From Casetext: Smarter Legal Research

Graves v. C.I.R

United States Court of Appeals, Ninth Circuit
Feb 8, 2007
220 F. App'x 601 (9th Cir. 2007)

Opinion

No. 04-75843.

Submitted February 5, 2007.

This panel unanimously finds this case suitable for decision without oral argument. See Fed.R.App.P. 34(a)(2).

Filed February 8, 2007.

Kenneth W. Graves, San Dimas, CA, pro se.

J. Jay Chang, Esq., Diamond Bar, CA, for Petitioners.

Fayetta Graves, San Dimas, CA, pro se.

Donald L. Korb, Acting Chief Counsel Internal Revenue Service, Bruce Ellisen, Esq., Randolph L. Hutter, Attorney, DOJ — U.S. Department of Justice Tax Division, Washington, DC, for Respondent.

Appeal from a Decision of the Internal Revenue Service. IRS No. 7687-02.

Before: FERGUSON, SILER, and HAWKINS, Circuit Judges.

The Honorable Eugene E. Siler, Jr., Senior United States Circuit Judge for the Sixth Circuit, sitting by designation.


MEMORANDUM

This disposition is not appropriate for publication and is not precedent except as provided by 9th Cir. R. 36-3.


Kenneth Graves ("Graves") was the sole shareholder and a salaried employee-manager of KPS Trucking Co., Inc. ("KPS"). When KPS experienced financial difficulties, Graves loaned KPS a total of $86,040 from his personal funds. The loan was never repaid and became worthless when KPS went bankrupt and its debts were fully discharged. The issue before us is whether the Tax Court erred in categorizing Graves's loss as a business debt incurred in his trade or business of being an employee under I.R.C. §§ 62(a)(1), 63(d)(1), 67, and 166(a).

The Tax Court's legal categorization was based on its factual finding — taken directly from Graves's own stipulation — that the loans "were made in [Graves's] trade or business of being an employee." This finding was not clearly erroneous: Graves was a salaried employee of KPS and agreed that his purpose in lending KPS $86,040 was to enable him to "maintain his employment with KPS."

"The Tax Court's findings of fact are reviewed for clear error." Charlotte's Office Boutique, Inc. v. CIR, 425 F.3d 1203, 1211 (9th Cir. 2005).

Accordingly, the Tax Court correctly concluded that Graves's loss must be treated as a business debt incurred in his trade or business of being an employee and that Graves was, therefore, permitted to deduct the $86,040 as an itemized deduction subject to the 2% floor applicable to such deductions. See I.R.C. §§ 62(a)(1), 63(d)(1), 67, 166(a); United States v. Geneves, 405 U.S. 93, 101, 92 S.Ct. 827, 31 L.Ed.2d 62 (1972). AFFIRMED.

Even if the Tax Court had credited Graves's testimony and found that his "dominant motivation" in making the loans was to "meet his corporate obligations" as KPS's owner and to "maintain[] the business [to] protect[] his investment in KPS," Betson v. CIR, 802 F.2d 365 (9th Cir. 1986), would foreclose Graves's argument that such a motivation would entitle him to fully deduct the bad debt from his adjusted gross income. See id. at 368 ("Payments made . . . with the purpose of keeping in business a corporation in which the taxpayer holds [a stockholder] interest are not deductible."). Indeed, once a taxpayer incorporates his personal business, he no longer engages in that trade or business; rather, the "trade or business" now belongs to the corporate entity, not the individual taxpayer. See Whipple v. CIR, 373 U.S. 193, 202, 83 S.Ct. 1168, 10 L.Ed.2d 288 (1963); Shore v. CIR, 631 F.2d 624, 627 (9th Cir. 1980).


Summaries of

Graves v. C.I.R

United States Court of Appeals, Ninth Circuit
Feb 8, 2007
220 F. App'x 601 (9th Cir. 2007)
Case details for

Graves v. C.I.R

Case Details

Full title:Kenneth W. GRAVES; Fayetta Graves, Petitioners, v. COMMISSIONER OF…

Court:United States Court of Appeals, Ninth Circuit

Date published: Feb 8, 2007

Citations

220 F. App'x 601 (9th Cir. 2007)

Citing Cases

Olsen v. Comm'r of Internal Revenue

The Commissioner may satisfy his burden of production for the accuracy-related penalty on the basis of a…

Malena v. Comm'r of Internal Revenue

The Commissioner may satisfy his burden of production for the accuracy-related penalty on the basis of a…