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In re Application of Gould v. Serio

Appellate Division of the Supreme Court of New York, First Department
Oct 29, 2002
298 A.D.2d 304 (N.Y. App. Div. 2002)

Opinion

2025

October 29, 2002.

Determination of respondent Superintendent of Insurance, dated March 20, 2002, which found that petitioner demonstrated untrustworthiness to act as an insurance broker or agent, revoked all licenses issued to him and denied all pending applications on his behalf for licensure, unanimously confirmed, the petition denied, and the proceeding brought pursuant to CPLR article 78 (transferred to this court by order of the Supreme Court, New York County [Edward Lehner, J.], entered on or about May 6, 2002) dismissed, without costs.

JEFFREY W. PLAZA, for petitioner.

AUGUST L. FIETKAU, for respondent.

Before: Tom, J.P., Saxe, Sullivan, Rosenberger, Lerner, JJ.


Respondent's finding that petitioner had over a period of 7 months misappropriated premiums from 17 insureds amounting to $6,441.91 is supported by substantial evidence, namely, the testimony of petitioner's former employer, which the Hearing Officer found credible, and the documents received in evidence at the administrative hearing (see generally 300 Gramatan Ave. Assocs. v. State Div. of Human Rights, 45 N.Y.2d 176, 181-182). Petitioner's contention that the 17 policyholders were not called as witnesses and that their written statements constituted hearsay is unavailing (see Matter of Gray v. Adduci, 73 N.Y.2d 741, 742).

In light of petitioner's multiple breaches of his fiduciary duty to his clients, revocation of his license is not so disproportionate to his offense as to shock our sense of fairness (see Matter of McKie v. Corcoran, 162 A.D.2d 535, 537, lv denied 76 N.Y.2d 714; and see Matter of Noda v. Corcoran, 169 A.D.2d 526).

THIS CONSTITUTES THE DECISION AND ORDER OF THE SUPREME COURT, APPELLATE DIVISION, FIRST DEPARTMENT.


Summaries of

In re Application of Gould v. Serio

Appellate Division of the Supreme Court of New York, First Department
Oct 29, 2002
298 A.D.2d 304 (N.Y. App. Div. 2002)
Case details for

In re Application of Gould v. Serio

Case Details

Full title:IN RE APPLICATION OF LAWRENCE GOULD, PETITIONER, FOR AN ORDER, ETC., v…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Oct 29, 2002

Citations

298 A.D.2d 304 (N.Y. App. Div. 2002)
748 N.Y.S.2d 753

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