Opinion
3:09-cv-00561-LRH-RAM.
October 29, 2010
ORDER
This habeas matter under 28 U.S.C. § 2254 comes before the Court on its sua sponte inquiry into whether the petition is subject to dismissal as a mixed petition because all of the claims have not been exhausted, following upon petitioner's response (#13) to the Court's show cause order (#12).
Procedural Background
Petitioner Randy Royal Johnson was convicted, pursuant to a jury verdict, of robbery with the use of a deadly weapon, and, pursuant to a guilty verdict, of possession of a firearm by an ex-felon. His direct appeals from the two judgments of conviction were consolidated, and both judgments were affirmed. He filed a pro se state post-conviction petition, and counsel was appointed. Counsel filed a supplemental petition, and an evidentiary hearing was held. The state district court denied relief, and state post-conviction counsel pursued an appeal to the state supreme court, which affirmed.
Petitioner thereafter filed a pro se original petition for extraordinary relief in the state supreme court. That court denied the petition expressly "without deciding upon the merits of any claims," noting, inter alia, that a challenge to a conviction must be raised in a post-conviction petition filed in the state district court.
Governing Exhaustion Law
Under 28 U.S.C. § 2254(b)(1)(A), a habeas petitioner first must exhaust his state court remedies on a claim before presenting that claim to the federal courts. To satisfy this exhaustion requirement, the claim must have been fairly presented to the state courts completely through to the highest court available, in this case the Supreme Court of Nevada. E.g., Peterson v. Lampert, 319 F.3d 1153, 1156 (9th Cir. 2003) ( en banc); Vang v. Nevada, 329 F.3d 1069, 1075 (9th Cir. 2003). In the state courts, the petitioner must refer to the specific federal constitutional guarantee and must also state the facts that entitle the petitioner to relief on the federal constitutional claim. E.g., Shumway v. Payne, 223 F.3d 983, 987 (9th Cir. 2000). That is, fair presentation requires that the petitioner present the state courts with both the operative facts and the federal legal theory upon which his claim is based. E.g., Castillo v. McFadden, 399 F.3d 993, 999 (9th Cir. 2005). The exhaustion requirement insures that the state courts, as a matter of federal-state comity, will have the first opportunity to pass upon and correct alleged violations of federal constitutional guarantees. See, e.g., Coleman v. Thompson, 501 U.S. 722, 731, 111 S.Ct. 2546, 2554-55, 115 L.Ed.2d 640 (1991).
Under Rose v. Lundy, 455 U.S. 509, 102 S.Ct. 1198, 71 L.Ed.2d 379 (1982), a mixed petition presenting both exhausted and unexhausted claims must be dismissed without prejudice unless the petitioner dismisses the unexhausted claims or seeks other appropriate relief.
Discussion
Petitioner presents ten numbered grounds (including a ground designated as Ground 2A) in the federal petition.
The only claims in the petition that are exhausted are claims in federal Ground 1 alleging: (a) that trial counsel were ineffective for failing to object to an order requiring Johnson to wear a stun belt; (b) that appellate counsel was ineffective for failing to raise the issue on direct appeal; and (c) that the order deprived Johnson of Fifth, Sixth and Fourteenth Amendment rights to due process, a fair trial, to appear before jurors as an innocent person, to be present at trial and participate in his defense, and to confer with his counsel.
The foregoing claims in Ground 1 were presented to and/or considered by, either on the merits or on the basis of a procedural bar, the Supreme Court of Nevada on the state post-conviction appeal.
Petitioner additionally presented legal claims in federal Ground 1 for violations of the First and Fourth Amendments and for denial of equal protection of the law. These legal theories were neither presented to nor considered by the Supreme Court of Nevada on the state post-conviction appeal. Fair presentation requires that the petitioner present the state courts with both the operative facts and the federal legal theory upon which his claim is based. E.g., Castillo, supra. These claims in federal Ground 1 therefore were not exhausted during the state post-conviction proceedings, and, as discussed below, were not exhausted in any other proceedings filed, assuming, arguendo, that the claims were included therein.
See #11, at electronic docketing pages 8-20 (post-conviction appeal fast-track statement); #5, at electronic docketing pages 87-90 (order of affirmance).
The remaining grounds — federal Grounds 2 through 9, including Ground 2A — were not fairly presented and exhausted by any of the remaining proceedings in the state courts.
Petitioner relies upon the claims asserted in post-conviction counsel's supplemental petition in the state district court. Any such claims were not pursued on the state post-conviction appeal, however. The only claims pursued on the state post-conviction appeal were the exhausted claims in federal Ground 1 identified above. The presentation of claims only to the district court but not then to the Supreme Court of Nevada on the state post-conviction appeal in that proceeding does not exhaust any claim. Rather, to satisfy the exhaustion requirement, the claim must have been fairly presented in the state post-conviction proceeding all the way through to the Supreme Court of Nevada. E.g., Peterson, supra; Vang, supra.
See record material cited in note 1, supra. Petitioner earlier conceded that Grounds 3, 5, 6, 8 and 9 were not presented in the state post-conviction petition. See Petition (#7), at 20, 30, 35 37; Notice (#11), at electronic docketing page 2. In the show cause response, he sought instead to establish that the claims were presented in state post-conviction counsel's supplemental petition. See #13, at 3-5. In all events, even if, arguendo, all claims in federal Grounds 2 through 9 were included in the state court supplemental petition, the claims would not have been exhausted unless they also were fairly presented to the Supreme Court of Nevada on the post-conviction appeal.
Petitioner further contends that a number of the claims were exhausted by an original petition for extraordinary relief that he filed in the Supreme Court of Nevada. Under well-established law, however, the original petition did not exhaust any claims, as the state supreme court declined to exercise the extraordinary jurisdiction expressly without adjudicating the merits of any claim.
The state supreme court denied the original petition on the following grounds:
This is a proper person petition for extraordinary relief. We have reviewed the documents submitted in this matter, and without deciding upon the merits of any claims, we decline to exercise original jurisdiction in this matter. NRS 34.170, NRS 34.330; NRS 34.724(2)(b); NRS 34.738(1). To the extent petitioner challenges the validity of his judgment of conviction and sentence, such a challenge must be raised in a post-conviction petition for a writ of habeas corpus in the district court in the first instance.[FN1] NRS 34.724(2)(b); NRS 34.738(1). To the extent petitioner challenges the district court's resolution of his post-conviction petition for a writ of habeas corpus, petitioner received the opportunity to raise those claims in his appeal from the denial of that petition, and failed to do so. Accordingly, we
ORDER the petition DENIED.
[FN1] We express no opinion as to whether petitioner could meet the procedural requirements of NRS chapter 34.
August 24, 2009, Order in No. 54049 (filed with #5, at electronic docketing pages 113-14).
The Supreme Court of Nevada thus clearly and expressly declined to exercise its original jurisdiction, stated that it did not consider the merits of petitioner's claims, and stated that the procedure for petitioner to follow was to file a post-conviction petition in the state district court.
It is long-established law that a claim is not fairly presented and is not exhausted when a petitioner fails to present the claim in state district court under available state post-conviction procedures and instead presents the claim in an original petition to the state's high court seeking to invoke an extraordinary discretionary jurisdiction. See, e.g., Pitchess v. Davis, 421 U.S. 482, 488, 95 S.Ct. 1748, 1752, 44 L.Ed.2d 317 (1975); Ex part Hawk, 321 U.S. 114, 116, 64 S.Ct. 448, 449-50, 88 L.Ed. 572 (1944); Sweet v. Cupp, 640 F.2d 233, 238 (9th Cir. 1981). Accord Lindquist v. Gardner, 770 F.2d 876 (9th Cir. 1985). See also Castille v. Peoples, 489 U.S. 346, 351, 109 S.Ct. 1056, 1060, 103 L.Ed.2d 380 (1989) (presenting a claim in a procedural context in which the merits of the claim will not be considered, or will be considered only in special circumstances, does not constitute fair presentation of the claim); Roettgen v. Copeland, 33 F.3d 36, 38 (9th Cir. 1994) (applying rule to filing of original petition in state high court).
The Supreme Court of Nevada has a longstanding policy of declining to exercise its original jurisdiction due to the availability of post-conviction remedies in the state district courts. The Supreme Court of Nevada reaffirmed this longstanding policy of declining to exercise its original jurisdiction in Hosier v. State, 121 Nev. 409, 411-12, 117 P.3d 212, 213-14 (2005). In the present case, the state high court, consistent with Hosier, expressly declined to exercise its original jurisdiction, stated that it did not consider the merits, and directed petitioner to post-conviction remedies in the state district court. It thus is clear that the original petition in this case did not exhaust any claims.
Petitioner appears to rely upon the original petition as exhausting a different subset of claims than he identified prior to the show cause order. Compare #12, at 3, with #13, at 3-5. The difference is immaterial, however, because the petition did not exhaust any claims.
Finally, to the extent, if any, that petitioner continues to rely upon a motion to dismiss filed in the original criminal proceedings, that reliance is misplaced. Presenting an issue to the state district court without pursuing the issue through to the Supreme Court of Nevada in a proper proceeding does not exhaust any claim.
IT THEREFORE IS ORDERED, considering the foregoing, that the Court holds that the following claims are not exhausted: (a) the claims in Ground 1 alleging violations of the First and Fourth Amendments and denial of equal protection of the law; and (b) Grounds 2, 2A, 3, 4, 5, 6, 7, 8 and 9 in their entirety.
IT FURTHER IS ORDERED that petitioner shall have thirty (30) days from entry of this order within which to mail to the Clerk of Court for filing a motion either for dismissal without prejudice of the entire petition, for partial dismissal only of the above-listed unexhausted claims, and/or for other appropriate relief.
The entire petition will be dismissed without further advance notice for lack of complete exhaustion if an appropriate motion is not timely mailed to the Clerk for filing.
As previously noted, it does not appear that the Court has jurisdiction over any challenge to the judgment of conviction entered on the guilty plea for possession of a firearm by an ex-felon. See #12, at 5 n. 5.
DATED this 28th day of October, 2010.