Opinion
June 30, 2000.
Gabriel J. Fischbarg, New York City, for defendant.
Idris Kabia, claimant pro se.
DECISION/ORDER
A. ISSUE
Whether alleged statements by the "Presiding Judge" in a virtual "arbitration", a videotaped episode of "The People's Court", presided by "Judge" Edward I. Koch, is an arbitration under CPLR Art. 75? If so, is the "Judge" subject to arbitral immunity, privilege(s), absolute or qualified? Socratic issues of first impression for the 21st century!
B. FACTS PROCEDURAL HISTORY
Defendant, Edward I. Koch, moves under CPLR 3212, for summary judgment dismissing the complaint. Claimant, (a/k/a plaintiff), Idris Kabia, alleges he was libeled and slandered, as a "kidnapper" of his then infant son in his native country (Sierra Leone) Africa on national television. On January 19, 1999, claimant sued his son, Ahmed Kabia, for $2,000.00 (originally $200.00) for alleged failure to return property (i.e. photos of them together) in the Small Claims Part (Index No. 363 NSC 99), with an initial hearing scheduled for February 24, 1999. Between January 19 and February 9, 1999, both were contacted by Ralph Edwards productions ("Producer") and afforded the opportunity to resolve their dispute on "The People's Court" then presided over by former New York City Mayor, Chief Magistrate and now "Arbitrator" Edward I. Koch (a/k/a "Arbitrator") rather than in this Court. They were each sent an Agreement to Arbitrate ("NA"). (DX-B). Producer also requested that claimant, who did, write a statement, dated February 2, 1999, justifying his version of the facts and requested relief. (DX-L).
Thereafter, on February 9, 1999, both claimant and defendant signed the A/A with Ralph Edwards productions dlb/a "The People's Court" (hereinafter "The People's Court") at The People's Court studios just prior to the scheduled videotaping. Under the A/A, any award by the Arbitrator (defendant herein) is paid to the winning party only by The People's Court not the losing party. If no award is made, both parties are each paid $250.00 (as herein) from a fund provided by the Producer. (DX-B para. 5). The A/A includes three paragraphs (paras. 7[a], 7[b] and 8) releasing the Producer and Arbitrator (para. 8) including for "statements during . . . the arbitration which plaintiff and/or defendant . . . feel rightly or wrongly to be derogatory, defamatory or in some other way injurious to themselves . . ."). On February 9, 1999, claimant also signed a stipulation of settlement "dismissing" (actually discontinuing) the underlying action (Index No. 363 NSC 99) with prejudice. (DX-C). Attached to the A/A were "The People's Court Rules" including 'The Judgment' (para. 3) which exclaimed that the Arbitrators Decision shall be "FINAL AND BINDING".
Thereafter, on February 9, 1999, after the parties signed the above documents, the arbitration" proceeding occurred. (Videotape copy DX-D and transcript DX-E). At the end of the 'arbitration proceeding', the Arbitrator — defendant found in favor of defendant — son therein and awarded claimant — plaintiff no money. (Arbitrator's Decision DX-F). Immediately following the arbitration proceeding and before claimant left the Producer's studio, claimant signed a "Litigant Acknowledgment" of his entitlement to $250.00 from the Producer. Subsequently, on February 22, 1999, Producer's check (#46846 dated 2/22/99) in the sum of $250.00 payable to claimant was received, endorsed and deposited by claimant — plaintiff on February 27, 1999. (DX-H). During March, 1999, an edited videotape version of subject videotape was broadcast on national network television. (DX-I).
On April 2, 1999, claimant filed subject action (Index No. 2386 NSC 99) against defendant Edward Koch, alleging a claim to "defame, liable, slander".
At the motional hearing, the only contested triable factual issue was whether defendant "Arbitrator" Edward I. Koch, uttered the words "kidnaped" or "kidnapper" or a word(s) of similar import, claimed by plaintiff and required by CPLR § 3016 (a). The Court requested and received, along with claimant, unedited and edited videotaped versions, with transcript(s) of the subject televised program. After televiewing, while the Court did not see nor hear the controverted words, the Court assumes such utterance for the purpose of this CPLR 3212 summary judgment motion herein, since evidence is construed most favorable to defendant, motional opponent. Siegel, David D. Prof. New York Practice, Ch. 11 (Summary Judgement) § 281, p. 442 (3d ed. — 1999).
C. APPLICABLE LAW
This Court's mission is to do substantial justice between the parties according to the rules of substantive law (CCA § 1804) in fairness to plaintiff, whose birth language was not English, and defendant's CPLR 3211 converted to CPLR 3212 motion for summary judgment, which the parties were so advised and did not object at the motional hearing. (Levine v. American Federal Group, 180 A.D.2d 575, 580 [1st Dept. 1998]; see also, Siegel, David d., Prof., New York Practice, 3d ed. § 270, pp. 429-430 [West Publ. Co. — 1999]).
The A/A, which claimant-plaintiff duly executed respectively provides, as follows:
"7 (a) Plaintiff and Defendant hereby release and forever discharge the Arbitrator, the Producer, the Producer's officers, agents, licensees and employees, and their respective heirs, executors, administrators, legal successors and assigns, and each of them (hereinafter referred to as the "Released Parties") from any and all claims, demands and actions of every kind and nature whatever, whether or not now known or suspected, which plaintiff or defendant now has or may hereafter have against the Released Parties, or any of them, based upon or related to any agreement, obligation, claim or matter whatever occurring or existing at any time up to and including the date hereof (including but not limited to, the Agreement, the Claims, the arbitration of the Claims, and the recording and editing of the arbitration; and excepting only Producer's obligation to pay Plaintiff and Defendant in accordance with Paragraph 5 above.
(b) It is the intention of the Parties that this Agreement shall be a full and final satisfaction and general release of each and every matter set forth above in Paragraph 7 (a). Plaintiff and Defendant each acknowledges that he is aware that he or his attorneys may hereafter discover claims or facts in addition to or different from those which he now knows or believes to be true with respect to the subject matter of this Agreement or the Released Parties, but that it is his intention hereby to fully settle and release all disputes, and differences, known or unknown, suspected and unsuspected, which do now exist or may exist between Plaintiff and the Released Parties and/or between Defendant and the Released Parties. In furtherance of such intention, the release herein given to the Released Parties shall be a full and complete general release, notwithstanding the discovery of any such additional or different claims or facts.
8. Plaintiff and Defendant understand that (as is the case in any litigation or arbitration) the parties, witnesses or even, perhaps, the Arbitrator may make statements during or immediately following the arbitration which Plaintiff and/or Defendant might feel rightly or wrongly to be derogatory, defamatory, or in some other way injurious to themselves or others. Further, if your case is selected to air as part of "THE People's COURT' ("Series"), the Series hosts, guests and/or members of the home viewing audience (by phone, fax, E mail, Computer Bulletin Board or by any other method now known or hereafter devised) may also make statements broadcast as part of the Series which Plaintiff and/or Defendant might feel rightly or wrongly to be derogatory, defamatory, or in some other way injurious to themselves or others. Any and all such statements and any injuries allegedly caused thereby are hereby specifically included within the matters released under Paragraphs 6 and 7 above.
9. Plaintiff and Defendant each warrant and represent to the other and to producer that each has the sole right and authority to release the respective released matters described above in Paragraphs 6 and 7, and that they have not heretofore assigned or transferred to any person whomsoever and such released matter or any part or portion thereof." (DX-B pp. 4-5).
While persons selected to participate in The People's Court sign the A/A it has been found that this process is not truly legal arbitration", since, inter alia, the prevailing litigant was compensated by the show's producer not the losing litigant, subject to judicial review under CPLR Art. 75 or common law. See, DooWop v. Edward Prods, 180 Misc.2d 907, 913 (Civ Ct., Richmond Co. 1998); Alexander, Vincent C., Prof., Supplementary Commentaries, McKinney's Cons. Laws of N.Y., CPLR 7501:1 et. Seq. (1999); see also, B.M. v. D.L., n.o.r. NYU 3/20/2000, p. 30, cols. 4-6 (Family Court — Kings County — 2000 — Sunshine, Jeffrey S., J. involving a similar "Judge Judy Arbitration Agreement" to resolve custody and visitation issues).
Even if this action were subject to CPLR Art. 75, it must be brought as a special proceeding in the Supreme Court of the State of New York, if the recovery sought is $25,000.00 or more (CPLR 7502 (a)) or as a plenary action in the Civil Court of the City of New York if the recovery sought is between $10,000.00 and $24,999.00 (CCA § 206[b]). If the recovery sought is $10,000.00 or less, then the action is heard under CPLR § 3405 of the Chief Judge's Rules (CCA § 206[c]; 22 NYCRR Part 28 §§ 28.1-16).
However, under the clear and unequivocal language of the NA, para. 4, the parties consented to the People's Court Arbitrator's (i.e. Former NYC Mayor Edward I. Koch) Award as being 'final and binding'. However, the action herein does not dispute the "Judge's" or "Arbitrator's" award or decision but alleged statements accusing claimant of being a "kidnapper" of his then infant son in Sierra Leone.
1. "People's Court" — Arbitration Proceeding under CPLR Art. 75? yes!
Through the 19th century, Courts resented private efforts to "dust" them of their jurisdiction with numerous judge-made rules that made it difficult to arbitrate. See, Meacham v. Jamestower, F C. R. Co., 211 N.Y. 346, 105 N.E. 653 (1914). CPA § 1448-1450 (1920) and its successor CPLR Art. 75, (which governs procedure for judicial enforcement of private agreements to arbitrate and regulates part of the arbitration hearing itself) is a modern version of a 1920 comprehensive plan in New York to overcome judicial hostility to arbitration. See N.Y. Jud. Council, 178 Ann. Rep. 217, 231-232 (1951). These above provisions (CPA §§ 1448-1504, CPLR § 7501-14, Browning v. Gateway 2000, Inc., 246 A.D.2d 246, 676 N.Y.S.2d 568 (1st Dep't 1998), created a friendly procedural environment in the Courts to encourage arbitration. Fed. Rules Civ. Proc. — Rule 81, under the Federal Arbitration Act.
Black's Law Dictionary 105 (6th ed. 1991) defines arbitration as "A process of dispute resolution in which a neutral third party (arbitrator) renders a decision after a hearing at which both parties have the opportunity to be heard." Arbitration is a form of alternative dispute resolution almost wholly independent of the court system. It requires a written agreement to submit a present or future controversy to arbitration and that the parties "expressly" and "unequivocally" enter into such agreement. CPLR § 7501 and Alexander. Vincent C., Practice Commentary McKinney's Consol. Laws of N.Y.C. 7501:3, p. 290,Marlene Industries Corp. v. Carnac Textiles, Inc., 45 N.Y.2d 327, 408 N.Y.S.2d 410, 380 N.E.2d 239 (1979). Arbitration is a legally legitimate means to resolve disputes because it neither unlawfully deprives a party of access to the courts nor divests them of the constitutional right to trial by jury as these rights are waivable and the agreement to arbitrate waives them. Berkovitz v. Aribib Houlberg, 230 N.Y. 261, 130 N.E. 288 (1921). See, Constitutionality of New York Arbitration Statute, 6 Cornell L.Q. 432 (1921); When is Dispute Arbitrable, Jurisdiction of Court and Arbitrator, 23 Fordham L. Rev. 352 (1954).
Both parties to the February 9, 1999 People's Court proceeding, from which this case derives, agreed, in writing, to arbitrate their dispute before an agreed upon neutral arbitrator, former New York City Mayor and Chief Magistrate, Edward I. Koch. (DX-B) The agreement to arbitrate before Hon. Edward I. Koch of the People's Court is subject to CPUR Art. 75. It is separate and distinct from other types of arbitration such as Small Claims Arbitration (where parties in Small Claims Court agree to have a volunteer attorney serve as Referees to hear and report, popularly called 'arbitrators'). This type of arbitration is covered by CPLR § 3405 (Arbitration of Certain Claims) rather than CPUR Art. 75. Other distinct types of arbitration include:court annexed arbitration and alternative dispute resolution arbitration, which are subject to CPLR § 3045 as opposed to CPLR Art. 75 arbitration or "No-Fault" Arbitration Insurance Law (Ins. L. Art. 51 §§ 5101-8). Neither party to the February 9, 1999 People's Court proceeding disputed that it was an arbitration as per Art. 75, nor does the plaintiff-claimant dispute such at this time.
To the contrary, as noted above Judge Philip S. Straniere in Doo Wop Shoppe Ltd. v. Ralph Edwards Productions D/B/A The People's Court, 180 Misc.2d 907, 691 N.Y.S.2d 253 (Civ. Ci. Richmond Co. 1998), using the above Black definition of "arbitration", found that "[t]he 'People's Court' is not a form of arbitration recognized in New York State and the rights and protection afforded persons who engage in arbitration are not available to the participants in that program". The Court therein found that NA had "all the trappings of an arbitration contract except payment of an award by the losing litigant but led the "arbitrators" award stand. This Court respectfully disagrees with such finding so that the People's Court proceeding of February 9, 1999 herein was an "arbitration proceeding" in accordance with CPLR Art. 75 and New York State public policy, which encourages arbitration. See Alexander, Vincent C., Practice Commentary, McKinney's Consol. Laws of N.Y. C 750 1:3, supra at 290).
Judge Straniere, in Doo Wop, reasoned that People's Court 'Arbitration' is not a form of arbitration recognized in New York State because the ultimate award or "judgment" by the arbitrator was paid by a third party, (the People's Court) and not the losing party, the proceeding failed to be a true arbitration under CPUR Art. 75. Nowhere in CPLR Art. 75, the accompanying McKinney's Practice Commentaries, Black's Law Dictionary or case law does it state that an arbitration agreed to by both parties, in writing, fails to be an arbitration under CPLR Art. 75 because the award/judgment is paid by a third party. Second, Judge Straniere suggested that parties submitting to arbitration by the People's Court are not afforded the rights and protections of parties to an Article 75 arbitration. No language in the NA distinguishes the People's Court from any other Art. 75 proceeding in New York State. Rather People's Court arbitration is an Art. 75 arbitration and subject to its rules and procedures. Alexander, Vincent C., Practice Commentary McKinney's Consol. Laws of N.Y., pp. 77-2, C75 11:2 which details the grounds and procedures for vacating or modifying an arbitration award, states that "[c]onsistent with public policy in favor of arbitration, the grounds specified in CPLR 7511 for vacating or modifying an arbitration award . . . are narrowly applied" and Courts are reluctant to disturb the decisions of arbitrators lest the value of this method of resolving controversies be undermined." Goldfinger v. Lisker, 68 N.Y.2d 225, 226, 508 N.Y.S.2d 159, 161, 500 N.E.2d 857, 859 (1986). SucZarrow review bolsters public policy's favoring view of arbitration as an economical and expeditious alternative to judicial dispute resolution, Weinroth v. Karp, 32 N.Y.2d 190. 199, 344 N.Y.S.2d 848, 856, 298 N.E.2d 42, 47 (1973), and in no way "sacrifice[s] any right [the parties] have to redress of the courts should they be dissatisfied with the outcome of the 'arbitration'." Doo Wop, supra, at 913. (DX-B) Although "Final and Binding" is seemingly exclusionary language, and noting arbitrator's awards are not generally reviewable, such language and policy do not unilaterally "sacrifice any right [the parties] have to redress of the courts," but simply limits parties' redress under CPLR § 7511. (See also, Scott v. Dale Carpet, 120 Misc.2d 118 (Civ.Ct. N Y Co.-1983). Such limits are the essence of arbitration and allow for its economically and expeditions resolution of disputes.
2. Defamation: Slander
Defamation actions have been tried in this People's Court before. See,Terrillo v. New York Newsday, 137 Misc.2d 65 (Civ.Ct. N Y Co.-Small Claims Part — 1987). As noted above, for CPLR 3212 motional purposes, it is assumed, without conceding. though it is not visible or audible on the videotape or transcript (DX-D, E) as required by CPRL 301(a) the the below words were uttered by the Arbitrator.
It is uncontroverted that one who has "kidnaped" or is a "kidnapper", in 1990 in Sierra Leone, Africa, even his own son, under Penal Law ("P.L.") Art. 135 may or may not be guilty of a felony or serious crime in New York. This assumes such is if prosecuted within five (5) years (CPL § 30.102[b]) after commission. Such may be a Class E (Custodial Interference, first degree — P.L. § 135.50) or a misdemeanor, Class A (Custodial Interference second degree — P.L. § 135.45), since it involved a parent father — claimant as the alleged perpetrator and the infant son as his victim. Whether "kidnapping" one's son was or is a "serious crime" in Sierra Leone or beyond any statute of limitations in unknown. If a "serious crime," such a statement published on national television may be slanderous, per se, and unnecessary to allege special damages. James v. Gannett Co., Inc., 40 N.Y.2d 415 (1976), rearg. Den. 40 N.Y.2d 990 (1976).
3. "Judicial Proceeding"? — Arbitral Immunity Privileges — Absolute or Qualified? Absolute
Although not judges, arbitrators exercise judicial functions and are protected from civil liability for acts done in the exercise of judicial functions whether general or special damages are sought. Rubenstein v. Otterbourg, 78 Misc.2d 376, 357 N.Y.S.2d 62 (Civ.Ct. N.Y. Co.-1973). Under this doctrine of arbitral immunity, arbitrators in contractually agreed upon arbitration proceedings are absolutely immune from liability for all acts within the scope of the arbitral process Austern v. Chicago Bd. Options Exchange, Inc., 898 F.2d 882 (Ct.App. 2d Cir.-1990), cert denied, 498 U.S. 850, 112 L.Ed. 107, 111 S.Ct 141 (1991), Wally v. General Arbitration Apparel Indus. 165 Misc.2d 896, 630 N.Y.S.2d 627 (Supr. Ct.: N Y Co. — 1995); 5 N Y Jur. 2d (Arbitration and Award) 131, p. 269; 42A N Y Jur. 2d (Defamation and Privacy) § 152 p. 415. Such acts include questions from "Judge-Arbitrator" Edward I. Koch to ascertain factual background to determine issues and their resolution.
In addition, an arbitration association cannot be held liable for the actions of arbitrators who enjoy judicial immunity from civil liability for acts complained of since the doctrine of arbitral immunity protects not only arbitrators but their organizations from civil liability for all acts performed within their arbitral capacity. Wally v. General Arbitration Apparel Indus., supra.
D. Conclusion
For the foregoing reasons, claimant's complaint is dismissed, with prejudice.