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Herman v. Carbon

United States Court of Appeals, Third Circuit
Sep 25, 2007
248 F. App'x 442 (3d Cir. 2007)

Summary

finding plaintiff who failed to identify the content of her speech could not establish a First Amendment retaliation claim against her employer

Summary of this case from Smith v. Virgin Islands Housing Authority

Opinion

No. 05-2311.

Argued April 23, 2007.

Filed: September 25, 2007.

On Appeal from the United States District Court for the Middle District of Pennsylvania, D.C. Civil Action No. 04-cv-00614, Honorable James M. Munley.

David M. Donaldson, Esquire (Argued), Philadelphia, PA, for Appellant.

Donald P. Russo, Esquire (Argued), Bethlehem, PA, for Appellee Mary Alice Herman.

Before: SCIRICA, Chief Judge, FUENTES and ALARCÓN, Circuit Judges.

The Honorable Arthur L. Alarcón, United States Circuit Judge for the Ninth Judicial Circuit, sitting by designation.

OPINION OF THE COURT


In this interlocutory appeal, Court Administrator Roberta Brewster seeks review of the denial of her motion to dismiss a 42 U.S.C. § 1983 action against her on grounds of qualified immunity and failure to state a claim. We will affirm the denial of the motion to dismiss on qualified immunity grounds. But on the failure to state a claim, we find the amended complaint fails to comport with fair notice pleading standards. Therefore, we will vacate the order and remand to allow Jury Clerk Mary Alice Herman to replead her retaliation claim based on her exercise of First Amendment free speech rights.

I.

This case stems from the decision to reduce the hours from full to part-time of Herman, the Jury Clerk for the Court of Common Pleas of Carbon County. The President Judge of the Common Pleas Court originally recommended a reduction of Herman's hours to the Jury Selection Commissioners. The Jury Selection Commissioners are the President Judge and two elected Jury Commissioners. The two elected Jury Commissioners voted against the reduction on October 27, 2003. When the President Judge continued to advocate the reduction, the Jury Commissioners spoke to the media.

The President Judge then took his case for reduction to the County Commissioners, who sit as the County Salary Board. On December 12, 2003, Herman wrote to the County Commissioners requesting they adhere to the October 27, 2003 vote of the Jury Commissioners. But the County Commissioners voted to approve the President Judge's recommendation to reduce Herman's hours. Herman then sued the County Commissioners, the County, and Brewster, alleging a retaliation claim under 42 U.S.C. § 1983 based on Herman's exercise of her First Amendment free speech rights, as well as additional claims not at issue in this appeal.

Herman's additional claims against Brewster included a claim under the Pennsylvania Whistleblower's statute, 43 Pa. Const. Stat. §§ 1421-28, a 42 U.S.C. § 1983 claim based on violation of her due process rights under U.S. Const. Amend. XIV § 1, and a claim for age discrimination under the Age Discrimination in Employment Act, 29 U.S.C. §§ 621-34.

Herman contends the reduction of her hours was in retaliation for her support of the elected Jury Selection Commissioners in violation of the First Amendment.

Brewster filed a motion to dismiss, arguing failure to state a claim and qualified immunity. The District Court denied her motion to dismiss with respect to the retaliation claim. Brewster appealed the partial dismissal of her motion contending she was entitled to qualified immunity and plaintiff had failed to state a claim.

Jurisdiction of this 42 U.S.C. § 1983 suit in federal District Court was based on 28 U.S.C. §§ 1331 and 1343. We have jurisdiction under 28 U.S.C. § 1291.

II.

A plaintiff claiming retaliation under the First Amendment must allege: "(1) constitutionally protected conduct, (2) retaliatory action sufficient to deter a person of ordinary firmness from exercising his constitutional rights, and (3) a causal link between the constitutionally protected conduct and the retaliatory action." Thomas v. Independence Twp., 463 F.3d 285, 296 (3d Cir. 2006) (citing Mitchell v. Horn, 318 F.3d 523, 530 (3d Cir. 2003)). Qualified immunity protects eligible defendants from liability as well as the additional burdens accompanying a lawsuit, such as discovery and preparing for trial. Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985). But in order to invoke qualified immunity, a defendant must prove that, viewing the facts in a light most favorable to plaintiff, plaintiff has failed to allege a violation of a clearly established constitutional right. See Saucier v. Katz, 533 U.S. 194, 201-202, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001) ("The relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted."). The District Court found viewing the facts in a light most favorable to Herman, she had pleaded a violation of clearly established law by claiming retaliation in violation of her First Amendment free speech rights. See Azzaro v. County of Allegheny, 110 F.3d 968, 975 (3d Cir. 1997) (discussing the contours of a retaliation claim based upon violation of First Amendment rights). We agree. Accordingly, we affirm the District Court's denial of partial immunity.

But Herman's amended complaint suffers from a more fundamental problem. A "complaint must only `give the defendant fair notice of what the plaintiffs claim is and the grounds upon which it rests.'" Thomas, 463 F.3d at 295 (quoting Conley v. Gibson, 355 U.S. 41, 47, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957)). But to satisfy fair notice, a plaintiff must at minimum state the operative facts underlying the claim. Kyle v. Morton High School, 144 F.3d 448, 455 (7th Cir. 1998). Herman contends she openly and publicly supported the Jury Commissioners' statements to the media. But Herman does not allege any operative facts. She fails to allege when these open and public expressions took place or the content of these expressions. These allegations are crucial in allowing defendants an opportunity to meaningfully respond. See Kyle, 144 F.3d at 455 ("How can the [defendant] determine whether the speech engaged in by the plaintiff was not protected, when they have no idea to what speech, if any, Kyle is referring?"). Herman's amended complaint fails to allege sufficient facts to satisfy fair notice requirements.

It may be possible that Herman can state a valid claim and she should be granted leave to amend. See Fed.R.Civ.P. 15(a) ("[L]eave shall be freely given when justice so requires."); Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962) ("If the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits."); Newark Branch, NAACP v. Town of Harrison, New Jersey, 907 F.2d 1408, 1417 (3d Cir. 1990) ("[C]ourts have held that grants for leave to amend complaints should be routinely granted to plaintiffs, even after judgments of dismissal have been entered against them, if the appropriate standard for leave to amend under Fed.R.Civ.P. 15(a) is satisfied.").

III.

For the foregoing reasons, we will vacate the order and remand to the District Court with directions to allow Herman to replead her claim.


Summaries of

Herman v. Carbon

United States Court of Appeals, Third Circuit
Sep 25, 2007
248 F. App'x 442 (3d Cir. 2007)

finding plaintiff who failed to identify the content of her speech could not establish a First Amendment retaliation claim against her employer

Summary of this case from Smith v. Virgin Islands Housing Authority

finding that a plaintiff claiming retaliation under the First Amendment had not provided the operative facts underlying her claim where she failed to provide details regarding the content of the expressions or when the expressions occurred

Summary of this case from Miller v. North Belle Vernon Borough

In Herman v. Carbon Cty., 248 Fed. App'x 442 (3d Cir. 2007), the Third Circuit analyzed an amended complaint alleging retaliation for free speech in order to see whether it comported with fair notice pleading standards.

Summary of this case from Natsis v. Turner
Case details for

Herman v. Carbon

Case Details

Full title:Mary Alice HERMAN v. CARBON COUNTY; Roberta Brewster Court Administrator…

Court:United States Court of Appeals, Third Circuit

Date published: Sep 25, 2007

Citations

248 F. App'x 442 (3d Cir. 2007)

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