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In re Yale v. Engineered Plastic Des., W.C. No

Industrial Claim Appeals Office
Apr 3, 2006
W.C. No. 4-643-303 (Colo. Ind. App. Apr. 3, 2006)

Opinion

W.C. No. 4-643-303.

April 3, 2006.


FINAL ORDER

The claimant seeks review of an order of Administrative Law Judge Coughlin (ALJ), which denied medical benefits for certain providers and also denied temporary disability benefits, finding that the claimant was responsible for his termination from employment. The ALJ also found that the claimant sustained compensable injuries to his back and left knee, but not to his abdomen or bladder. We affirm.

The employer hired the claimant as a welder. The claimant asserted he sustained an industrial accident and sought workers' compensation benefits. The ALJ determined the claimant sustained compensable injuries on February 23, 2005, in the nature of a back strain and a left knee strain. She ordered the respondents to pay for the medical services of several medical providers, but she determined that Drs. Sisson and Clemens were not authorized treating physicians and disallowed payment for their services. The ALJ also determined that temporary disability benefits were unavailable to the claimant because he was responsible for his termination of employment based on the results of a drug test showing the claimant tested positive for marijuana.

On appeal, the claimant asserts that the ALJ's various determinations are not supported by substantial evidence. Our review is limited and we may disturb the ALJ's order only if the findings of fact are insufficient to permit appellate review, the ALJ has not resolved conflicts in the evidence, the record does not support the ALJ's findings, the findings do not support the order, or the order is not supported by the applicable law. § 8-43-301(8), C.R.S. 2005.

The claimant firsts contends the ALJ erred in disallowing temporary total disability benefits. He argues that temporary disability benefits were not effectively terminated due to either an offer of modified employment or a valid determination that he was responsible for his separation from employment.

Temporary total disability benefits may cease in the event a claimant fails to begin modified employment after receiving a written offer. § 8-42-105(3)(d)(1), C.R.S. 2005. The claimant asserts that he was not placed on modified work status until March 18, 2006. However, the ALJ found that the employer provided the claimant with a written, light-duty job offer signed by Dr. Reents, who the ALJ found to be an authorized physician, on February 24, 2006. A witness for respondent testified that she delivered a copy of the offer to the claimant, albeit unsigned by the physician. Tr. at 117. Nonetheless, the record includes what appears to be the purported offer of modified employment approved by Dr. Reents. Exhibit E at 84. In addition, the claimant admitted to receiving from the employer an offer for a light-duty job, in writing, the day after his injury. Tr. at 79.

Whether an attending physician released a claimant to return to employment is a question of fact for the ALJ to determine. Popke v. Industrial Claim Appeals Office, 944 P.2d 677 (Colo.App. 1997). Moreover, the ALJ must resolve any corresponding conflicts in the record. Imperial Headware, Inc. V. Industrial Claim Appeals Office, 15 P.3d 295 (Colo.App. 2000). Here, the record supports the ALJ's finding that the claimant was provided with a written, light-duty job offer signed by an authorized physician and, therefore, we may not disturb her finding. Furthermore, the ALJ did not find that Dr. Reents rescinded his release to modified work. Cf. Selvage v. Terrace Gardens and American Home Assurance, W.C. No. 4-486-812 (Sept. 23, 2002). Instead, the ALJ expressly found that Dr. Reents "advised Claimant of the importance of returning to work." Findings of Fact, Conclusions of Law and Order at 4, ¶ 10.

Temporary total disability benefits may also end if the injured employee is responsible for his termination of employment and thereby causes the resulting wage loss. §§ 8-42-103(1)(g) and 8-42-105(4), C.R.S. 2005. The termination statutes provide that in cases where a temporarily disabled employee is "responsible for termination of employment, the resulting wage loss shall not be attributable to the on-the-job injury." In Colorado Springs Disposal v. Industrial Claim Appeals Office, 58 P.3d 1061 (Colo.App. 2002), the court held the term "responsible" appears to introduce into the Act the limited concept of fault used in termination cases before the supreme court's decision in PDM Molding Inc. v. Stanberg, 898 P.2d 542 (Colo. 1995). Under this standard, the "fault" determination depends on whether the claimant performed some volitional act or otherwise exercised a degree of control over the circumstances resulting in the termination. See Padilla v. Digital Equipment Corp., 902 P.2d 414, 416 (Colo.App. 1994). Usually, the existence of "fault" is a question of fact for determination by the ALJ. Windom v. Lawrence Construction Co., W.C. No. 4-487-966 (November 1, 2002).

Because the issue of fault is factual, we must uphold the ALJ's determination if supported by substantial evidence in the record. § 8-43-301(8), C.R.S. 2005. This standard of review requires us to consider the evidence in a light most favorable to the prevailing party, and defer to the ALJ's resolution of conflicts in the evidence, credibility determinations, and plausible inferences drawn from the record. Metro Moving and Storage Co. v. Gussert, 914 P.2d 411 (Colo.App. 1995).

Here, the ALJ made several findings addressing the claimant's separation from employment. The claimant failed a drug test by testing positive for marijuana. A medical officer tried, but was unable, to contact the claimant about the test results. The employer advised the claimant of his test results and his corresponding discharge. The employer substantially followed its policies and procedures in terminating the claimant. Modified employment to accommodate his medical restrictions would have been available to the claimant had he not been discharged for his positive drug test. The ALJ also found the termination was unrelated to the claimant's work injury.

The ALJ's findings as to the claimant's responsibility for his separation from employment are supported by the record. A witness for the employer testified that the claimant was discharged for being under the influence of a controlled substance while at work and, also, that the termination was based on its assumption that the claimant was at work and under the influence of a controlled substance (marijuana), as indicated on the drug test administered the day after the claimant was at work. Tr. at 119, 121-22, 136. She also testified to attempts by a medical officer to contact the claimant about the test results, as well as the employer's procedures for such terminations. Tr. at 119, 120-27. There is also documentation to support the ALJ's findings as to the reason for the claimant's separation from employment. See Exhibit E.

The claimant also challenges the ALJ's determination that his compensable injury related only to his back and left knee, but did not concern abdominal pain or any bladder dysfunction.

The nature and severity of the claimant's industrial injury is a question of fact for resolution by the ALJ. Section 8-43-301(8), C.R.S. 2004; City of Durango v. Dunagan, 939 P.2d 496 (Colo.App. 1997). Consequently, we must uphold the ALJ's finding if supported by substantial evidence. Under this standard, we must view the evidence in the light most favorable to the prevailing party, and defer to the ALJ's credibility determinations unless they are rebutted by such hard, certain evidence as to be incredible as a matter of law. Halliburton Services v. Miller, 720 P.2d 571 (Colo. 1986); Industrial Commission v. Royal Indemnity Co., 124 Colo. 210, 236 P.2d 293 (1951). However, inconsistencies, contradictory evidence, and incomplete testimony are not uncommon to the adversary process and it is the ALJ's sole prerogative to resolve such matters. West v. Aranda (Colo.App. No. 92CA1576, July 1, 1993) (not selected for publication); see also Colorado Springs Motors, Ltd. v. Industrial Commission, 165 Colo. 504, 441 P.2d 21 (1968).

The ALJ found that, at and near the time of his injury on February 3, 2005, the claimant did not complain of any injuries except to his back and knee. The ALJ further found the claimant specifically denied bowel or bladder dysfunctions when examined by a physician on March 11, 2005. However, the ALJ also found that on March 18, 2005, the claimant complained to another treating physician of feeling a tear near his abdomen and having bladder control problems. Finally, the ALJ found that medical records, some dating back to 1998, indicated the claimant had a "`life-long'" "weak bladder." The ALJ resolved the conflicts in the testimony in favor of the respondents as to injuries other than a low back strain and a left knee strain.

The claimant also argues that Dr. Sisson is an authorized treating physician and that drugs prescribed by Dr. Clemens should be paid for by the respondents.

The respondents are liable for all authorized medical treatment which is reasonable and necessary to cure or relieve the effects of the industrial injury, but the burden is on the claimant to prove her entitlement to medical treatment. See Snyder v. Industrial Claim Appeals Office, 942 P.2d 1337 (Colo.App. 1997); Sims v. Industrial Claim Appeals Office, 797 P.2d 777 (Colo.App. 1990). Under § 8-43-404(5)(a), C.R.S. 2005, the employer or insurer has the right in the first instance to select the physician who attends said injured employee. Once selected, the claimant may not change physicians without permission from the insurer or an order from the ALJ, except where the claimant is referred to another physician in the "normal progression of authorized treatment." Bestway Concrete v. Industrial Claim Appeals Office, 984 P.2d 680 (Colo.App. 1999); Greager v. Industrial Commission, 701 P.2d 168 (Colo.App. 1985).

The ALJ found that the claimant had not been referred to either Dr. Sisson or Dr. Clemens by Dr. Reichhardt, an authorized physician. Dr. Reichhardt testified that he did not make a referral to Dr. Sisson. Reichhardt Depo. at 50. To the extent the claimant testified that Dr. Sisson was an authorized provider, the ALJ resolved such conflicts in the respondents' favor.

The claimant asserts in his brief on appeal that Dr. Clemens should be deemed to be an authorized treating physician and, also, that the respondents should be required to pay for his ongoing prescriptions to treat the claimant for a pre-existing injury. However, issues not raised before the ALJ may not be considered for the first time on appeal. Kuziel v. Pet Fair, Inc., 948 P.2d 103 (Colo.App. 1997). It does not appear that the claimant expressly raised at hearing the particular issue of seeking payment of Dr. Clemens's prescriptions. However, the parties discussed authorized medical treatment and providers as issues for the ALJ's determination. Tr. at 4-7. See Sneath v. Express Messenger Service, 931 P.2d 565 (Colo.App. 1996) (where substance of argument is raised before ALJ, argument is preserved for review even if label used to describe argument is not the same). Under the circumstances, we consider whether the ALJ erred in not ordering the respondents to pay for the services and prescriptions of Dr. Clemens.

As noted above, the burden is on the claimant to prove her entitlement to medical treatment. See Snyder v. Industrial Claim Appeals Office, 942 P.2d 1337 (Colo.App. 1997); Sims v. Industrial Claim Appeals Office, 797 P.2d 777 (Colo.App. 1990). The ALJ denied any medical benefits related to Dr. Clemens and that determination is supported by the evidence. The ALJ found that Dr. Reichhardt did not refer the claimant to Dr. Clemens. Findings of Fact, Conclusions of Law and Order at 7, ¶ 23. Dr. Reichhardt testified that he did not discuss the claimant's care with Dr. Clemens and implicitly did not coordinate medications with Dr. Clemens. Reichhardt Depo. at 36. Because the ALJ's finding is supported by the medical evidence she credited, it is binding on review. The existence of medical evidence which, if credited, would support a contrary determination does not afford grounds for relief on appeal. See Mountain Meadows Nursing Center v. Industrial Claim Appeals Office, 990 P.2d 1090 (Colo.App. 1999). Consequently, the ALJ did not err in denying medical benefits for medical treatment by Dr. Clemens, including prescriptions.

IT IS THEREFORE ORDERED that the ALJ's order dated October 12, 2005, is affirmed.

INDUSTRIAL CLAIM APPEALS PANEL

______________________________ John D. Baird

______________________________ Curt Kriksciun

Craig Yale, Loveland, CO, Marla True, Engineered Plastic Designs, Human Resource Manager/Compliance Officer, Berthoud, CO, ACE American Insurance Co., c/o Patrick Reynolds, Crawford Company, Englewood, CO, Darby L. Hoggatt, Esq., Fort Collins, CO, (For Claimant).

Tama L. Levine, Esq., Denver, CO, (For Respondents).


Summaries of

In re Yale v. Engineered Plastic Des., W.C. No

Industrial Claim Appeals Office
Apr 3, 2006
W.C. No. 4-643-303 (Colo. Ind. App. Apr. 3, 2006)
Case details for

In re Yale v. Engineered Plastic Des., W.C. No

Case Details

Full title:IN THE MATTER OF THE CLAIM OF CRAIG YALE, Claimant v. ENGINEERED PLASTIC…

Court:Industrial Claim Appeals Office

Date published: Apr 3, 2006

Citations

W.C. No. 4-643-303 (Colo. Ind. App. Apr. 3, 2006)

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