Opinion
No. 74-186.
April 30, 1975. Rehearing Denied May 29, 1975.
Appeal from the Circuit Court, Sarasota County, Lynn N. Silvertooth, J.
James A. Gardner, Public Defender, and Richard W. Seymour, Asst. Public Defender, Bradenton, for appellant.
Robert L. Shevin, Atty. Gen., Tallahassee, and William I. Munsey, Jr., Asst. Atty. Gen., Tampa, for appellee.
At the trial which resulted in a conviction of grand larceny, the following colloquy occurred when the state called a witness to testify to the value of the items allegedly stolen.
"MR. HAWORTH: State of Florida will call Mr. Kuban, who has not been sworn.
MR. STEWART: At this time, your honor, I'd like to put an objection into the record.
THE COURT: You may.
MR. STEWART: I'd like to object to the testimony of this witness because the witness was not listed on the list of witnesses provided by the state in answer to the defendant's demand for discovery.
THE COURT: I understand this witness is an expert witness on value only; is that correct, gentlemen?
MR. HAWORTH: That is correct, your honor.
THE COURT: Objection overruled."
Where the state had failed to comply with the rule which required the furnishing of the names of witnesses, the Supreme Court in Richardson v. State, Fla. 1971, 246 So.2d 771, said:
". . . The trial court has discretion to determine whether the non-compliance would result in harm or prejudice to the defendant, but the court's discretion can be properly exercised only after the court has made an adequate inquiry into all of the surrounding circumstances. We think that the District Court of Appeal for the Fourth District has succinctly stated the burden that the Rule places both upon the prosecuting attorney and upon the trial court in the following quoted extract from its opinion in Ramirez v. State, [Fla.App., 241 So.2d 744] supra:
`The point is that if, during the course of the proceedings, it is brought to the attention of the trial court that the state has failed to comply with Rule 1.220(e) CrPR, the court's discretion can be properly exercised only after the court has made an adequate inquiry into all of the surrounding circumstances. Without intending to limit the nature or scope of such inquiry, we think it would undoubtedly cover at least such questions as whether the state's violation was inadvertent or wilful, whether the violation was trivial or substantial, and most importantly, what effect, if any, did it have upon the ability of the defendant to properly prepare for trial.'"
The trial court's inquiry prescribed in Richardson was not conducted. In a similar situation, our sister court in Carnivale v. State, Fla.App.3d 1973, 271 So.2d 793, held:
". . . Under the rationale contained in Richardson v. State, supra, it is not a function of the appellate court to determine whether prejudice had resulted to defendant in this cause by the State's failure to list DeLong as a witness. It was incumbent upon the trial judge to determine if any prejudice had resulted by such failure. The trial judge having failed to make proper inquiry, this cause must be reversed. . . ."
Without the testimony of Mr. Kuban, the evidence concerning value was insufficient to convict for grand larceny. Having made the objection, it was not incumbent upon appellant's counsel also to move for a continuance in order to permit him time to depose Mr. Kuban or to obtain an expert of his own. The fact that he did a good job in cross-examining Mr. Kuban does not render harmless the court's failure to follow the prophylactic rule dictated in Richardson.
The judgment and sentence are reversed, and the case is remanded for a new trial.
HOBSON, J., concurs.
McNULTY, C.J., dissents with opinion.
I am compelled to dissent. The absolute net effect of the majority opinion is that the state's noncompliance with Rule 3.220 (a), RCrP, is reversible per se. They construe Richardson v. State as promulgating what they choose to call a "prophylactic rule" requiring a reversal in every case wherein an "inquiry" is not made into all circumstances and consequences of noncompliance. If Richardson is so construed it would be more of an automatic reversal rule than a prophylactic one; and this notwithstanding a possible affirmative showing otherwise of nonprejudice. I cannot agree with the majority and, I dare say, neither can the Richardson court.
(Fla. 1971), 246 So.2d 771.
Indeed, we need only consider the following paragraph which immediately follows that portion of Richardson quoted by the majority as it, in turn, quoted with approval from Ramirez v. State:
Id. at p. 775.
(Fla.App. 4th, 1970), 241 So.2d 744.
"`Once the court has considered all of the circumstances, it has authority to enter such order as it deems just. Rule 1.220(g) CrPR. However, in those cases where the court determines that the state's noncompliance with the rule has not prejudiced the ability of the defendant to properly prepare for trial, we deem it essential that the circumstances establishing non-prejudice to the defendant affirmatively appear in the record. In the cases of Buttler v. State, [ Fla.App., 238 So.2d 313 ] supra; Richardson v. State, supra; and Newman v. State, Fla. 1967, 196 So.2d 897, the determination that the state's failure (to furnish the defendant with information on witnesses) was non-prejudicial to the defendant appears to have been based upon the finding that such non-prejudice to the defendant affirmatively appeared in the record.'" (Italics ours.)
The record here affirmatively and clearly reveals that the error, if any, was harmless. The "prophylactic" hearing suggested by the majority could not therefore have, before the fact, made any difference.
Without further alluding to Richardson, and the obvious differences in the relevant and material facts of that case, vis-a-vis this one, I cannot see any substantive departure here from the rationale thereof and would affirm. The necessary, sound and practical rule requiring a showing of prejudicial error should control.