Summary
In Chicago Transit Authority v. Illinois Workers' Compensation Comm'n, 2013 IL App (1st) 120253WC, ¶ 20, 371 Ill.Dec. 18, 989 N.E.2d 608, the court examined whether a claimant's psychological injury must be immediately apparent to recover for traumatically induced mental-mental injuries.
Summary of this case from Moran v. Ill. Workers' Comp. Comm'nOpinion
Docket No. 1-12-0253WC
03-11-2013
CHICAGO TRANSIT AUTHORITY, Appellant, v. THE ILLINOIS WORKERS' COMPENSATION COMMISSION et al. (Sylvia Timms, Appellee).
Counsel on Appeal Karen G . Seimetz, General Counsel, of Chicago Transit Authority, of Chicago, for appellant. Patrick J. Durkin, of Cullen, Haskins, Nicholson & Menchetti, P.C., of Chicago, for appellee.
ILLINOIS OFFICIAL REPORTS
Appellate Court
Held
(Note: This syllabus constitutes no part of the opinion of the court but has been prepared by the Reporter of Decisions for the convenience of the reader.)
The award of total temporary disability benefits to a bus driver for the
psychological injury she suffered when the bus she was driving struck
and killed a pedestrian was not contrary to the manifest weight of the
evidence, since she testified that she thought she could manage her
condition "through her own strength," and the evidence supported the
inference that she experienced a sudden, severe emotional shock traceable
to a definite time, place and cause which resulted in psychological injury.
Decision Under Review
Appeal from the Circuit Court of Cook County, No. 11-L-50344; the
Hon. Robert Lopez-Cepero, Judge, presiding.
Judgment Affirmed; cause remanded. Counsel on Appeal
Karen G . Seimetz, General Counsel, of Chicago Transit Authority, of
Chicago, for appellant.
Patrick J. Durkin, of Cullen, Haskins, Nicholson & Menchetti, P.C., of
Chicago, for appellee.
Panel
PRESIDING JUSTICE HOLDRIDGE delivered the judgment of the
court, with opinion.
Justices Hoffman, Hudson, and Stewart concurred in the judgment and
opinion.
Justice Turner dissented, with opinion.
OPINION
¶ 1 The claimant, Sylvia Timms, filed an application for adjustment of claim pursuant to the Workers' Compensation Act (Act) (820 ILCS 305/1 to 30 (West 2008)), seeking benefits from the employer, Chicago Transit Authority, for injuries she suffered on March 18, 2010. ¶ 2 After a hearing, an arbitrator found that the claimant proved she sustained psychological injuries arising out of and in the course of her employment with the employer and awarded her total temporary disability (TTD) benefits and medical expenses. ¶ 3 The employer filed a petition for review of the arbitrator's decision before the Illinois Workers' Compensation Commission (Commission). A majority of the Commission affirmed and adopted the arbitrator's decision. ¶ 4 Thereafter, the employer filed a petition seeking judicial review in the circuit court of Cook County. The court confirmed the Commission's decision, and this appeal followed.
¶ 5 FACTS
¶ 6 The following factual recitation is taken from the evidence presented at the arbitration hearing on July 20, 2010. The 51-year-old claimant testified that she worked for the employer as a bus operator for approximately 3 years. While driving a bus on March 18, 2010, the claimant stopped at a red traffic light at approximately 1:30 p.m. Several passengers exited the bus through both a front door and back door. Several individuals got on the bus. The claimant saw that the traffic light had turned green and proceeded through the intersection. Shortly thereafter, a passenger yelled from the back of the bus that "somebody was chasing and hitting the bus and she thinks he was hit." The claimant stopped the bus. Upon exiting the bus, the claimant saw a person lying near the curb. ¶ 7 After reporting the accident to the employer, the claimant approached the individual. The claimant testified that a man lay in "almost a fetal position" with his mouth moving. The accident victim was removed from the scene by an ambulance. The claimant spoke with police officers and various supervisors employed by the employer. She was told the name of the accident victim. The claimant remained at the scene for approximately four hours. ¶ 8 Thereafter, the claimant was taken back to the employer's garage, where she prepared a written accident report. The claimant testified that, while she was at the employer's garage, she was told that the accident victim had died. The claimant recalled feeling "[s]haken" and "a little depressed." She testified that a supervisor saw that she was "shaken up" and referred her to "comp psych." ¶ 9 The claimant was removed from work pending a safety investigation. Following a hearing, the employer terminated the claimant effective April 28, 2010. ¶ 10 After the accident, the claimant had flashbacks of the accident victim lying in the street and had difficulty sleeping. She did not seek professional help, attempting to cope with it herself, but her symptoms worsened. The claimant sought help through the employer but was told she was no longer employed by the employer and, therefore, was denied assistance. ¶ 11 On May 28, 2010, the claimant sought treatment with clinical psychologist Dr. Daniel Kelley. The claimant felt depressed "because of the death of a person." Dr. Kelley noted that the claimant experienced severe levels of depressive and anxiety symptoms. He diagnosed the claimant as suffering from an adjustment disorder with mixed anxiety and depressed mood. The claimant underwent psychotherapy and a desensitization program. Dr. Kelley referred her for a medical consultation and prescribed an antidepressant and a sleep aid. The doctor wrote that the claimant is unable to work due to psychological trauma from the accident. The claimant continues to treat with Dr. Kelley. ¶ 12 The parties stipulated that "there was an event that occurred on Thursday, March 18, 2010, at 1:30 p.m. in the afternoon at Ashland and Harrison. This event was a collision between a pedestrian and a CTA bus. Further[,] this CTA bus was being operated by the Petitioner ***. The pedestrian who was identified as James Mentor was dead on arrival at Stroger Hospital according to this police report No. HS 213893. In lieu of the document the parties have agreed to this stipulation." ¶ 13 Following the hearing, the arbitrator found that the claimant had proven that she sustained psychological injuries arising out of and in the course of her employment with the employer. In support of his finding, the arbitrator stated:
"Although [the claimant] did not request or obtain medical treatment for approximately two months after the accident, the Arbitrator finds her testimony to be both credible and convincing. The mere fact that she thought she would be able to manage the tragedy 'through her own strength' and that she would get better on her own should not and does not defeat her claim. She drove the bus that struck and killed a person. The image of the victim lying curled up on the street, with his mouth silently moving, continued to come back into her mind. This certainly falls within the holding [of Pathfinder Co. v. Industrial¶ 14 The employer filed a petition for review of the arbitrator's decision before the Commission. A majority of the Commission affirmed and adopted the arbitrator's decision. However, the dissenting commissioner concluded that the claimant had failed to prove the immediate onset of an emotional injury as a result of the March 18, 2010, accident. ¶ 15 Thereafter, the employer filed a petition seeking judicial review in the circuit court of Cook County. On December 20, 2011, the circuit court confirmed the Commission's decision. This appeal followed.
Comm'n, 62 Ill. 2d 556 (1976)], i.e., she suffered a sudden severe emotional shock traceable to a definite time and place and cause which caused psychological injury or harm within the meaning of the Act. The Arbitrator also finds the unrebutted psychological opinion of Dr. Kelley to be credible."
¶ 16 ANALYSIS
¶ 17 In Illinois, psychological injuries are compensable under one of two theories, either "physical-mental," when the injuries are related to and caused by a physical trauma or injury (Matlock v. Industrial Comm'n, 321 Ill. App. 3d 167, 171 (2001)), or "mental-mental," when the claimant suffers a "sudden, severe emotional shock traceable to a definite time, place and cause which causes psychological injury or harm *** though no physical trauma or injury was sustained" (Pathfinder, 62 Ill. 2d at 563; Matlock, 321 Ill. App. 3d at 171). At issue is whether the Commission erred in finding that the claimant established a compensable psychological injury under the "mental-mental injury" theory that our supreme court announced in Pathfinder. ¶ 18 Before we decide this question, we must resolve a legal issue regarding the proper interpretation of Pathfinder. The parties agree that Pathfinder authorizes recovery for mental-mental injuries when the claimant suffers a "sudden, severe emotional shock traceable to a definite time, place and cause which causes psychological *** harm." Pathfinder, 62 Ill. 2d at 563. However, relying upon this court's decision in General Motors Parts Division v. Industrial Comm'n, 168 Ill. App. 3d 678, 687 (1988), the employer argues that a claimant may recover under Pathfinder only if she proves that a sudden, severe emotional shock caused her to suffer a psychic injury that was "immediately apparent." General Motors, 168 Ill. App. 3d at 687. ¶ 19 We disagree. As a preliminary matter, we find General Motors inapposite. The case at bar involves a claim of psychological injuries stemming from a single, traumatic, work-related incident. Accordingly, it falls squarely within the ambit of Pathfinder. General Motors, on the other hand, involved a claim of psychological injuries that appeared to have arisen gradually "from a variety of factors," including an argument between the claimant and his supervisor over working conditions (a non-traumatic event) and other, non-work-related events that occurred during the months and years following the argument. Thus, because General Motors addressed a different type of "mental-mental" claim from the claim at issue here, its relevance is questionable. ¶ 20 In any event, we reject the employer's assertion that a claimant may recover for traumatically induced, mental-mental injuries only when the resulting psychological injury is "immediately apparent." As noted, Pathfinder requires a claimant alleging a mental-mental claim to prove that she suffered a "sudden, severe emotional shock traceable to a definite time, place and cause which causes psychological injury or harm." Pathfinder, 62 Ill. 2d at 563. That is all that Pathfinder requires. Pathfinder does not compel the claimant to prove, in addition, that the psychological injury resulting from the emotional shock was "immediately apparent." Under Pathfinder, the emotional shock needs to be "sudden," not the ensuing psychological injury. Thus, if the claimant shows that she suffered a sudden, severe emotional shock which caused a psychological injury, her claim may be compensable even if the resulting psychological injury did not manifest itself until some time after the shock. To the extent that General Motors holds otherwise, we reject that aspect of the court's holding and decline to follow it. ¶ 21 In rejecting this aspect of General Motors, we are not expanding our supreme court's holding in Pathfinder. To the contrary, we are merely applying Pathfinder as our supreme court intended without imposing any unnecessary or unwarranted limitations on its holding. Contrary to the employer's suggestion, this will not "open the floodgates" to fraudulent or frivolous claims, just as Pathfinder itself did not cause that result. We have confidence that the Commission will "continue to be vigilant in the assessment of claims which might be easily fabricated or exaggerated." Pathfinder, 62 Ill. 2d at 567. Toward that end, we stress that, in order to prevail on a mental-mental claim, the claimant must present objective evidence supporting inferences of psychological injury, causation, and disability. Board of Education of the City of Chicago v. Industrial Comm'n, 83 Ill. 2d 475, 487-88 (1981). We also note that, although not dispositive as a matter of law, evidence that a claimant delayed seeking treatment for alleged psychological injuries for an extended period of time following a work-related accident may still be relevant in a given case. Depending on the facts of the case, such evidence might undermine the inference that the claimant suffered a severe emotional shock that caused a psychological injury. ¶ 22 We now turn to the main question presented in this appeal, i.e., whether the Commission erred in finding that the claimant established a compensable "mental-mental" injury. The parties dispute the standard of review that governs our analysis of this issue. The employer maintains there is no factual dispute or conflicting inferences that can be drawn from the facts, and the only question is whether the undisputed facts satisfy the legal requirements for proving a compensable "mental-mental" injury. Therefore, the employer contends that this case presents a question of law subject to de novo review. The claimant agrees that there is no dispute as to the facts; however, she maintains there is a dispute as to the inferences to be drawn from the undisputed facts. She therefore argues that the Commission's decision should not be disturbed unless it is against the manifest weight of the evidence. ¶ 23 We agree with the claimant. The disputed issue presented in this case is whether the claimant suffered a "sudden, severe emotional shock" during the March 18, 2010, accident that produced a psychological injury. Although the facts in this case are undisputed, the facts relevant to the disputed issue are subject to various interpretations and are capable of supporting different reasonable inferences. From the evidence presented during the arbitration hearing, it would be reasonable to infer that the claimant suffered a sudden shock during the bus accident which caused a psychic injury, even though she did not seek treatment for her psychic injury for approximately two months. On the other hand, based on the claimant's failure to seek treatment in a timely manner, it would also be reasonable to infer that the claimant did not suffer a severe emotional shock during the accident. ¶ 24 Because different inferences can be drawn from the evidence presented at the arbitration hearing, we will not disturb the Commission's decision unless it is against the manifest weight of the evidence. Builders Square, Inc. v. Industrial Comm'n, 339 Ill. App. 3d 1006, 1009-10 (2003). A decision is against the manifest weight of the evidence only where the opposite conclusion is clearly apparent. Durand v. Industrial Comm'n, 224 Ill. 2d 53, 64 (2006). The appropriate test is whether there is sufficient evidence in the record to support the Commission's finding, not whether this court might have reached the same conclusion. Pietrzak v. Industrial Comm'n, 329 Ill. App. 3d 828, 833 (2002). It is the function of the Commission to determine the facts, judge the credibility of the witnesses, and draw reasonable inferences from competent evidence. City of Springfield, Illinois, Police Department v. Industrial Comm'n, 328 Ill. App. 3d 448, 452 (2002). See also Skidis v. Industrial Comm'n, 309 Ill. App. 3d 720, 724 (1999) (Commission decision finding claimant failed to establish a compensable psychic injury not against the manifest weight of the evidence); City of Springfield v. Industrial Comm'n, 291 Ill. App. 3d 734, 740 (1997) ("Claimant's unrebutted testimony supports the Commission's conclusion that her supervisor committed repeated sexual assaults against her, and unrefuted medical evidence showed that, as a result, she suffered from post-traumatic stress disorder. It cannot be said, therefore, that the conclusion opposite that of the Commission is clearly apparent from the record."). ¶ 25 Turning to the merits, the Commission found that the claimant sustained psychological injuries arising out of and in the course of her employment with employer and awarded benefits based upon the "mental-mental" theory of compensation. The employer argues that the Commission's finding was erroneous because the claimant: (1) did not seek immediate professional help; (2) returned to work; (3) resumed use of public transit; and (4) did not witness the accident. We disagree. ¶ 26 In Pathfinder, the claimant pulled a coworker's severed hand from a machine, fainted, and subsequently suffered psychological problems. In upholding the Commission's award, the supreme court stated the claimant experienced a sudden, severe emotional shock, which would be the reaction of a person of normal sensibilities who, attempting to aid an injured coworker, reached in and drew a severed hand from the press. Pathfinder, 62 Ill. 2d at 567. The court decided that the employee's psychological injuries were compensable under the Act, stating, "[T]here is little to support a rule that allows an award for a claimant *** who is suffering from psychological disabilities caused by an often minor physical injury but denies an award to a claimant with a similar psychological disability brought about, as here, by a sudden, severe emotional shock and who fortuitously did not sustain any physical injury in his accident." Pathfinder, 62 Ill. 2d at 564-65. The court determined the employee had sufficiently proved that her injuries were compensable under the Act through the introduction of hospital records showing that she was suffering from a nervous condition upon admission and that she received sedating drugs while hospitalized. The court concluded that these records provided the necessary evidence of the employee's objective symptoms of actual injury. Pathfinder, 62 Ill. 2d at 567. ¶ 27 In the instant case, the claimant drove a bus which struck and killed a pedestrian. She watched the pedestrian dying on the side of the road. This is exactly the type of "exceptionally distressing" and "uncommon" work-related experience that may support an award under Pathfinder. General Motors, 168 Ill. App. 3d at 688-89; see also Pathfinder, 62 Ill. 2d at 567; Matlock, 321 Ill. App. 3d at 171-72. Moreover, the claimant presented evidence supporting a reasonable inference that, as a result of the accident, she suffered a "sudden, severe emotional shock" which caused a psychological injury. The claimant testified she felt shaken and depressed a few hours after the accident when she was told that the accident victim had died. According to the claimant, a supervisor observed that the claimant was shaken at that time and referred her to "comp psych." Moreover, Dr. Kelley noted that the claimant had experienced severe levels of depressive and anxiety symptoms since the accident, and he opined that the claimant was unable to work due to psychological trauma caused by the accident. ¶ 28 The claimant's failure to seek immediate professional help does not defeat her claim. The claimant testified she thought she would be able to manage the tragedy "through her own strength." When her symptoms worsened, the claimant sought professional help. The claimant testified she was depressed mainly because of the death of a person. The Commission found the claimant's testimony credible and convincing. Further, Dr. Kelley's diagnosis of adjustment disorder with mixed anxiety and depression was unrebutted by the employer. The Commission's finding that the claimant's delay in obtaining medical treatment was not a bar to recovery given her credible testimony and Dr. Kelley's unrebutted psychological opinion was not against the manifest weight of the evidence. ¶ 29 Contrary to the employer's argument, the claimant did not return to work as a bus operator. Following a hearing, the employer terminated the claimant effective April 28, 2010. Further, Dr. Kelley opined that the claimant was unable to drive a bus as a result of the accident. The fact that the claimant was using public transportation approximately four months after the accident, and following a course of treatment, is of no consequence. ¶ 30 Finally, in response to the employer's argument that claimant's "connection to the accident was remote and tangential" compared to the claimant in Pathfinder, we note the claimant in Pathfinder did not directly witness the traumatic event. The claimant in Pathfinder "turned away from Miss Kapicinski after she had assured the claimant that she was able to operate the machine. Shortly thereafter the claimant heard cries for help; when she turned, she saw that Miss Kapicinski had caught her hand in the press." Pathfinder, 62 Ill. 2d at 559. Similarly, in this case, the claimant heard a passenger yell from the back of the bus that "somebody was chasing and hitting the bus and she thinks he was hit." The claimant stopped the bus and, upon exiting, observed the victim lying curled up on the street, with his mouth silently moving. ¶ 31 The evidence in the instant case was sufficient to support a reasonable inference that the claimant experienced a sudden, severe emotional shock traceable to a definite time, place, and cause, which caused psychological injury or harm. Accordingly, the Commission's finding that the claimant proved that she sustained psychological injuries arising out of and in the course of her employment with employer is not contrary to the manifest weight of the evidence.
We have been particularly hesitant to allow recovery for such claims. We have repeatedly noted that "[m]ental disorders which develop over time in the normal course of the employment relationship do not constitute compensable injuries." Matlock, 321 Ill. App. 3d at 171; see also Northwest Suburban Special Education Organization v. Industrial Comm'n, 312 Ill. App. 3d 783, 788 (2000). Recovery for non-traumatically-induced mental disease is limited to those who can establish that: (1) the mental disorder arose in a situation of greater dimensions than the day-to-day emotional strain and tension which all employees must experience; (2) the conditions exist in reality, from an objective standpoint; and (3) the employment conditions, when compared with the nonemployment conditions, were the major contributory cause of the mental disorder. Matlock, 321 Ill. App. 3d at 171; Northwest Suburban, 312 Ill. App. 3d 783, 787 (2000); Runion v. Industrial Comm'n, 245 Ill. App. 3d 470, 473 (1993). Applying these standards, we have rejected claims for mental disabilities resulting from arguments with coworkers (City of Springfield v. Industrial Comm'n, 214 Ill. App. 3d 301 (1991)), disciplinary actions taken by employers (Esco Corp. v. Industrial Comm'n, 169 Ill. App. 3d 376 (1988)), and personal matters unrelated to the claimant's work (Runion, 245 Ill. App. 3d at 474).
That distinguishes this case from the cases relied upon by the employer, each of which involved pure questions of law susceptible to de novo review. For example, in General Motors Parts Division, 168 Ill. App. 3d at 687-88, we held that the claimant failed to establish a compensable psychological injury under Pathfinder as a matter of law for two reasons. First, the claimant's psychic injury was allegedly caused by an argument between a supervisor and an employee over working conditions, an event that is "not uncommon in the normal workplace environment." Id. at 687. Second, the claimant's alleged injury "was caused by a gradual deterioration of his mental processes brought on by a variety of factors, not a single, work-related event or stimulus," as required by Pathfinder. Thus, as a matter of law, the evidence presented in General Motors failed to satisfy the requirements for a compensable injury prescribed by Pathfinder, namely, a sudden, severe shock "precipitated by an uncommon event" which, by itself, causes a psychic injury. In this case, by contrast, the claimant has presented evidence suggesting that she suffered a shock caused by the death of a person, and there is no evidence that her resulting psychic injury had any other contributing cause. The other cases cited by the claimant are also distinguishable because they also involved pure questions of law, such as whether mental disorders allegedly caused by ordinary work stresses are compensable under the Occupational Diseases Act (Chicago Board of Education v. Industrial Comm'n, 169 Ill. App. 3d 459, 467-69 (1988)), and whether undisputed facts demonstrated that the claimant's injury was caused by a risk attributable to his employment (Kemp v. Industrial Comm'n, 264 Ill. App. 3d 1108, 1110-11 (1994)).
--------
¶ 32 CONCLUSION
¶ 33 For the foregoing reasons, we affirm the judgment of the circuit court of Cook County which confirmed the Commission's decision, and we remand the case to the Commission for further proceedings. ¶ 34 Affirmed; cause remanded. ¶ 35 JUSTICE TURNER, dissenting. ¶ 36 I respectfully dissent. Here, claimant could only recover if she demonstrated her psychological injury was caused by "a sudden, severe emotional shock traceable to a definite time, place and cause." Pathfinder, 62 Ill. 2d at 563, 343 N.E.2d at 916. In Pathfinder, 62 Ill. 2d at 559, 343 N.E.2d at 915, the claimant had an immediate reaction of fainting when she pulled the coworker's hand out of the punch press and underwent immediate medical treatment following the event. This court emphasized the limited nature of such compensable, psychological injuries. In General Motors, 168 Ill. App. 3d at 687, 522 N.E.2d at 1266, this court concluded the following:
"the supreme court's decision in Pathfinder is limited to the narrow group of cases in which an employee suffers a sudden, severe emotional shock which results in immediately apparent psychic injury and is precipitated by an uncommon event of significantly greater proportion or dimension than that to which the employee would otherwise be subjected in the normal course of employment." (Emphasis added.)¶ 37 In affirming the Commission, the majority rejects General Motors' interpretation of Pathfinder that the psychological injury must be immediately apparent. Supra ¶ 19. I disagree with that rejection as General Motors' interpretation of Pathfinder has stood as precedential authority for almost a quarter of a century. See Runion v. Industrial Comm'n, 245 Ill. App. 3d 470, 472, 615 N.E.2d 8, 9 (1993); Malec v. W.R. Grace, Illinois Workers' Compensation Comm'n, No. 07-WC-33638 (Sept. 4, 2012). Moreover, General Motors' interpretation is a reasonable reading of the Pathfinder decision. The claimant in Pathfinder had immediate, objective symptoms supporting a claim of a psychological injury. ¶ 38 Regardless, the majority should not even reach the issue of the validity of General Motors' interpretation of Pathfinder because the undisputed facts and the only reasonable inference do not show claimant suffered a sudden, severe emotional shock. The majority should have applied a de novo standard of review and adopted the reasoning of the dissenting commissioner. Even under the manifest-weight-of-the-evidence standard used by the majority, the Commission's decision should be reversed. ¶ 39 The term "shock" is defined as "a sudden or violent mental or emotional disturbance." Merriam-Webster's Collegiate Dictionary 1079 (10th ed. 2000). The record contains no evidence claimant had any immediate mental or emotional disturbance when she witnessed the victim lying near the curb. As the dissenting commissioner explains, claimant did not witness any contact between the bus and the victim and could not find anyone who did witness the accident. Thus, she had no specific knowledge of what occurred before she stopped the bus. More than four hours after the accident, she learned of the victim's death, and at that point, she was only visibly shaken and a little depressed. After learning of the victim's death, a supervisor gave her a referral to "comp psych." Despite receiving the referral, she did not seek medical treatment for more than two months after the accident, which was after she had been terminated from her employment. Such facts clearly do not establish a sudden and severe emotional shock as contemplated by our supreme court in Pathfinder.