Summary
In Crampton, Justice LEVIN reviewed United States Supreme Court decisions in which individual adjudicators were disqualified because they had personally conducted the initial investigation, amassed evidence, and filed and prosecuted the charges.
Summary of this case from Ferrario v. Escanaba Board of EducationOpinion
Docket No. 56074.
Argued April 10, 1975 (Calendar No. 18).
Decided November 25, 1975. Rehearing denied 396 Mich. 956.
Church, Wyble, Kritselis Tesseris, by Thomas H. Hay, for plaintiff.
Frank J. Kelley, Attorney General, Robert A. Derengoski, Solicitor General, and John D. Pirich, Assistant Attorney General, for defendants.
Clyde Crampton was arrested for driving while under the influence of intoxicating liquor. Under the implied consent law, if a person in that circumstance refuses to submit to a chemical test to determine the alcohol content of his blood his driver's license shall be suspended or revoked.
MCLA 257.625; MSA 9.2325.
MCLA 257.625c; MSA 9.2325(3); MCLA 257.625a(4); MSA 9.2325(1)(4); MCLA 257.625f; MSA 9.2325(6).
Crampton refused to submit to a chemical test. Upon notice by the Secretary of State, he exercised his right to a hearing before the License Appeal Board. A two-member board, composed of a police officer from the Lansing Police Department and a representative of the Secretary of State, convened and denied Crampton's appeal.
The act provides that the License Appeal Board shall be composed of the Secretary of State, the Attorney General, and the Sheriff/Chief of Police of the county/city where the petitioner resides, or their representatives. It further provides that two members constitute a quorum. MCLA 257.625f(2); MSA 9.2325(6)(2); MCLA 257.322; MSA 9.2022.
The circuit court held that the composition of the board denied Crampton's due process right to a hearing before a fair and impartial tribunal and ordered that his operator's license be restored. The Court of Appeals reversed holding that Crampton had failed to establish actual bias. 54 Mich. App. 211; 220 N.W.2d 765 (1974).
We reverse the Court of Appeals and remand to the circuit court for entry of an order restoring Crampton's operator's license.
While the Lansing Police Department is not a party to this license revocation proceeding, the factual dispute before the License Appeal Board arises out of testimony of a Lansing police officer that Crampton was arrested for driving while intoxicated, advised of his rights, and unreasonably refused to submit to a chemical test.
MCLA 257.625f; MSA 9.2325(6).
Crampton was denied due process of law. Appeal board panels which are membered by full-time law enforcement officials are not fair and impartial tribunals to adjudge a law enforcement dispute between a citizen and a police officer.
US Const, Am XIV; Const 1963, art 1, § 17.
I
The United States Supreme Court has held that an operator's license may not be suspended or revoked "without that procedural due process required by the Fourteenth Amendment".
Bell v Burson, 402 U.S. 535, 539; 91 S Ct 1586; 29 L Ed 2d 90, 94 (1971).
A hearing before an unbiased and impartial decisionmaker is a basic requirement of due process.
In re Murchison, 349 U.S. 133, 136; 75 S Ct 623; 99 L Ed 942 (1955); Gibson v Berryhill, 411 U.S. 564, 579; 93 S Ct 1689; 36 L Ed 2d 488 (1973); Tumey v Ohio, 273 U.S. 510; 47 S Ct 437; 71 L Ed 749; 50 ALR 1243 (1927).
The United States Supreme Court has disqualified judges and decisionmakers without a showing of actual bias in situations where "experience teaches that the probability of actual bias on the part of the judge or decisionmaker is too high to be constitutionally tolerable". Among the situations identified by the Court as presenting that risk are where the judge or decisionmaker
Withrow v Larkin, 421 U.S. 35, 47; 95 S Ct 1456; 43 L Ed 2d 712, 723 (1975).
(1) has a pecuniary interest in the outcome;
Ward v Monroeville, 409 U.S. 57, 60; 93 S Ct 80; 34 L Ed 2d 267 (1972); Tumey v Ohio, supra; Gibson v Berryhill, supra.
(2) "has been the target of personal abuse or criticism from the party before him";
Withrow v Larkin, supra, p 47, n 15.
(3) is "enmeshed in [other] matters involving petitioner * * *"; or
Johnson v Mississippi, 403 U.S. 212, 215; 91 S Ct 1778; 29 L Ed 2d 423, 427 (1971).
(4) might have prejudged the case because of prior participation as an accuser, investigator, fact finder or initial decisionmaker.
In re Murchison, supra; Goldberg v Kelly, 397 U.S. 254, 271; 90 S Ct 1011; 25 L Ed 2d 287 (1970); Morrissey v Brewer, 408 U.S. 471, 485-486; 92 S Ct 2593; 33 L Ed 2d 484, 497 (1972).
(1) Pecuniary Interest
In Tumey v Ohio, 273 U.S. 510; 47 S Ct 437; 71 L Ed 749; 50 ALR 1243 (1927), the Court held that the village mayor could not sit as judge on "the liquor court" where he was directly compensated out of fines collected for violation of the state prohibition act.
Even though the Mayor in Ward v Monroeville, 409 U.S. 57, 60; 93 S Ct 80; 34 L Ed 2d 267 (1972), was not personally compensated out of traffic fines, the Court held that because he was responsible for village finances he could not fairly adjudicate and impose fines for traffic offenses. Such responsibility might "make him partisan to maintain the high level of contribution from the mayor's court".
In Gibson v Berryhill, 411 U.S. 564; 93 S Ct 1689; 36 L Ed 2d 488 (1973), the Court concluded that a board of optometry, composed of members of an optometric association which excluded from membership salaried optometrists employed by other persons or entities, had a pecuniary interest in the outcome of proceedings brought against optometrists for unethical conduct in practicing as employees of a business organization. Nearly half of the optometrists practicing in the state were salaried employees of business corporations. If the effort to revoke the licenses of salaried optometrists succeeded, the optometrists engaged in private practice would realize an increase in business.
(2) Personal Abuse
In Mayberry v Pennsylvania, 400 U.S. 455, 465; 91 S Ct 499; 27 L Ed 2d 532, 540 (1971), the Court held that where a trial judge had been insulted, slandered and vilified during trial by a defendant representing himself he could not adjudicate post-judgment contempt proceedings against the defendant. The Court found that while the judge "was not an activist seeking combat", he had become "embroiled in a running, bitter controversy" and was not "likely to maintain that calm detachment necessary for fair adjudication".
(3) Enmeshed in Other Matters Involving a Litigant
Where a judge was recently a losing party in a civil rights suit brought by the person who is now the defendant in a criminal contempt proceeding, it is not appropriate for him to adjudicate the contempt charges. "Trial before `an unbiased judge' is essential to due process." Johnson v Mississippi 403 U.S. 212, 215-216; 91 S Ct 1778; 29 L Ed 2d 423, 427 (1971).
(4) Prejudged Case because of Prior Involvement
The Court held in In re Murchison, 349 U.S. 133; 75 S Ct 623; 99 L Ed 942 (1955), that a Michigan one-man grand juror could not try for contempt witnesses who had appeared before him and whom he had charged with perjury and refusal to answer questions.
In Goldberg v Kelly, 397 U.S. 254, 271; 90 S Ct 1011; 25 L Ed 2d 287 (1970), the Court held that procedural due process required that welfare recipients be afforded an evidentiary hearing before termination of benefits and declared that "of course, an impartial decision maker is essential". "[P]rior involvement in some aspects of a case will not necessarily bar a welfare official from acting as a decision maker. He should not, however, have participated in making the determination under review."
In Morrissey v Brewer, 408 U.S. 471, 485, 489; 92 S Ct 2593; 33 L Ed 2d 484, 497 (1972), the Supreme Court held that a parolee is entitled to a hearing before a "neutral and detached" board before his parole is revoked and to a preliminary determination that there is probable cause to hold him pending that hearing. The preliminary determination "that reasonable ground exists for revocation of parole should be made by someone not directly involved in the case".
Most recently, in Withrow v Larkin, 421 U.S. 35; 95 S Ct 1456; 43 L Ed 2d 712 (1975), the Court, distinguishing Murchison, Goldberg and Morrissey, eschewed a flat rule that prior involvement of a tribunal as accuser, investigator or prosecutor necessarily precludes participation as adjudicator.
The procedure in Murchison was "a denial of due process of law not only because the judge in effect became part of the prosecution and assumed an adversary position, but also because as a judge, passing on guilt or innocence, he very likely relied on `his own personal knowledge and impression of what had occurred in the grand jury room,' an impression that `could not be tested by adequate cross-examination'". Withrow v Larkin, supra, p 53.
The individual adjudicators disqualified for partiality in Murchison, Goldberg and Morrissey had personally conducted the initial investigation, amassed evidence, and filed and prosecuted the charges.
In Withrow, a state examining board, composed of practicing physicians, first investigates and issues findings and conclusions regarding probable cause to believe a physician has violated statutes regulating the practice of medicine and then determines whether in fact the statutes have been violated. The Court concluded that "the combination of investigative and adjudicative functions does not, without more, constitute a due process violation * * *". The Court said that this does not preclude a determination "from the special facts and circumstances present in the case before it that the risk of unfairness is intolerably high".
Withrow v Larkin, supra, p 58.
Withrow v Larkin, supra, p 58.
The Court said that Morrissey "held that when review of an initial decision is mandated, the decisionmaker must be other than the one who made the decision under review" and indicated that Goldberg was a similar case. (Emphasis supplied.)
Withrow v Larkin, supra, p 58, n 25.
In contrast, in Withrow the examining board does not review its initial decision, it addresses two separate questions. First it decides on a preliminary showing whether there is probable cause to believe the statute has been violated and then after a full evidentiary hearing it decides whether there has in fact been a violation of the statute.
The Withrow Court cautioned, however, that a substantial due process question would be raised if "the initial view of the facts based on the evidence derived from nonadversarial processes as a practical or legal matter foreclosed fair and effective consideration at a subsequent adversary hearing leading to ultimate decision * * *".
Withrow v Larkin, supra, p 58.
II
The implied consent law provides that the License Appeal Board shall be composed of the Secretary of State, the Attorney General, and the Sheriff/Chief of Police of the county/city where the petitioner resides, or their representatives.
MCLA 257.322; MSA 9.2022.
It is not contended that members of a License Appeal Board panel have any pecuniary interest in the outcome of license revocation proceedings. They do not themselves initiate such proceedings nor do they sit in review of their own decision.
MCLA 257.322; MSA 9.2022.
It is not contended that the members of the panel had ever been criticized or ridiculed by Crampton or enmeshed in other matters concerning him.
Crampton's position is that he was deprived of due process of law by being forced to submit his case to a tribunal of which his adversary — the Lansing Police Department — was a member. Additionally, he argues that participation of the Attorney General or his representative renders a panel constitutionally defective for the same reason.
Crampton cites Glass v State Highway Commissioner, 370 Mich. 482; 122 N.W.2d 651 (1963).
The question in Glass was whether an employee of the State Highway Department could fairly conduct a hearing and decide on the necessity for taking a particular parcel of property for state highway purposes.
While Glass might be distinguished from this case, it does highlight the problem of predisposition to decide against the citizen because of affiliation or identification with the state.
We conclude that it is impermissible for officials who are entrusted with responsibility for arrest and prosecution of law violators to sit as adjudicators in a law enforcement dispute between a citizen and a police officer. In this situation, as in those previously identified by the United States Supreme Court, the probability of actual bias on the part of the judge or decisionmaker is too high to be constitutionally tolerable.
Crampton was arrested by a member of the Lansing Police Department. The officer asserted that he advised Crampton of his rights and Crampton refused to submit to a chemical test. The officer filed a sworn report alleging that Crampton's refusal to submit was unreasonable. Pursuant to the implied consent law, another Lansing police officer, representing the Chief of Police, sat on the License Appeal Board to determine the statutory issues whether his fellow police officer had (1) reasonable grounds to believe Crampton was driving while under the influence of intoxicating liquor, (2) placed him under arrest while he was in that condition, (3) advised him of his rights, and (4) requested that he submit to a chemical test and, if so, whether he reasonably refused to submit to a test. Resolution of those factual issues will often turn on appraisal of the credibility of the opposing testimony of the officer and the citizen.
MCLA 257.625f(2); MSA 9.2325(6)(2).
MCLA 257.625f; MSA 9.2325(6).
Police officers are full-time law enforcement officials trained to ferret out crime and arrest citizens who have violated the law.
Similarly, the Attorney General and prosecuting attorneys are responsible for prosecution of citizens charged with violation of the law. Prosecuting attorneys and their assistants have been designated to represent the Attorney General on License Appeal Boards although they or others in their office are prosecuting the person whose appeal they are hearing for a drunk driving offense arising out of the incident which prompted the revocation hearing. Crampton was prosecuted and, subsequent to this license revocation hearing, was convicted of a drunk driving offense.
The complaint and warrant were issued on November 18, 1972, the day after the drunk driving offense was alleged to have been committed. The license revocation hearing was held January 18, 1973. Crampton was convicted November 20, 1973 of driving while impaired.
We do not suggest that police officers and prosecutors are not fair-minded. But they are deeply and personally involved in the fight against law violators. As law enforcement officials they are identified and aligned with the state as the adversary of the citizen who is charged with violation of the law. Their function and frame of reference may be expected to make them "partisan to maintain" their own authority and that of their fellow officers. The risk that they will be unable to step out of their roles as full-time law enforcement officials and into the role of unbiased decisionmaker in a law enforcement dispute between a citizen and a police officer presents a probability of unfairness too high to be constitutionally tolerable.
Ward v Monroeville, supra, p 60.
Contrast Sponick v Detroit Police Department, 49 Mich. App. 162, 186; 211 N.W.2d 674 (1973), where a trial board composed exclusively of police officers sat in judgment of a charge of misconduct prosecuted against a fellow officer by the department.
We hold that the composition of the License Appeal Board denied Crampton his due process right to a hearing before a fair and impartial tribunal. Full-time law enforcement officials may not be members of License Appeal Board panels.
We reverse and remand this case for entry of an order restoring Crampton's operator's license.
T.G. KAVANAGH, C.J., and WILLIAMS, COLEMAN, and FITZGERALD, JJ., concurred with LEVIN, J.
LINDEMER, J., took no part in the decision of this case.