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Kozerowitz v. Stack

Supreme Court of Florida
Oct 20, 1969
226 So. 2d 682 (Fla. 1969)

Opinion

No. 38428.

September 17, 1969. Rehearing Denied October 20, 1969.

Shalle Stephen Fine, Miami, for petitioner.

Frank A. Wilkinson and Thomas M. Henkel, Jr., Winter Park, for respondents.


This cause is before us on petition for writ of certiorari to review the decision of the District Court of Appeal, Third District, reported at 219 So.2d 469. That decision has been certified by the District Court as passing on a question of great public interest, to wit:

"[W]hether, in a proceeding brought under Chapter 475 F.S. by the Florida Real Estate Commission for license revocation or suspension, the requirement of § 475.30(1) that in order to defend by motion to quash or on the merits the defendant must file a sworn answer to the commissions' (sic) charges, is in violation of the defendant's constitutional rights against self-incrimination."

The Florida Real Estate Commission filed a three count information against petitioner in a proceeding for license revocation or suspension. Petitioner's motion to quash the information was denied by the Board and petitioner sought certiorari in the District Court.

The District Court held Count I materially defective. This holding is not questioned.

Count Two charged petitioner violated F.S. § 475.25(1) (d), F.S.A., by operating as a real estate salesman during the period between the expiration of his annual certificate on September 30, 1966, and the time he applied for renewal on February 1, 1967.

Count Three charged a violation of § 475.25(2), alleging issuance of petitioner's renewal certificate was obtained by fraud in that on his application for renewal made on February 1, 1967, contrary to fact, he denied that he had operated as a real estate salesman during the expiration period involved.

The District Court held that the Board ruled correctly in denying the motion to quash Counts Two and Three of the information. These Counts were held sufficient.

The District Court, citing Robins v. Florida Real Estate Commission, rejected petitioner's contention that the requirement of F.S. § 475.30(1), that one charged with violation of the Act file a sworn or verified answer, violates his constitutional privilege against self-incrimination. The contention that one charged before the Board is entitled to a jury trial, was also found to be without merit.

162 So.2d 535 (Fla.App.3rd 1964).

"475.30 Answers, motions and defaults. — (1) The defendant named in an information shall file with the commission a verified answer thereto, and, if he be so advised, a motion to quash the information, on or before the date fixed in the notice required by § 475.26. The filing of an answer to the information shall waive any defect in, or objection to, the notice, or want of notice. The answer shall admit or deny each fact alleged, except mere matters of inducement, or formal allegations, in the information, or avoid the effect thereof by a recital of the facts as defendant conceives them to be, and each issuable fact not denied in one of the manners aforesaid, shall be deemed to be admitted. No admission or allegation of the defendant made in an answer, motion or on the trial, shall be evidence against him in any civil or criminal proceeding, except upon a trial of a charge of perjury against him. All allegations of an answer not admitted in the information shall be deemed denied by the plaintiff." (e.s.)

We have considered the records, briefs and argument of counsel and find the decision of the District Court to be correct.

Accordingly, the writ is discharged.

It is so ordered.

DREW, THORNAL, CARLTON and ADKINS, JJ., concur.

ERVIN, C.J., dissents with opinion.

ROBERTS, J., dissents and agrees with ERVIN, C.J.


I would answer the question certified to us in the affirmative. So far as F.S. Section 475.30(1), F.S.A., operates to subject petitioner, in a license revocation proceeding, to a forfeiture of the right to defend charges brought by the Commission as a means of compelling Petitioner to relinquish his privileges against self-incrimination, such procedure places an intolerable burden or penalty on the assertion of the Fifth Amendment privilege according to its interpretation by the Supreme Court of the United States. See plurality opinion in Spevack v. Klein (1967), 385 U.S. 511, 87 S.Ct. 625, 17 L.Ed.2d 574. The underlying rationale of the District Court of Appeal, Third District, in Robins v. Florida Real Estate Commission, 162 So.2d 535, to the effect the right against self-incrimination does not apply to non-criminal proceedings is clearly inconsistent with pronouncements in Spevack that the privilege secured by the Fifth and Fourteenth Amendments embraces the right of a person to remain silent in a case of this kind where his economic and professional status as a licensee is placed in jeopardy, unless he chooses to speak, and to suffer no "penalty" for exercising such right. The plurality opinion in Spevack interprets "penalty" as not restricted to fine or imprisonment but, rather, extending to "the imposition of any sanction which makes assertion of the Fifth Amendment privilege `costly.'" Spevack, supra, at 515, 87 S.Ct. at 628. I believe the procedure authorized by F.S. Section 475.30(1), F.S.A., falls within the proscriptions set out in Spevack.

ROBERTS, J., concurs.


Summaries of

Kozerowitz v. Stack

Supreme Court of Florida
Oct 20, 1969
226 So. 2d 682 (Fla. 1969)
Case details for

Kozerowitz v. Stack

Case Details

Full title:BRUCE KOZEROWITZ, PETITIONER, v. A.J. STACK AND THE FLORIDA REAL ESTATE…

Court:Supreme Court of Florida

Date published: Oct 20, 1969

Citations

226 So. 2d 682 (Fla. 1969)

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