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Calvey v. Astrue

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA
Jan 17, 2013
Case No. CV 12-0472-JPR (C.D. Cal. Jan. 17, 2013)

Summary

In Calvey v. Astrue, 2013 WL 180033, *6 (C.D. Cal. Jan. 17, 2013), the District Court found that there was no conflict between the Dictionary of Occupational Titles and the vocational expert's testimony that the claimant could perform the position of a housekeeper despite the limitation of being off-task ten percent of the time.

Summary of this case from Diesta v. Colvin

Opinion


NANCY ANN CALVEY, Plaintiff, v. MICHAEL J. ASTRUE, Commissioner of the Social Security Administration, Defendant. No. CV 12-0472-JPR United States District Court, C.D. California. January 17, 2013

          MEMORANDUM OPINION AND ORDER AFFIRMING THE COMMISSIONER

          JEAN ROSENBLUTH, Magistrate Judge.

         I. PROCEEDINGS

         Plaintiff seeks review of the Commissioner's final decision denying her application for Social Security Supplemental Security Income benefits ("SSI"). The parties consented to the jurisdiction of the undersigned U.S. Magistrate Judge pursuant to 28 U.S.C. § 636(c). This matter is before the Court on the parties' Joint Stipulation, filed October 29, 2012, which the Court has taken under submission without oral argument. For the reasons stated below, the Commissioner's decision is affirmed and this action is dismissed.

         II. BACKGROUND

         Plaintiff was born on September 26, 1957. (Administrative Record ("AR") 26.) She has a 12th-grade education. (AR 28.) In 1999, Plaintiff worked as a housekeeper for approximately one year. (AR 28.) She stopped working in 1999 because she was homeless; she has not worked since. (AR 28-29.) On March 4, 2009, Plaintiff filed an application for SSI, alleging a disability onset date of July 1, 2008. (AR 112.) Plaintiff claimed to be disabled because of paranoid schizophrenia. (AR 122.) Her SSI application was initially denied on April 24, 2009. (AR 55-59) Plaintiff then requested reconsideration (AR 60), and on November 10, 2009, her application was denied again (AR 61-65).

         After Plaintiff's application was denied a second time, she requested a hearing before an Administrative Law Judge ("ALJ"). (AR 66-68.) A hearing was held on December 10, 2009, at which Plaintiff, who was represented by counsel, testified on her own behalf. (AR 22-52.) Vocational Expert ("VE") Roxane Minkus also testified. (AR 45-50.) On February 18, 2011, the ALJ issued a written decision determining that Plaintiff was not disabled. (AR 8-21.) On March 21, 2011, Plaintiff requested review of the ALJ's decision denying benefits; she also submitted additional medical evidence for the Appeals Council to review. (AR 5, 7, 313-422.) On November 22, 2011, the Appeals Council considered the additional evidence but denied Plaintiff's request for review. (AR 1-5.) This action followed.

         III. STANDARD OF REVIEW

         Pursuant to 42 U.S.C. § 405(g), a district court may review the Commissioner's decision to deny benefits. The ALJ's findings and decision should be upheld if they are free of legal error and are supported by substantial evidence based on the record as a whole. § 405(g); Richardson v. Perales , 402 U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L.Ed.2d 842 (1971); Parra v. Astrue , 481 F.3d 742, 746 (9th Cir. 2007). Substantial evidence means such evidence as a reasonable person might accept as adequate to support a conclusion. Richardson , 402 U.S. at 401; Lingenfelter v. Astrue , 504 F.3d 1028, 1035 (9th Cir. 2007). It is more than a scintilla but less than a preponderance. Lingenfelter , 504 F.3d at 1035 (citing Robbins v. Soc. Sec. Admin. , 466 F.3d 880, 882 (9th Cir. 2006)). To determine whether substantial evidence supports a finding, the reviewing court "must review the administrative record as a whole, weighing both the evidence that supports and the evidence that detracts from the Commissioner's conclusion." Reddick v. Chater , 157 F.3d 715, 720 (9th Cir. 1996). "If the evidence can reasonably support either affirming or reversing, " the reviewing court "may not substitute its judgment" for that of the Commissioner. Id. at 720-21.

         IV. THE EVALUATION OF DISABILITY

         People are "disabled" for purposes of receiving Social Security benefits if they are unable to engage in any substantial gainful activity owing to a physical or mental impairment that is expected to result in death or which has lasted, or is expected to last, for a continuous period of at least 12 months. 42 U.S.C. § 423(d)(1)(A); Drouin v. Sullivan , 966 F.2d 1255, 1257 (9th Cir. 1992).

         A. The Five-Step Evaluation Process

         The ALJ follows a five-step sequential evaluation process in assessing whether a claimant is disabled. 20 C.F.R. § 416.920(a)(4); Lester v. Chater , 81 F.3d 821, 828 n.5 (9th Cir. 1995) (as amended Apr. 9, 1996). In the first step, the Commissioner must determine whether the claimant is currently engaged in substantial gainful activity; if so, the claimant is not disabled and the claim must be denied. § 416.920(a)(4)(i). If the claimant is not engaged in substantial gainful activity, the second step requires the Commissioner to determine whether the claimant has a "severe" impairment or combination of impairments significantly limiting her ability to do basic work activities; if not, the claimant is not disabled and the claim must be denied. § 416.920(a)(4)(ii). If the claimant has a "severe" impairment or combination of impairments, the third step requires the Commissioner to determine whether the impairment or combination of impairments meets or equals an impairment in the Listing of Impairments ("Listing") set forth at 20 C.F.R., Part 404, Subpart P, Appendix 1; if so, disability is conclusively presumed and benefits are awarded. § 416.920(a)(4)(iii). If the claimant's impairment or combination of impairments does not meet or equal an impairment in the Listing, the fourth step requires the Commissioner to determine whether the claimant has sufficient residual functional capacity ("RFC") to perform her past work; if so, the claimant is not disabled and the claim must be denied. § 416.920(a)(4)(iv). The claimant has the burden of proving that she is unable to perform past relevant work. Drouin , 966 F.2d at 1257. If the claimant meets that burden, a prima facie case of disability is established. Id . If that happens or if the claimant has no past relevant work, the Commissioner then bears the burden of establishing that the claimant is not disabled because she can perform other substantial gainful work available in the national economy. § 416.920(a)(4)(v). That determination comprises the fifth and final step in the sequential analysis. § 416.920; Lester , 81 F.3d at 828 n.5; Drouin , 966 F.2d at 1257.

RFC is what a claimant can still do despite existing exertional and nonexertional limitations. 20 C.F.R. § 416.945; see Cooper v. Sullivan , 880 F.2d 1152, 1155 n.5 (9th Cir. 1989).

         B. The ALJ's Application of the Five-Step Process

         At step one, the ALJ found that Plaintiff had not engaged in any substantial gainful activity since March 4, 2009, the date of her SSI application. (AR 13.) At step two, the ALJ concluded that Plaintiff had the severe impairments of "schizophrenia, alcohol abuse, and methamphetamine abuse in remission." (Id.) At step three, the ALJ determined that Plaintiff's impairments did not meet or equal any of the impairments in the Listing. (AR 13-14.) At step four, the ALJ found that Plaintiff was able to perform a full range of work at all exertional levels with the following nonexertional limitations:

simple routine repetitive tasks, no fast-paced production or assembly line requirements such as use of a conveyor belt, capable of making simple work-related decisions, works better with objects rather than people, but is not precluded from working with people, and off task 10 percent of the day due to auditory hallucinations.

(AR 14.) Based on the VE's testimony, the ALJ concluded that Plaintiff could perform her past relevant work of housekeeper. (AR 17.) The ALJ also concluded in the alternative that "other jobs" existed in significant numbers in the national economy that Plaintiff could perform, although she did not specify what they were. (Id.) Accordingly, the ALJ determined that Plaintiff was not disabled. (AR 18.)

         V. DISCUSSION

         Plaintiff alleges that "the Appeals Council erred by failing to provide any analysis or relevant comment to" the new evidence Plaintiff submitted after the ALJ rendered her decision. (J. Stip. at 3.) She also alleges that the ALJ erred in failing to present a "detailed complete" hypothetical to the VE and in evaluating Plaintiff's subjective symptom testimony. (J. Stip. at 3-4.) None of these contentions warrant reversal.

The Court addresses the arguments raised in the Joint Stipulation in an order different from that used by the parties, for clarity and other reasons.

         A. The Appeals Council's Denial of Review Is Not Reviewable by this Court, and the New Evidence Plaintiff Submitted Does Not Mandate Reversal

         Plaintiff argues that the Appeals Council erred by failing to "articulate any specific analysis regarding" the new evidence she submitted after the ALJ's decision. (J. Stip. at 11-14, 17-18.) Reversal is not warranted on that basis.

         After the ALJ denied Plaintiff's application for benefits, Plaintiff submitted to the Appeals Council on February 18, 2011, 86 pages of treatment records from Oasis Rehabilitation Center and Oasis Crisis Services. (AR 339-422.) The records documented Plaintiff's treatment after being hospitalized pursuant to a 5150 admission in July 2009 (AR 340-68) and again in April 2011 (AR 369-422). The Appeals Council "found no reason under our rules to review the Administrative Law Judge's decision" and denied Plaintiff's request for review. (AR 1.) The Council noted that it had "received additional evidence which it is making part of the record, " but it did not otherwise discuss the evidence. (See AR 5.)

         The Court "[does] not have jurisdiction to review a decision of the Appeals Council denying a request for review of an ALJ's decision, because the Appeals Council decision is a non-final agency action." Brewes v. Comm'r of Soc. Sec. Admin. , 682 F.3d 1157, 1161 (9th Cir. 2012) (citing Taylor v. Comm'r of Soc. Sec. Admin. , 659 F.3d 1228, 1231 (9th Cir. 2011)). Thus, to the extent Plaintiff asks this Court to reverse the Appeals Council's denial of review because the Council failed to provide its own independent discussion of the new evidence, the Court lacks jurisdiction to do so.

         To the extent Plaintiff argues that the new evidence by itself warrants remand of the ALJ's decision (see J. Stip. at 17-18), it does not. "New and material evidence" that is "submitted to and considered by the Appeals Council is not new but rather is part of the administrative record properly before the district court." Brewes , 682 F.3d at 1164; see also Tackett v. Apfel , 180 F.3d 1094, 1097-98 (9th Cir. 1999). The Court therefore "must" consider that evidence "when reviewing the Commissioner's final decision for substantial evidence." Brewes , 682 F.3d at 1163 (citing Tackett , 180 F.3d at 1097-98). The additional evidence from Oasis Rehabilitation Center and Oasis Crisis Services was made part of the record by the Appeals Council, and therefore the Court must consider it in "determin[ing] whether, in light of the record as a whole, the ALJ's decision was supported by substantial evidence." Brewes , 682 F.3d at 1163.

         The additional evidence from July 2009 documenting Plaintiff's 5150 hospitalization and treatment related to the period before the ALJ's February 18, 2011 decision, and therefore it is "material" evidence. See id. at 1162 ("The Commissioner's regulations permit claimants to submit new and material evidence to the Appeals Council and require the Council to consider that evidence in determining whether to review the ALJ's decision, so long as the evidence relates to the period on or before the ALJ's decision." (citation omitted)). Plaintiff argues that it warrants reversal because it shows that her Global Assessment of Functioning ("GAF") score was 20 upon admission to the hospital in July 2009 and 40 upon discharge, and her highest GAF score in the "past year" was 45. (J. Stip. at 12.) But as discussed more fully below, the July 2009 evidence was consistent with the evidence before the ALJ, which showed that Plaintiff's symptoms appeared to worsen only when she stopped taking her medications and were well-controlled when she did take her medications. (See AR 366.) Her low GAF score in July 2009, when she had not taken her medications for almost two weeks (see AR 367), was likely a reflection of that, as examinations performed at times Plaintiff was compliant with her medications revealed fewer symptoms (see AR 214-20, 367) and higher GAF scores (see AR 261). Moreover, GAF scores "[do] not have a direct correlation to the severity requirements in the Social Security Administration's mental disorders listings, " and an ALJ may properly disregard a low GAF score if other substantial evidence supports a finding that the claimant was not disabled. See Doney v. Astrue, 485 F.Appx. 163, 165 (9th Cir. 2012) (alterations and citations omitted). Indeed, given the evidence in the record that Plaintiff's functioning improved with treatment, the ALJ likely would have disregarded the July 2009 GAF scores, as they were assessed at a time Plaintiff was not taking her medications. The July 2009 treatment records therefore do not warrant reversal of the ALJ's decision. See Marin v. Astrue, No. CV 11-09331 AJW, 2012 WL 5381374, at *6 (C.D. Cal. Oct. 31, 2012) (declining to reverse when new evidence submitted to Appeals Council "does not alter the conclusion that the ALJ's decision was supported by substantial evidence in the record as a whole"); cf. Warner v. Astrue , 859 F.Supp.2d 1107, 1117 (C.D. Cal. 2012) (remanding because "there is a substantial likelihood the ALJ's consideration of the additional evidence submitted to the Appeals Council will materially alter the ALJ's disability analysis").

A GAF score of 20 indicates "[s]ome danger of hurting self or others, " "occasionally fail[ing] to maintain minimal personal hygiene, " or "gross impairment in communication." (J. Stip. Attach. 1.) A GAF score of 40 indicates "[s]ome impairment in reality testing or communication... OR major impairment in several areas, such as work or school, family relations, judgment, thinking or mood." (Id.) A GAF score of 45 indicates "serious symptoms ([e.g.] suicidal ideation...) OR any serious impairment in social, occupational or school functioning." (Id.)

         The additional evidence from April 2011 also does not warrant reversal because it postdated the ALJ's decision. Although Plaintiff claims that it is relevant to the period on or before the hearing date because the commitment occurred "just 2 months after the decision" (J. Stip. at 14), nothing in the evidence contains a retrospective assessment of Plaintiff's condition before the date of the ALJ's decision. (See AR 369-422.) Indeed, Plaintiff does not point to any portions of the April 2011 evidence that she contends retrospectively analyze her condition. (See J. Stip. at 13-14, 17-18.) Thus, it is not "material" evidence, and the Court must give it little weight in reviewing the ALJ's decision. See 20 C.F.R. § 416.1470(b) ("[I]f new and material evidence is submitted, the Appeals Council shall consider the additional evidence only where it relates to the period on or before the hearing date of the administrative law judge hearing decision."); cf. Smith v. Bowen , 849 F.2d 1222, 1225 (9th Cir. 1988) (holding that "reports containing observations made after the period for disability" that retrospectively analyze the claimant's pre-expiration condition "are relevant to assess the claimant's disability").

         B. The ALJ Did Not Present an Improper Hypothetical to the VE

         Plaintiff contends that the ALJ erred in presenting a hypothetical to the VE that assumed that Plaintiff would be "off task" 10% of the day and in accepting the VE's testimony that Plaintiff could nonetheless perform the job of housekeeper. (J. Stip. at 4-5.) Plaintiff also argues that the ALJ erred because she failed to obtain an explanation from the VE as to why any employer would allow a schizophrenic suffering auditory hallucinations to work in his or her home. (J. Stip. at 5-6.)

         An ALJ must ask a hypothetical question to a VE that is based on medical assumptions supported by substantial evidence in the record and that reflects all the plaintiff's limitations. Roberts v. Shalala , 66 F.3d 179, 184 (9th Cir. 1995). If the ALJ's hypothetical "contained all of the limitations that the ALJ found credible and supported by substantial evidence in the record, " the ALJ may properly rely on the testimony the VE gives in response to the hypothetical in formulating an RFC assessment. Bayliss v. Barnhart , 427 F.3d 1211, 1217 (9th Cir. 2005).

         At the hearing, the ALJ posed the following hypotheticals to the VE:

Q Assume the existence of an individual who is 51 years old as of the date of the Title XVI application, has at least a high school education, and a vocational background as a housekeeper in a hotel. Further assume that such an individual has no exertional limitations; however, due to a low tolerance for stress, would be limited to simple, routine, repetitive tasks, and a work environment free of fast-paced production or assembly line requirements, as in use of a conveyor belt. However, such an individual would remain capable of performing simple work - making simple work-related decisions. In addition, such an individual would work better with objects or things rather than people, but such interaction would not [be] precluded. Would such an individual be able to perform the claimant's past work?

A. Yes.

Q. Hypothetical two: assume an individual of the same age, education, and vocational background as the claimant with the limitations cited in hypothetical one with the following addition[al] limitation. Assume that such an individual would be off task about 10 percent of the day due to auditory hallucinations. Would such an individual be able to perform the claimant's past work?

A. I think yes, with some erosion, yes.

Q. Okay, and what would that erosion be?

A. I would erode the job base approximately 20 percent. I do think that this is one of the occupations that accommodates some flexibility, as long as the work is done at the end of the day. So I would simply erode about 20 percent.

(AR 45-47.)

         The ALJ's hypothetical was supported by substantial evidence in the record. To the extent Plaintiff claims that her RFC should have been further restricted because of her schizophrenia and auditory hallucinations, she does not cite to any evidence in the record that would warrant imposing further restrictions. (See J. Stip. at 6.) The record showed that, throughout 2009 and 2010, when Plaintiff took her medications her condition remained "stable" and she exhibited appropriate mood, affect, speech, appearance, and concentration. (See AR 214, 217, 314-19.) A psychiatric evaluation performed in April 2009 by consulting psychiatrist N. Haroun showed that Plaintiff had no restriction of activities of daily living or difficulties maintaining social functioning, and moderate difficulties in maintaining concentration, persistence, or pace. (AR 302.) Dr. Haroun found that Plaintiff was capable of understanding simple instructions, performing simple tasks, and working with others. (See AR 304-07.) Plaintiff and her boyfriend both reported that she was able to follow instructions and respond to authority figures well. (AR 139-40, 147-48.) The periods of time when Plaintiff's symptoms worsened appear to be when she did not take her medications (see AR 224-44 (detailing decline in mental health status from September to December 2008 after Plaintiff "stopped meds"); AR 367 (July 2009 hospitalization notes, noting that Plaintiff "had run out of [medication] for approximately 10 to 14 days prior to admission, " which was "most likely responsible for [her] increased agitation")); when Plaintiff took her medications, her symptoms improved (see AR 214-20 (January to March 2009, showing improved mental health status); AR 367 (noting that "[a]t the time of discharge, " after taking medications, Plaintiff "demonstrated adequate grooming [and] good eye contact, " "was calm and less anxious and restless, " "had no complaints of tremors or shakiness, " and "said auditory hallucinations were significantly diminished and she felt prepared to return home")). The ALJ was entitled to consider the effectiveness of medication in controlling Plaintiff's symptoms in formulating her RFC assessment. See 20 C.F.R. § 416.929(c)(4)(iv) (ALJ may consider effectiveness of medication in evaluating severity and limiting effects of an impairment); Tommasetti v. Astrue , 533 F.3d 1035, 1040 (9th Cir. 2008) (ALJ may consider plaintiff's response to treatment in finding plaintiff not disabled). The ALJ's hypothetical, which accounted for her continuing schizophrenia symptoms by limiting her to simple, routine, repetitive tasks and recognizing that she may be distracted by auditory hallucinations a small percentage of the time, was thus supported by substantial evidence.

         The VE's response to the hypothetical was also proper. Plaintiff argues that the VE's testimony that she could perform the job of housekeeper despite being off task 10% of the day conflicts with the Dictionary of Occupational Titles' ("DOT") description of the housekeeper job, but she does not cite any specific provisions of the DOT to support her argument. (See J. Stip. at 5-6.) The DOT does not state that a housekeeper must be on task 100% of the day. See DOT 323.687-014 (Cleaner, Housekeeping), 1991 WL 672783. To the extent such a requirement is "implicit" in the DOT, as Plaintiff seems to argue (J. Stip. at 9-10), the VE's testimony was sufficient to resolve any conflict.

         When a VE provides evidence about the requirements of a job, the ALJ has a responsibility to ask about "any possible conflict" between that evidence and the DOT. See SSR 00-4p, 2000 WL 1898704, at *4; Massachi v. Astrue , 486 F.3d 1149, 1152-54 (9th Cir. 2007) (holding that application of SSR 00-4p is mandatory). An ALJ's failure to do so is procedural error, but the error is harmless if no actual conflict existed or the VE provided sufficient evidence to support the conclusion. Massachi , 486 F.3d at 1154 n.19. The VE testified that the housekeeper position "accommodate[d] some flexibility, as long as the work is done at the end of the day." (AR 46-47.) Thus, to the extent a conflict existed between the VE's testimony and the DOT with respect to whether Plaintiff could perform the housekeeper job if she was off task 10% of the day, the VE sufficiently resolved it. The ALJ was entitled to rely on the VE's explanation. See Bayliss , 427 F.3d at 1218 (holding that "[a] VE's recognized expertise provides the necessary foundation for his or her testimony, " and "no additional foundation is required").

Plaintiff appears to misapprehend the VE's use of the phrase "at the end of the day." She appears to interpret it as meaning that Plaintiff would somehow have magically completed all her work at the conclusion of her eight-hour workday, even though she was off task 10% of the time. (See J. Stip. at 4.) Read in context, however, it is clear that the VE meant that Plaintiff could be off task for 10% of the day "as long as the work is done at the end of the day, " meaning as long as the work ultimately was completed before Plaintiff went home for the day. (See AR 46-47.) As noted, she further testified that housekeeping jobs allowed for such "flexibility." (AR 46.)

         Plaintiff's contention that no employer would hire a housekeeper suffering from schizophrenia and auditory hallucinations (J. Stip. at 6) is also not supported by the record. Plaintiff does not cite any evidence or case law in support of this argument. (See id.) Her own lay understanding of what an employer might look for in hiring a housekeeper is insufficient to support reversal of the ALJ's opinion. Moreover, the VE considered the existence of auditory hallucinations and found that it would erode the job base by 20% (AR 46-47), and Plaintiff does not claim that an insufficient number of positions remained (see J. Stip. at 5-6, 9-10).

         In sum, because the ALJ's hypothetical to the VE was supported by substantial evidence, reversal is not warranted on this basis.

         C. The ALJ Did Not Err in Evaluating Plaintiff's Testimony

         Plaintiff asserts that the ALJ did not provide clear and convincing reasons for rejecting her testimony as to the "degree of limitations" of her impairment. (J. Stip. at 18-22, 24-25.) Because the ALJ did provide clear and convincing reasons supporting her evaluation of Plaintiff's testimony and they were supported by substantial evidence in the record, reversal is not warranted on this basis.

         An ALJ's assessment of pain severity and claimant credibility is entitled to "great weight." See Weetman v. Sullivan , 877 F.2d 20, 22 (9th Cir. 1989); Nyman v. Heckler , 779 F.2d 528, 531 (9th Cir. 1986). "[T]he ALJ is not required to believe every allegation of disabling pain, or else disability benefits would be available for the asking, a result plainly contrary to 42 U.S.C. § 423(d)(5)(A)." Molina v. Astrue , 674 F.3d 1104, 1112 (9th Cir. 2012) (internal quotation marks and citation omitted). In evaluating a claimant's subjective symptom testimony, the ALJ engages in a two-step analysis. See Lingenfelter , 504 F.3d at 1035-36. "First, the ALJ must determine whether the claimant has presented objective medical evidence of an underlying impairment [that] could reasonably be expected to produce the pain or other symptoms alleged." Id. at 1036 (internal quotation marks omitted). If such objective medical evidence exists, the ALJ may not reject a claimant's testimony "simply because there is no showing that the impairment can reasonably produce the degree of symptom alleged." Smolen v. Chater , 80 F.3d 1273, 1282 (9th Cir. 1996) (emphasis in original). When the ALJ finds a claimant's subjective complaints not credible, the ALJ must make specific findings that support the conclusion. See Berry v. Astrue , 622 F.3d 1228, 1234 (9th Cir. 2010). Absent affirmative evidence of malingering, those findings must provide "clear and convincing" reasons for rejecting the claimant's testimony. Lester , 81 F.3d at 834. If the ALJ's credibility finding is supported by substantial evidence in the record, the reviewing court "may not engage in second-guessing." Thomas v. Barnhart , 278 F.3d 947, 959 (9th Cir. 2002).

         At the hearing, Plaintiff testified that she last worked as a housekeeper in 1999 and stopped working after that because she "became homeless" and "it was kind of hard to work." (AR 28.) She testified that her typical day consisted of staying home and watching television and that she went to the grocery store approximately once every three days; she was able to get around by riding a bicycle or using public transportation. (AR 29-30.) She testified that she had no difficulty attending to her personal needs or doing housekeeping, and she did the grocery shopping and cooking for the household. (AR 30-31.) She claimed that she was unable to work because of "a lack of concentration" and hearing voices that "confused" her. (AR 33.) She stated that she heard voices "every day" and that sometimes she had trouble going out in public because she thought people were talking about her. (AR 34, 43-44.)

At the time of the hearing Plaintiff was not homeless, as she lived with her boyfriend in a house and had been with him "off and on, for about 14 years." (AR 26, 142.)

         On March 26, 2009, Plaintiff filled out an Adult Function Report stating that her daily activities included making coffee and breakfast in the morning, showering, going for a bike ride, watching TV, cleaning the house, watering plants, and cooking lunch and dinner. (AR 142.) She stated that because of hearing voices she was unable to "think straight" or do chores without interruption from the voices, but she noted that she could get around, take care of shopping and personal needs, and manage money on her own. (AR 143-45.) She stated that she did not "go out [too] much now" because "[s]ometimes I think people are talking about me." (AR 147.) She stated that her ability to follow written and spoken instructions and interact with authority figures was "good, " but she did not handle stress or changes in routine well. (AR 147-48.) Her boyfriend, Henry Gonzalez, filled out a third-party report, giving substantially similar answers. (AR 134-41.)

         In her written opinion, the ALJ found that to the extent Plaintiff claimed that her ability to work was more restricted than the ALJ found, it was not credible. (AR 16-17.) The ALJ provided a detailed summary of the evidence of record, noting that substantial evidence showed that Plaintiff had no trouble caring for herself, getting around town, or performing household chores; her symptoms improved when she was compliant with prescribed medications; and the times when Plaintiff's symptoms worsened corresponded to times when she was noncompliant with her medications. (AR 15-16.)

         Reversal is not warranted based on the ALJ's alleged failure to make proper credibility findings or properly consider Plaintiff's subjective symptoms. Contrary to Plaintiff's arguments, the ALJ provided specific reasons for rejecting Plaintiff's credibility: substantial medical evidence showed that her symptoms were well controlled with medication, and her daily activities were inconsistent with the level of disability she alleged. (Id.)

         Substantial evidence supports the ALJ's findings. As noted above, the record showed that, throughout 2009 and 2010, when Plaintiff took her medications her condition remained "stable" and she exhibited appropriate mood, affect, speech, appearance, and concentration. (See AR 214, 217, 314-19.) The psychiatrist who examined Plaintiff concluded that she had the residual functional capacity to perform simple, repetitive tasks. (AR 302.) Indeed, no doctor ever concluded that Plaintiff was unable to work. Plaintiff herself admitted that she had no trouble following instructions and interacting with authority figures, and her boyfriend said the same. (AR 139-40, 147-48.) Plaintiff's symptoms appeared to worsen only when she did not take her medications (see AR 224-44, 367), and when she then took her medications, her symptoms improved (see AR 214-220, 367). The ALJ's evaluation of Plaintiff's subjective symptom testimony was therefore proper. See, e.g., 20 C.F.R. § 416.929(c)(4)(iv) (ALJ may consider effectiveness of medication in evaluating severity and limiting effects of an impairment); SSR 96-7p, 1996 WL 374186, at *6 ("medical signs and laboratory findings that... demonstrate worsening or improvement of the underlying medical condition... may also help an adjudicator to draw appropriate inferences about the credibility of an individual's statements"); Johnson v. Shalala , 60 F.3d 1428, 1434 (9th Cir. 1995) (holding that "contradictions between claimant's testimony and the relevant medical evidence" provided clear and convincing reason for ALJ to reject plaintiff's subjective symptom testimony).

         The ALJ's finding that Plaintiff's testimony conflicted with her daily activities was also proper. Although it is true that "one does not need to be utterly incapacitated' in order to be disabled, " Vertigan v. Halter , 260 F.3d 1044, 1050 (9th Cir. 2001), the extent of Plaintiff's activities here supports the ALJ's finding that Plaintiff's reports of her impairment were not fully credible. See Bray v. Comm'r of Soc. Sec. Admin. , 554 F.3d 1219, 1227 (9th Cir. 2009); Curry v. Sullivan , 925 F.2d 1127, 1130 (9th Cir. 1990) (finding that claimant's ability to "take care of her personal needs, prepare easy meals, do light housework and shop for some groceries... may be seen as inconsistent with the presence of a condition which would preclude all work activity") (citing Fair v. Bowen , 885 F.2d 597, 604 (9th Cir. 1989)). The ALJ properly noted that Plaintiff's ability to do such daily activities as cooking, cleaning, riding a bicycle, taking public transportation, and grocery shopping for herself and her boyfriend, all of which require at least some degree of concentration, indicated that she had the ability to perform at least simple, repetitive tasks. (AR 15-17.) The ALJ thus did not materially err in assessing Plaintiff's credibility, and reversal is not warranted on this basis.

         VI. CONCLUSION

         Consistent with the foregoing, and pursuant to sentence four of 42 U.S.C. § 405(g), IT IS ORDERED that judgment be entered AFFIRMING the decision of the Commissioner and dismissing this action with prejudice. IT IS FURTHER ORDERED that the Clerk serve copies of this Order and the Judgment on counsel for both parties.

This sentence provides: "The [district] court shall have power to enter, upon the pleadings and transcript of the record, a judgment affirming, modifying, or reversing the decision of the Commissioner of Social Security, with or without remanding the cause for a rehearing."

When any person, as a result of mental disorder, is a danger to others, or to himself or herself, or gravely disabled, a peace officer, member of the attending staff, as defined by regulation, of an evaluation facility designated by the county, designated members of a mobile crisis team provided by Section 5651.7, or other professional person designated by the county may, upon probable cause, take, or cause to be taken, the person into custody and place him or her in a facility designated by the county and approved by the State Department of Social Services as a facility for 72-hour treatment and evaluation.


Summaries of

Calvey v. Astrue

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA
Jan 17, 2013
Case No. CV 12-0472-JPR (C.D. Cal. Jan. 17, 2013)

In Calvey v. Astrue, 2013 WL 180033, *6 (C.D. Cal. Jan. 17, 2013), the District Court found that there was no conflict between the Dictionary of Occupational Titles and the vocational expert's testimony that the claimant could perform the position of a housekeeper despite the limitation of being off-task ten percent of the time.

Summary of this case from Diesta v. Colvin
Case details for

Calvey v. Astrue

Case Details

Full title:NANCY ANN CALVEY, Plaintiff, v. MICHAEL J. ASTRUE, Commissioner of the…

Court:UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA

Date published: Jan 17, 2013

Citations

Case No. CV 12-0472-JPR (C.D. Cal. Jan. 17, 2013)

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