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Commonwealth v. Faison

Supreme Court of Pennsylvania
May 23, 1973
452 Pa. 137 (Pa. 1973)

Summary

In Commonwealth v. Fasion, 452 Pa. 137, 305 A.2d 44 (1973), this Court held that attempts to contact a witness by telephone were insufficient to establish good-faith efforts to secure trial attendance.

Summary of this case from Commonwealth v. Jackson

Opinion

Submitted April 17, 1972.

May 23, 1973.

Criminal Law — Practice — Jackson v. Denno hearing — Voluntariness of confession — Evidence — Notes of testimony of witnesses at original trial — Sixth Amendment to United States Constitution — Right to confront witnesses — Effort to secure attendance of witnesses — Harmless error — Issue finally litigated during defendant's first appeal.

1. A Jackson v. Denno hearing has no life or purpose except as a subsidiary proceeding legally relevant only to the trial of guilt or innocence. [141]

2. In this case, it was Held that the record of the suppression hearing sustained the lower court's ruling that defendant's confession was uncoerced and therefore admissible at his trial.

3. Defendant's contention, that the use at the suppression hearing of the prior notes of testimony at the original trial was error because his interest in cross-examining the witnesses was different at the suppression hearing than it was at the trial and he was thus entitled to have a new confrontation with the witnesses at the suppression hearing, was Held to be without merit.

4. A defendant's right to confront witnesses guaranteed by the Sixth Amendment is violated by the use of prior testimony unless the prosecution can establish that a good faith effort was made to secure the witness' attendance; the mere absence of a witness from the jurisdiction is not sufficient to justify the use of the witness' prior testimony. [141]

5. It was Held that, as contended by defendant, the prosecution had failed to establish the unavailability of a particular witness, but that the use of the notes of his testimony, in the circumstances, constituted harmless error.

6. Where it appeared that defendant further contended that, even if his confession was uncoerced, it should have been suppressed because defendant did not knowingly waive his constitutional rights under Miranda, it was Held that this issue was finally litigated during defendant's first appeal.

Mr. Justice NIX concurred in the result.

Before JONES, C. J., EAGEN, O'BRIEN, ROBERTS, POMEROY, NIX and MANDERINO, JJ.

Appeal, No. 281, Jan. T., 1972, from judgment of sentence of Court of Common Pleas, Trial Division, of Philadelphia, Sept. T., 1951, No. 194, in case of Commonwealth of Pennsylvania v. Lamar Faison. Judgment of sentence affirmed.

Proceeding under Post Conviction Hearing Act.

Petition denied, order by DOTY, J. Defendant appealed.

Gilbert E. Toll, for appellant. Steven H. Goldblatt and Milton M. Stein, Assistant District Attorneys, James D. Crawford, Deputy District Attorney, Richard A. Sprague, First Assistant District Attorney, and Arlen Specter, District Attorney, for Commonwealth, appellee.


In May of 1952, the appellant, Lamar Faison, was convicted by a jury of murder in the first degree. Post-trial motions were denied and a sentence of life imprisonment imposed. No appeal was taken. Subsequently, the appellant filed petitions for habeas corpus in the state and federal courts. These petitions were denied in 1967. Appellant then filed a petition under the Post Conviction Hearing Act, Act of January 25, 1966, P. L. (1965) 1580, § 1 et seq., 19 P.S. 1180-1 et seq. On January 3, 1968, appellant was granted the right to file a direct appeal from his judgment and sentence. On March 25, 1970, appellant's judgment of sentence was affirmed in Commonwealth v. Faison, 437 Pa. 432, 264 A.2d 394 (1970). Appellant then filed another petition for habeas corpus in the federal court. The federal court denied relief on all issues raised by the appellant except one. The federal court held that the alleged signed confession should not have been introduced at appellant's trial since a pretrial determination of the confession's voluntariness had not been made by a judge as required by Jackson v. Denno, 378 U.S. 368, 12 L. Ed. 2d 908, 84 S.Ct. 1774 (1964). In granting appellant relief, however, the federal court did not order a new trial, but only remanded for a suppression hearing in accordance with the requirements of Jackson v. Denno, supra. Such a hearing was held and the appellant's confession was held to be voluntary and thus properly admitted into evidence at appellant's original trial. This appeal is from that order.

At appellant's original trial, Detective Francis Kelly and Officer Joseph Rankin, appeared and testified as prosecution witnesses. Defense counsel had the opportunity to cross-examine both witnesses and in fact did cross-examine Kelly. Defense counsel waived the opportunity to cross-examine Rankin.

Kelly and Rankin were not present at the suppression hearing from which this appeal is taken. Kelly was deceased and Rankin was retired and living in New Jersey. The prosecution, however, was permitted to introduce into evidence the transcript of the testimony given by Kelly and Rankin during appellant's trial.

Kelly's testimony at the original trial, which was introduced at the suppression hearing, was limited to facts concerning the appellant's signed written confession and the circumstances concerning the obtaining of the confession. Kelly testified that the confession was obtained without any threats or other coercive circumstances. Rankin's testimony at the original trial, which was introduced at the suppression hearing, covered less than one page. It was only background testimony about appellant's arrest and did not concern the appellant's signed written confession or any of the circumstances surrounding the obtaining of the confession.

First, the appellant contends that the use of the prior notes of testimony was error because his interest in cross-examining the witnesses was different at the suppression hearing than it was at the trial and he was thus entitled to have a new confrontation with the witnesses at the suppression hearing.

We cannot agree with the appellant's argument. The only purpose of the suppression hearing granted to the appellant, was to determine the voluntariness of the appellant's confession and, thus, its admissibility during appellant's trial. The suppression hearing had no legal significance except as a subsidiary proceeding directly related to the main proceeding (the trial). A Jackson v. Denno hearing has no life or purpose except as a subsidiary proceeding legally relevant only to the trial of guilt or innocence. The voluntariness of the confession was involved in both proceedings. As to that issue, the appellant's interest during the suppression hearing was identical with the appellant's interest during the trial. The requirements of the Act of May 23, 1887, P. L. 158, § 3, 19 P.S. 582, were therefore satisfied. See Commonwealth v. Velasquez, 449 Pa. 599, 296 A.2d 768 (1972).

The appellant raises a second argument concerning the use of Officer Rankin's prior testimony. According to the appellant, the prosecution did not establish the unavailability of Rankin and, thus, should not have been permitted to use Rankin's prior testimony. We agree, but find the error was harmless. A defendant's right to confront witnesses guaranteed by the Sixth Amendment violated by the use of prior testimony unless the prosecution can establish that a good faith effort was made to secure the witnesses' attendance. Barber v. Page, 390 U.S. 719, 20 L.Ed.2d 255, 88 S.Ct. 1318 (1968). Barber pointed out that the mere absence of a witness from the jurisdiction was not sufficient to justify the use of the witness' prior testimony. According to Barber, supra, "Whatever may have been the accuracy of that theory [absence from the jurisdiction] at one time, it is clear that at the present time increased cooperation between the States themselves and between the States and the Federal Government has largely deprived it of any continuing validity in the criminal law." Id. at 723, 20 L.Ed.2d at 259, 88 S.Ct. at 1321. Barber cited The Uniform Act to Secure the Attendance of Witnesses From Within or Without a State in Criminal Proceedings, which enables the prosecution to secure the compulsory attendance of witnesses located outside the state's jurisdiction. Both Pennsylvania and New Jersey, the state where Rankin resided, have adopted this Act. See Act of June 23, 1941, P. L. 147, § 6, 19 P.S. 622.1 et seq. and N.J.S.A. 2A, 81-18 et seq.

In this case the prosecution failed to establish the unavailability of Rankin as required by Barber, supra. The prosecution in this case knew that Rankin, who was retired, resided in New Jersey and the address at which Rankin received his pension payments. No attempt was made to secure Rankin's compulsory attendance at the suppression hearing. The prosecution only established that efforts to contact Rankin by telephone were not successful. This does not meet the requirements of Barber v. Page, supra, and Rankin's prior testimony should not have been admitted.

The admission of Rankin's prior testimony, however, was harmless error. See Chapman v. California, 386 U.S. 18, 17 L.Ed.2d 705, 87 S.Ct. 824 (1967). Rankin was one of the officers who arrested the appellant in a restaurant after the appellant had told the owner that he had shot a man, in full anticipation that the police would be called. Rankin's testimony, which covered just slightly over one page of the original trial transcript, was limited to events prior to the arrival of the appellant at the police station. Rankin did not testify as to anything that happened after the appellant's arrival at the police station. The appellant's claim that his confession was not voluntary was based solely on alleged threats made by officers after appellant's arrival at the police station. Rankin's testimony was only background testimony and was not addressed to the coercion issue raised by the appellant. Under these circumstances, the admission of Rankin's prior testimony was harmless error.

Appellant also claims that the prosecution failed to sustain its burden of proof. In addition to the transcript of officer Kelly's testimony at the original trial, the evidence at the Jackson v. Denno hearing included the testimony of Officer Frank Morse who had been present when the appellant's signed written confession was obtained. Officer Morse testified in person and testified that the appellant's confession was obtained without threats. The record of the suppression hearing sustains the lower court's ruling that the appellant's confession was uncoerced and therefore admissible at appellant's trial.

The appellant also claims on this appeal that even if his confession was uncoerced, it should have been suppressed because appellant did not knowingly waive his constitutional rights under Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694, 86 S.Ct. 1602 (1966). This issue, however, was finally litigated during appellant's first appeal. Commonwealth v. Faison, 437 Pa. 432, 264 A.2d 394 n. 14 (1970).

Judgment of sentence affirmed.

Mr. Justice Nix concurs in the result.


Summaries of

Commonwealth v. Faison

Supreme Court of Pennsylvania
May 23, 1973
452 Pa. 137 (Pa. 1973)

In Commonwealth v. Fasion, 452 Pa. 137, 305 A.2d 44 (1973), this Court held that attempts to contact a witness by telephone were insufficient to establish good-faith efforts to secure trial attendance.

Summary of this case from Commonwealth v. Jackson
Case details for

Commonwealth v. Faison

Case Details

Full title:Commonwealth v. Faison, Appellant

Court:Supreme Court of Pennsylvania

Date published: May 23, 1973

Citations

452 Pa. 137 (Pa. 1973)
305 A.2d 44

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