of Oakland v. City of Oakland, 344 F.3d 959, 972 (9th Cir. 2003) (internal quotation marks omitted). Therefore, "if the statute is constitutional as applied to the individual asserting the challenge, the statute is facially valid." United States v. Dang, 488 F.3d 1135, 1141 (9th Cir. 2007). Moreover, "[t]he Due Process Clause does not require the same precision in the drafting of parole release statutes as is required in the drafting of penal laws." Hess v. Board of Parole and Post-Prison Supervision, 514 F.3d 909, 914 (9th Cir. 2008) (citing Glauner v. Miller, 184 F.3d 1053, 1055 (9th Cir. 1999)).

The California parole release statute provides a list of five factors to be considered in determining whether a crime is especially "heinous, atrocious or cruel," including whether the offense was carried out in a dispassionate and calculated manner and whether the motive for the crime is inexplicable or very trivial in relation to the offense. Cal. Code Regs., tit. 15, § 2281(c)(1)(A) — (E). Because the term "especially heinous, atrocious, or cruel" is further limited by these five detailed factors, it is not constitutionally vague. Cf. Arave v. Creech, 507 U.S. 463, 470-78 (1993) (Idaho death penalty statute which cited as an aggravating factor that the crimes were carried out in "utter disregard for human life" was not impermissibly vague because limiting construction had been adopted defining this factor as demonstrating "the utmost disregard for human life, i.e., the cold-blooded pitiless slayer"). Further, petitioner is unable to demonstrate that the statute was impermissibly vague as applied to him because his crime fits squarely within two of the listed factors to be considered in determining whether the offense was committed in an especially heinous, atrocious or cruel manner: the crime was carried out in a dispassionate and calculated manner and the motive for the crime was trivial or inexplicable. 15 Cal. Code Regs. § 2281(c)(a)(A) — (E).

Instructive in this regard is the case of Butler v. Calderon, No. C 97-2184 EDL (PR), 1998 WL 387612 (N.D. Cal. July 6, 1998), where the court found that a prisoner's vagueness challenge to the standards relied upon by the Board at a parole hearing must fail where the prisoner had received the process due under the decision in Greenholtz v. Inmates of Nebraska Penal, 442 U.S. 1, 7 (1979). Id. at *5. As set forth above, the parole suitability hearing petitioner attacks here satisfied the requirements of due process; therefore, petitioner's vagueness claim is without merit. See Butler, 1998 WL 387612 at *5; see also Glauner, 184 F.3d at 1055 (statute requiring that an inmate be certified "not a menace to the health, safety or morals of others" before being eligible for parole was not unconstitutionally vague); Pedro v. Oregon Parole Bd., 825 F.2d 1396, 1399 (9th Cir. 1987) (rejecting claim that due process required articulation of a standard definition of the term "significant planning and preparation" in the parole context).

Claims similar to that presented by petitioner in this regard have consistently been rejected by district courts in California.See Ortiz v. Ayers, No. C 06-5368 RMW (PR), 2008 WL 2051051, *5 (N.D. Cal. May 13, 2008); Stiner v. Ayers, No. C 05-5400 JF (PR), 2008 WL 906161, *5 (N.D. Cal. Mar. 31, 2008); Neblett v. Ornoski, No. C 05-4228 SI (pr), 2008 WL 698477, *9 (N.D. Cal. Mar. 14, 2008); Winston v. California Bd. of Prison Terms, No. S-00-0156 FCD GGH P, 2006 WL 845584, *2 (E.D. Cal. Mar. 31, 2006);Sariaslan v. Butler, No. C 04-01073 CRB, 2004 WL 2203472, *5 (N.D. Cal. Sept. 28, 2004); Masoner v. California, No. CV 03-1261-ER, 2004 WL 1080177, *1 (C.D. Cal. Jan. 23, 2004).

Finally, California Code of Regulation Title 15, § 2402(c)(1) has not been found to be unduly vague or overbroad under federal law. Nor has federal law been found to preclude the use of terms such as "especially cruel" or "callous" as guidelines in parole suitability evaluations. Cf. Maynard v. Cartwright, 486 U.S. 356, 363-64 (1988) (in a capital case, the "especially heinous, atrocious, or cruel" aggravating circumstance was unconstitutionally vague because it did not offer sufficient guidance to the jury in deciding whether to impose the death penalty); Tuilaepa v. California, 512 U.S. 967, 972 (1994) (statutory aggravating circumstances in capital cases "may not be unconstitutionally vague").

For all of these reasons, petitioner's challenge to California's parole statute on vagueness grounds must fail. The opinion of the California Court of Appeal rejecting petitioner's challenge to the statute on vagueness grounds is not contrary to or an unreasonable application of clearly established federal law. See 28 U.S.C. § 2254(d)(1). Accordingly, petitioner is not entitled to relief on this claim.

C. Ex Post Facto

Petitioner claims that the Board violated the federal constitutional prohibition on ex post facto laws when it denied him parole in 2002. He argues the Board's finding that he poses an "unreasonable risk" to public safety is a subterfuge to "extend the sentences of all persons having indeterminate sentences." (P. A. at 6.) He also contends that the parole statute allowing the Board to schedule subsequent parole hearings two and five years later is improperly "intended to extend terms of incarceration." (Id.) (citing Cal. Pen. Code § 3041.5(b) and (c)). In essence, petitioner is claiming that the two-year parole denial rendered by the Board in 2002 violated the Ex Post Facto Clause in that he was entitled to annual parole suitability hearings based on the law in effect at the time of his commitment offense in 1990.

The Constitution provides that "No State shall . . . pass any . . . ex post facto Law." U.S. Const. art. I, § 10. See also Himes, 336 F.3d at 854. A law violates the Ex Post Facto Clause of the United States Constitution if it: (1) punishes as criminal an act that was not criminal when it was committed; (2) makes a crime's punishment greater than when the crime was committed; or (3) deprives a person of a defense available at the time the crime was committed. See Collins v. Youngblood, 497 U.S. 37, 52 (1990). The Ex Post Facto Clause "is aimed at laws that retroactively alter the definition of crimes or increase the punishment for criminal acts." Himes, 336 F.3d at 854 (quoting Souch v. Schaivo, 289 F.3d 616, 620 (9th Cir. 2002)). See also Cal. Dep't of Corr. v. Morales, 514 U.S. 499, 504 (1995). The Ex Post Facto Clause is also violated if: (1) state regulations have been applied retroactively to a defendant; and (2) the new regulations have created a "sufficient risk" of increasing the punishment attached to the defendant's crimes. Himes, 336 F.3d at 854. Not every law that disadvantages a defendant is a prohibited ex post facto law. In order to violate the clause, the law must essentially alter "the definition of criminal conduct" or increase the "punishment for the crime." Lynce v. Mathis, 519 U.S. 433, 441-42 (1997).

California Penal Code § 3041.5, as amended in 1994, provides that the Board may schedule a parole suitability hearing no later than up to five years after any hearing where a convicted murderer is denied parole and the Board finds that it is not reasonable to expect that parole would be granted at a hearing during the interceding years. Because the 1994 amendment simply altered the method of setting a parole release date, and because it does not create a meaningful "risk of increasing the measure of punishment attached to the covered crimes," its application to petitioner does not constitute an Ex Post Facto Clause violation.Morales, 514 U.S. at 509. See also Watson v. Estelle, 886 F.2d 1093, 1097-98 (9th Cir. 1989) (it is not a violation of the Ex Post Facto Clause to apply § 3041.5(b)(2)(A) to prisoners sentenced to life imprisonment prior to the implementation of California's Determinate Sentence Law in 1977); Clifton v. Attorney General Of the State of California, 997 F.2d 660, 662 n. 1 (9th Cir. 1993). Accordingly, petitioner is not entitled to relief on this claim.

D. Bill of Attainder

Next, petitioner contends that the Board's decision finding him unsuitable for parole violates the prohibition against a bill of attainder. A bill of attainder involves a statute imposing punishment without the benefit of trial. Nixon v. Administrator of Gen. Servs., 433 U.S. 425, 468 (1977). Three requirements must be met to establish a violation of the Bill of Attainder Clause: it must single out an identifiable group, inflict punishment, and dispense with a judicial trial. Id.; Selective Serv. Sys. v. Minnesota Pub. Interest Research Group, 468 U.S. 841, 846-47 (1984). Three inquiries determine whether a statute "inflicts punishment:" (1) whether the challenged statute falls within the historical meaning of legislative punishment; (2) whether the statute, "viewed in terms of the type and severity of burdens imposed, reasonably can be said to further nonpunitive legislative purposes;" and (3) whether the legislative record "evinces a congressional intent to punish." United States v. Lujan, 504 F.3d 1003, 1006 (9th Cir. 2007) (quoting Selective Serv. Sys., 468 U.S. at 852).

The failure of the Board to find petitioner suitable for parole does not qualify as a bill of attainder. Petitioner has not alleged any facts which could establish he is subject to a bill of attainder, nor has he cited any United States Supreme Court case to support his claim. The state court's decision rejecting petitioner's challenge on this grounds was therefore neither contrary to, or an unreasonable application of, clearly-established federal law. See Stevenson v. Lewis, 384 F.3d 1069, 1071 (9th Cir. 2004) (citing Brewer v. Hall, 378 F.3d 952, 955 (9th Cir. 2004)). Accordingly, for the foregoing reasons, petitioner is not entitled to relief on this claim.

E. No Parole Policy

Finally, petitioner claims that the Board's refusal to grant him parole was based on an illegal gubernatorial policy against parole for inmates convicted of murder and not on the individual circumstances of his case. (P. A. at 9.) Petitioner has failed to substantiate this allegation with credible proof of the existence of such an illegal policy. Petitioner has not provided any evidence that a "no parole" policy on the part of a former governor played a part in the Board's decision finding him unsuitable for parole. As discussed above, independent of any alleged policy, there was "some evidence" in the record to support the Board's decision in this case. See In re Rosenkrantz, 29 Cal. 4th 616, 684-86 (2002) (California Supreme Court rejecting petitioner's claim that the former Governor's reversal of the Board's grant of parole resulted from a blanket policy of denying parole in all murder cases because there was "some evidence" to support the Governor's decision). For these reasons, petitioner is not entitled to relief on this claim.

In his traverse, petitioner claims that his right to equal protection was violated when the Board failed to find him suitable for parole. (Traverse at 15-18.) "A Traverse is not the proper pleading to raise additional grounds for relief."Cacoperdo v. Demosthenes, 37 F.3d 504, 507 (9th Cir. 1994). Even assuming arguendo that an equal protection claim has been properly raised, the claim should be rejected. A petitioner raising an equal protection claim in the parole context must demonstrate that he was treated differently from other similarly situated prisoners and that the Board lacked a rational basis for its decision. McGinnis v. Royster, 410 U.S. 263, 269-70 (1973);McQueary v. Blodgett, 924 F.2d 829, 835 (9th Cir. 1991). Petitioner has failed to show that any other inmate who was similarly situated to him was granted a parole date. Petitioner has also failed to demonstrate that the Board violated his equal protection rights by applying a different suitability standard in his case. Accordingly, petitioner is not entitled to relief on a claim that his equal protection rights were violated by the Board's conclusion that he was not suitable for parole.

CONCLUSION

Accordingly, IT IS HEREBY RECOMMENDED that petitioner's application for a writ of habeas corpus be denied.

These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within twenty days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any reply to the objections shall be served and filed within ten days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).


Summaries of

Lawson v. Woodford

United States District Court, E.D. California
Sep 30, 2008
No. CIV S-04-1869 GEB DAD P (E.D. Cal. Sep. 30, 2008)
Case details for

Lawson v. Woodford

Case Details

Full title:WAYNE LAWSON, Petitioner, v. JEANNE WOODFORD, et al., Respondents

Court:United States District Court, E.D. California

Date published: Sep 30, 2008

Citations

No. CIV S-04-1869 GEB DAD P (E.D. Cal. Sep. 30, 2008)